Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | 84-0467907 | GREENWOOD VILLAGE, CO | RECORDKEEPER | $27K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | — | PENNINGTON, NJ | INVESTMENT ADVISOR | $21K | — |
| Name | EIN | Location |
|---|
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| iShares S&P 500 Index K | — | — | — | $2.4M | 21.4% |
| Relation |
|---|
| Direct comp |
|---|
| Indirect comp |
|---|
| NOVA 401(K) ASSOCIATES | 20-1181458 | HOUSTON, TX | THIRD PARTY ADMINISTRATOR | $250 | — |
| JPMorgan SmartRetirement 2045 R6 | — | — | — | $1.3M | 11.4% |
| JPMorgan SmartRetirement 2035 R6 | — | — | — | $1.2M | 11.1% |
| JPMorgan SmartRetirement 2050 R6 | — | — | — | $1.1M | 9.5% |
| JPMorgan SmartRetirement 2040 R6 | — | — | — | $870K | 7.7% |
| JPMorgan SmartRetirement 2055 R6 | — | — | — | $785K | 7.0% |
| JPMorgan SmartRetirement 2025 R6 | — | — | — | $586K | 5.2% |
| JPMorgan SmartRetirement 2030 R6 | — | — | — | $506K | 4.5% |
| JPMorgan SmartRetirement 2060 R6 | — | — | — | $489K | 4.3% |
| KEY GUARANTEED PORTFOLIO FUND GREAT WEST LIFE & ANNUITY INS COMP. · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $457K | 4.1% |
| MFS International Diversification R6 | — | — | — | $239K | 2.1% |
| MFS Massachusetts Inv Growth Stk R6 | — | — | — | $237K | 2.1% |
| iShares Russel Mid-Cap Index K | — | — | — | $216K | 1.9% |
| Participant Loans Interest rates from 5.25% to 10.50% | Participant loans | — | — | $207K | 1.8% |
| AB High Income Z | Mutual Funds | — | — | $137K | 1.2% |
| JPMorgan SmartRetirement Income R6 | — | — | — | $128K | 1.1% |
| Clear Bridge Large Cap Value IS | — | — | — | $119K | 1.1% |
| JPMorgan SmartRetirement 2020 R6 | — | — | — | $102K | 0.9% |
| Columbia Small Cap Index Instl 3 | — | — | — | $58K | 0.5% |
| Loomis Sayles Core Plus Bond N | — | — | — | $50K | 0.4% |
| American Funds New World R6 | — | — | — | $45K | 0.4% |
| PGIM Global Total Return R6 | — | — | — | $11K | <0.1% |
| BlackRock Global Allocation Inv K | — | — | — | $7K | <0.1% |
| PIMCO Commodity Real Return Strat Inatl 604 PGIM Global Real Estate R6 | — | — | — | $4K | <0.1% |
