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Original filing (PDF)20251009054931NAL0003374451001
STATON HOLDINGS, INC.
Form 5500
FILING_RECEIVED
STATON HOLDINGS, INC. 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
151
Accounts w/ balance
105
Plan assets (EOY)
$5.2M
Net assets (EOY)
$5.2M
How this plan invests
This plan
25 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
92
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
80
Knocking points off
- 63 bps in Schedule C fees — modestly above peer band of 52 bps.
- 70% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for STATON HOLDINGS, INC..
Plan sponsor
Name
STATON HOLDINGS, INC.
EIN
75-2193960
Address
P.O. BOX 801309 · DALLAS, TX · 75380
Phone
(972) 448-3085
Industry
Wholesale Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
WHITLEY PENN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | 84-0467907 | GREENWOOD VILLAGE, CO | RECORDKEEPER | $12K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CLIFTON LARSON ALLEN WEALTH ADVISOR | — | PHILADELPHIA, PA | INVESTMENT ADVISOR | $14K | — |
TPA / Administrator
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MAP RETIREMENT USA LLC | 86-3678481 | APPLETON, WI | CONTRACT ADMIN | $5K | — |
| MAP RETIREMENT INC. | — | APPLETON, WA | TPA | $2K | — |
Investments
25 direct securities· $5.2M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirement 2040 | — | — | — | $781K | 15.0% | |
| Vanguard Target Retirement 2030 | — | — | — | $553K | 10.6% | |
| Vanguard 500 Index Admiral | — | — | — | $498K | 9.6% | |
| Vanguard Target Retirement 2035 | — | — | — | $427K | 8.2% | |
| Vanguard Total Stock Mkt Adm | — | — | — | $318K | 6.1% | |
| Carillon ClariVest International Stock Fund I | — | — | — | $264K | 5.1% | |
| MainStay Large Cap Growth I | — | — | — | $249K | 4.8% | |
| Dodge & Cox Stock Fund | — | — | — | $228K | 4.4% | |
| GWL&A Key Guaranteed Portfolio Fund | — | — | — | $222K | 4.3% | |
| Dodge & Cox Income Fund | — | — | — | $220K | 4.2% | |
| Vanguard Target Retirement 2025 | — | — | — | $197K | 3.8% | |
| Vanguard Target Retirement 2045 | — | — | — | $188K | 3.6% | |
| Participant Loans Interest at 3.25%-8.50%, with various due dates -0- | — | — | — | $167K | 3.2% | |
| OppenheimerFunds Developing Markets I | — | — | — | $161K | 3.1% | |
| Vanguard Target Retirement 2020 | — | — | — | $107K | 2.1% | |
| Vanguard Total Bond Market Index Fund Admiral | — | — | — | $107K | 2.0% | |
| JPMorgan Undiscovered Mgrs Behavioral Value | — | — | — | $93K | 1.8% | |
| Vanguard Explorer Adm | — | — | — | $93K | 1.8% | |
| Vanguard Target Retirement 2060 | — | — | — | $81K | 1.6% | |
| Vanguard Target Retirement 2050 | — | — | — | $80K | 1.5% | |
| Alliancebernstein Global Bond Adv | — | — | — | $73K | 1.4% | |
| Vanguard Target Retirement Income | — | — | — | $65K | 1.2% | |
| Vanguard Target Retirement 2055 | — | — | — | $31K | 0.6% | |
| First Eagle Global A | — | — | — | $3K | <0.1% | |
| Vanguard Total Intl Stock Admiral | — | — | — | $2K | <0.1% |