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Original filing (PDF)20251009052622NAL0006165553001
FINLEY RESOURCES INC.
Form 5500
FILING_RECEIVED
FINLEY RESOURCES INC 401(K) PLAN
401(k) retirement plan
Signals · 1
30% in single holding
Active participants
247
Accounts w/ balance
314
Plan assets (EOY)
$22.5M
Net assets (EOY)
$22.5M
How this plan invests
This plan
1 pooled trust
Schedule D
23 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
85
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "VAN TARGET RETIRE 2050" is 30% of plan.
Helping the score
- Below-peer total fees (4 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for FINLEY RESOURCES INC..
Plan sponsor
Name
FINLEY RESOURCES INC.
EIN
75-2510032
Address
1308 LAKE ST · FORT WORTH, TX · 76102
Phone
(817) 231-8765
Industry
Mining, Quarrying, Oil & Gassee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
PAYNE & SMITH LLC CPA
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $9K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Investments
22 direct securities · 1 pooled fund· $22.2M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$21.4M
22 holdings
Common Collective Trust
$739K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VAN TARGET RETIRE 2050 | Registered Investment Companies | — | — | $6.7M | 29.7% | |
| VAN TARGET RETIRE 2040 | Registered Investment Companies | — | — | $4.2M | 18.7% | |
| JPMORGAN LARGE CAP GROWTH R6 | Registered Investment Companies | — | — | $1.7M | 7.5% | |
| VAN TARGET RETIRE 2030 | Registered Investment Companies | — | — | $1.6M | 7.1% | |
| VANGUARD 500 INDEX FUND - ADM | Registered Investment Companies | — | — | $1.6M | 7.1% | |
| VANGUARD LIFESTRATEGY GROWTH | Registered Investment Companies | — | — | $799K | 3.5% | |
| FEDERATED CAP PRES FUND R6 FEDERATED INVESTORS TRUST CO · EIN 22-2712853 / PN 001 | Common Collective Trust | — | — | $739K | 3.3% | |
| VANGUARD LIFESTRATEGY MOD GROW | Registered Investment Companies | — | — | $709K | 3.1% | |
| FID DIVERSIFIED INTL K | Registered Investment Companies | — | — | $605K | 2.7% | |
| VANGUARD MID CAP INDEX - ADM | Registered Investment Companies | — | — | $425K | 1.9% | |
| AB SMALL CAP GROWTH PORT Z | Registered Investment Companies | — | — | $421K | 1.9% | |
| VAN TARG RETIRE 2065 60 REGISTERED INVESTMENT COMPANY VAN TARGET RETIRE 2020 | Registered Investment Companies | — | — | $412K | 1.8% | |
| JANUS HENDERSON ENTERPRISE N | Registered Investment Companies | — | — | $401K | 1.8% | |
| AMC SMALL CAP VALUE FUND - R6 | Registered Investment Companies | — | — | $340K | 1.5% | |
| MFS VALUE R6 | Registered Investment Companies | — | — | $338K | 1.5% | |
| PGIM HIGH YIELD FUND R6 | Registered Investment Companies | — | — | $282K | 1.3% | |
| VICTORY ESTABLISHED VALUE I | Registered Investment Companies | — | — | $280K | 1.2% | |
| LORD ABBETT TOTAL RETURN R6 | Registered Investment Companies | — | — | $211K | 0.9% | |
| VANGUARD SMALL CAP INDEX ADMRL | Registered Investment Companies | — | — | $207K | 0.9% | |
| VAN LIFESTRAT CONSERV GR - INV | Registered Investment Companies | — | — | $168K | 0.7% | |
| VAN TARGET RETIRE INC | Registered Investment Companies | — | — | $41K | 0.2% | |
| VANGUARD DEV MKT INDEX ADMIRAL | Registered Investment Companies | — | — | $17K | <0.1% | |
| VAN TARGET RETIRE 2045 | Registered Investment Companies | — | — | $2K | <0.1% |
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