How big is Prospera Financial Services' plan?

Prospera Financial Services' plan reported $10.6M in assets and 90 participants for 2024.

Original filing (PDF)20251015123110NAL0004537073001

Prospera Financial Services

Name: Prospera Financial Services — Prospera Financial, Form 5500 (2024)
Creator: Prospera Financial Services
License: https://www.usa.gov/government-works

Form 5500-SF

FILING_RECEIVED

Prospera Financial Services 401(k) Profit Sharing Plan

401(k) retirement plan · Prospera Financial Services' Prospera Financial Services 401(k) Profit Sharing Plan held $10.6M in plan assets for 90 participants in 2024.

Active participants

Accounts w/ balance

107

Plan assets (EOY)

$10.6M

Net assets (EOY)

$10.6M

People on this filing

David Stringer signed Prospera Financial Services' 2024 Form 5500 as plan administrator.

David Stringer — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Prospera Financial Services' EIN is 75-1832551.

EIN 75-1832551

Plan number 001

Plan year 2024

ACK ID 20251015123110NAL0004537073001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for Prospera Financial Services from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

Prospera Financial Services' plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, automatic enrollment, a default investment (QDIA).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for PROSPERA FINANCIAL SERVICES.

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Plan health score

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 70% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

Vendor & structure

100

Helping the score