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Original filing (PDF)20251014112025NAL0002737585001
DALLAS BASKETBALL LIMITED D.B.A. DALLAS MAVERICKS
Form 5500
FILING_RECEIVED
DALLAS BASKETBALL LIMITED 401(K) PLAN
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
447
Accounts w/ balance
454
Plan assets (EOY)
$40.4M
Net assets (EOY)
$40.4M
How this plan invests
This plan
3 pooled trusts
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DALLAS BASKETBALL LIMITED D.B.A. DALLAS MAVERICKS.
Plan sponsor
Name
DALLAS BASKETBALL LIMITED D.B.A. DALLAS MAVERICKS
EIN
75-2667844
Address
1333 NORTH STEMMONS FREEWAY · SUITE 105 · DALLAS, TX · 75207
Phone
(214) 658-7100
Industry
Arts, Entertainment, Recreationsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2K · 401(m) arrangement
2E · Profit-sharing
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
2F · ERISA section 404(c)
3D · Pre-approved plan (master / prototype / VS)
2G · Total participant-directed accounts
2J · 401(k) feature
Audit & trust (Schedule H)
Auditor
COHNREZNICK LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $25K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS LLC | 47-1411118 | — | ADVISOR | $35K | — |
| LPL FINANCIAL LLC | 04-3046611 | — | ADVISOR | $17K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| COHNREZNICK LLP | 33-4144829 | — | ACCOUNTANT/AUDITOR | $31K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
25 direct securities · 3 pooled funds· $40.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$40.4M
25 holdings
Common Collective Trust
$27K
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Advisor 500 Index | — | — | — | $6.5M | 16.2% | |
| American Funds 2025 Trgt Retire R6 | — | — | — | $5.6M | 13.9% | |
| American Funds 2040 Trgt Retire R6 | — | — | — | $4.9M | 12.1% | |
| American Funds 2050 Trgt Retire R6 | — | — | — | $3.5M | 8.5% | |
| American Funds 2035 Trgt Retire R6 | — | — | — | $3.4M | 8.4% | |
| American Funds 2030 Trgt Retire R6 | — | — | — | $2.9M | 7.1% | |
| American Funds 2010 Trgt Retire R6 | — | — | — | $2.8M | 7.0% | |
| American Funds 2045 Trgt Retire R6 | — | — | — | $2.8M | 6.9% | |
| Fidelity Growth Company K6 | — | — | — | $1.8M | 4.5% | |
| American Funds 2055 Trgt Retire R6 | — | — | — | $1.7M | 4.3% | |
| American Funds 2060 Trgt Retire R6 | — | — | — | $1.5M | 3.8% | |
| American Funds 2015 Trgt Retire R6 | — | — | — | $1.0M | 2.6% | |
| American Funds 2020 Trgt Retire R6 | — | — | — | $936K | 2.3% | |
| Fidelity Total Market Index | — | — | — | $269K | 0.7% | |
| Participant loans | — | — | — | $246K | 0.6% | |
| American Funds 2065 Trgt Retire R6 | — | — | — | $181K | 0.4% | |
| Fidelity Total International Index | — | — | — | $81K | 0.2% | |
| Fidelity Small Cap Index Fund | — | — | — | $67K | 0.2% | |
| Fidelity US Bond Index Fund | — | — | — | $27K | <0.1% | |
| Large Cap Value Fund Fee Class R1 | — | — | — | $15K | <0.1% | |
| PUTN LARGE CP VAL R1 GREAT GRAY TRUST COMPANY, LLC · EIN 38-4065329 / PN 426 | Common Collective Trust | — | — | $15K | <0.1% | |
| MID CAP VAL II R1 GREAT GRAY TRUST COMPANY, LLC · EIN 38-7312964 / PN 001 | Common Collective Trust | — | — | $10K | <0.1% | |
| Fidelity Mid Cap Index | — | — | — | $9K | <0.1% | |
| Fidelity Small Cap Growth K6 Fund | — | — | — | $8K | <0.1% | |
| PIMCO Income Institutional Class | — | — | — | $8K | <0.1% | |
| DFA US Targeted Value Portfolio Institutional Class | — | — | — | $8K | <0.1% | |
| American Funds The Bond Fund of America | — | — | — | $4K | <0.1% | |
| LARGE CAP GRTH II R1 GREAT GRAY TRUST COMPANY · EIN 38-4139848 / PN 626 | Common Collective Trust | — | — | $1K | <0.1% |