Original filing (PDF)20251015084515NAL0002120611001

UMC PHYSICIANS

Name: UMC PHYSICIANS — UMC PHYSICIANS 401(K) PLAN, Form 5500 (2024)
Creator: UMC PHYSICIANS

Form 5500

FILING_RECEIVED

UMC PHYSICIANS 401(K) PLAN

401(k) retirement plan

Active participants

457

Accounts w/ balance

550

Plan assets (EOY)

$35.9M

Net assets (EOY)

$35.9M

How this plan invests

This plan

38 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

100

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

100

Total plan cost

100

Vendor stack

100

Participation health

100

Helping the score

Below-peer total fees (8 bps vs 29 bps peer median).

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UMC PHYSICIANS.

Plan sponsor

Name

UMC PHYSICIANS

EIN

75-2646477

Address

5219 CITY BANK PARKWAY · SUITE 160 · LUBBOCK, TX · 79407

Phone

(806) 761-0333

Industry

Health Care & Social Assistancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-15

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

FORVIS MAZARS, LLP

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

4 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
NOVA 401(K) ASSOCIATES LP	20-1181458	—	RECORDKEEPER	$12K	—
TRANSAMERICA RETIREMENT SOLUTIONS	13-3689044	—	RECORDKEEPER	$11K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
MESIROW FINANCIAL, INC	36-3194849	—	INVESTMENT ADVISORY -PLAN	$7K	—

Broker

Name	EIN	Location	Relation	Direct comp	Indirect comp
MML INVESTORS SERVICES, LLC	04-3109325	—	BROKER	$0	—

Investments

38 direct securities· $35.9M(100% of reported assets)

Investment	Type	Shares / units	Cost	Current value	% of plan
American Funds Growth Fund of Amer R3	—	107,167	—	$7.7M	21.5%
American Funds Washington Mutual R3	—	44,836	—	$2.7M	7.6%
Vanguard Target Retirement 2050 Inv	—	50,373	—	$2.5M	7.0%
Invesco Global A	—	26,668	—	$2.5M	6.9%
Vanguard Target Retirement 2045 Inv	—	79,939	—	$2.4M	6.6%
Vanguard Target Retirement 2055 Inv	—	34,773	—	$1.9M	5.4%
Virtus Ceredex Large Cap Value Equity A	—	164,139	—	$1.6M	4.4%
ClearBridge Mid Cap A	—	39,594	—	$1.3M	3.5%
Vanguard Target Retirement 2040 Inv	—	29,231	—	$1.3M	3.5%
Vanguard Target Retirement 2035 Inv	—	50,802	—	$1.2M	3.4%
Vanguard Growth Index Adm	—	4,719	—	$997K	2.8%
Vanguard Total Stock Mkt Idx Adm	—	6,307	—	$889K	2.5%
Vanguard Mid-Cap Growth Index Adm	—	7,891	—	$862K	2.4%
Vanguard Target Retirement 2025 Inv	—	42,699	—	$798K	2.2%
Transamerica Stock Index R	—	37,276	—	$720K	2.0%
Transamerica Stable Value Focus Option	—	—	—	$711K	2.0%
American Funds American Balanced R3	—	20,548	—	$701K	2.0%
Vanguard Target Retirement 2060 Inv	—	12,057	—	$618K	1.7%
Vanguard Value Index Adm	—	9,335	—	$616K	1.7%
Participant Loans	—	—	—	$470K	1.3%
JPMorgan Core Bond R2	—	41,991	—	$424K	1.2%
Vanguard Target Retirement 2065 Inv	—	11,924	—	$401K	1.1%
BlackRock Global Allocation Inv R	—	20,597	—	$354K	1.0%
Vanguard Mid-Cap Value Index Adm	—	4,169	—	$349K	1.0%
Vanguard Inflation Protected Secs Inv	—	29,482	—	$338K	0.9%
Vanguard Target Retirement 2030 Inv	—	7,663	—	$290K	0.8%
Vanguard Total Intl Stock Index Adm	—	7,399	—	$234K	0.7%
Victory Sycamore Small Company Opportunity R	—	5,543	—	$231K	0.6%
Vanguard Target Retirement 2020 Inv	—	8,101	—	$215K	0.6%
Transamerica High Yield Bond R	—	18,036	—	$148K	0.4%
Columbia Overseas Value A	—	9,993	—	$105K	0.3%
Vanguard Small Cap Value Index Adm	—	1,214	—	$103K	0.3%
American Funds EuroPacific Gr R3	—	1,360	—	$71K	0.2%
Vanguard Real Estate Index Adm	—	507	—	$64K	0.2%
Vanguard Small Cap Growth Index Adm	—	619	—	$61K	0.2%
Fidelity Advisor Emerging Markets M	—	1,506	—	$46K	0.1%
Vanguard Target Retirement Income Investment	—	2,394	—	$31K	<0.1%
Vanguard Target Retirement 2070 Inv	—	383	—	$10K	<0.1%