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Original filing (PDF)20250424140254NAL0012368928001
AZOA SERVICES CORPORATION
Form 5500
FILING_RECEIVED
ALLIANZ ASSET ACCUMULATION PLAN
401(k) retirement plan
Signals · 3
Late filing · 5.3 moNo recordkeeper disclosed9 service providers
Active participants
5,281
Accounts w/ balance
8,963
Plan assets (EOY)
$2.0B
Net assets (EOY)
$2.0B
How this plan invests
This plan
16 collective trusts
Schedule D
Individual securities
on each trust's filing
This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.
Plan health score (directional)
87
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
79
Concentration risk
75
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Filed 5.3 months past the 10.5-month grace window.
- No recordkeeper disclosed on Schedule C.
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AZOA SERVICES CORPORATION.
Plan sponsor
Name
AZOA SERVICES CORPORATION
EIN
75-1723041
Address
5701 GOLDEN HILLS DRIVE · MINNEAPOLIS, MN · 55416
Phone
(888) 899-6844
Industry
Finance & Insurancesee all
Plan administrator
Name
EMPLOYEE BENEFITS ADMINISTRATION COMMITTEE
EIN
94-2339268
City
MINNEAPOLIS, MN
Phone
(888) 899-6844
Plan characteristics
Plan number
002
Plan year
2023
Plan year begin
2023-01-01
Tax period
2023-12-31
Filed
2025-04-24
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
3J · U.S. plan covering Puerto Rico residents
Audit & trust (Schedule H)
Auditor
CROWE LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
9 rowsTrustee
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| THE BANK OF NEW YORK MELLON | 13-5160382 | — | TRUSTEE | $19K | — |
Other
8| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALIGHT SOLUTIONS LLC | 82-1061233 | — | NONE | $461K | — |
| ALIGHT FINANCIAL ADVISORS, LLC | 82-1061233 | — | NONE | $424K | — |
| CURCIO WEBB LLC | 36-4171366 | — | NONE | $46K | — |
| WILLIS TOWERS WATSON | 53-0181291 | — | NONE | $35K | — |
| AON CONSULTING | 36-3051915 | — | NONE | $24K | — |
| FAEGRE DRINKER | — | MINNEAPOLIS, MN | NONE | $7K | — |
| ALIGHT FINANCIAL SOLUTIONS, LLC | 82-1061233 | — | NONE | $0 | — |
| PERSHING LLC | 13-2741729 | — | NONE | $0 | — |
Investments
16 pooled funds· $500.9M(25% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| Investment | Type | Current value | % of plan |
|---|---|---|---|
| T.ROWE PRICE GRWTH STOCK TRUST T. ROWE PRICE TRUST COMPANY · EIN 52-6559833 / PN 013 | Common Collective Trust | $117.3M | 6.0% |
| FIAM BROAD MARKET DURATION FIDELITY INSTL ASSET MGMT TRUST COMPANY · EIN 20-4659714 / PN 012 | Common Collective Trust | $93.1M | 4.7% |
| JPMCB SMARTRETIREMENT DRE 2045 FUND JPMORGAN CHASE BANK, N.A. · EIN 20-5819388 / PN 001 | Common Collective Trust | $42.0M | 2.1% |
| JPMCB SMARTRETIREMENT DRE 2035 FUND JPMORGAN CHASE BANK, N.A. · EIN 20-5819181 / PN 001 | Common Collective Trust | $41.5M | 2.1% |
| JPMCB SMARTRETIREMENT DRE 2030 FUND JPMORGAN CHASE BANK, N.A. · EIN 20-3063387 / PN 001 | Common Collective Trust | $39.4M | 2.0% |
| JPMCB SMARTRETIREMENT DRE 2040 FUND JPMORGAN CHASE BANK, N.A. · EIN 20-3063440 / PN 001 | Common Collective Trust | $37.9M | 1.9% |
| JPMCB SMARTRETIREMENT DRE 2025 FUND JPMORGAN CHASE BANK, N.A. · EIN 20-5819098 / PN 001 | Common Collective Trust | $37.5M | 1.9% |
| JPMCB SMARTRETIREMENT DRE 2050 FUND JPMORGAN CHASE BANK, N.A. · EIN 20-5819476 / PN 001 | Common Collective Trust | $35.5M | 1.8% |
| JPMCB SMARTRETIREMENT DRE INCOME JPMORGAN CHASE BANK, N.A. · EIN 20-3063490 / PN 001 | Common Collective Trust | $26.3M | 1.3% |
| JPMCB SMARTRET DRE 2055 FUND JPMORGAN CHASE BANK, N.A. · EIN 45-5595944 / PN 001 | Common Collective Trust | $21.2M | 1.1% |
| JPMORGAN CHASE BK NA CMNGLD TR 2060 JPMORGAN CHASE BANK, N.A. · EIN 81-3221155 / PN 001 | Common Collective Trust | $6.6M | 0.3% |
| EB TEMPORARY INVESTMENT FUND THE BANK OF NEW YORK MELLON · EIN 25-6078093 / PN 023 | Common Collective Trust | $2.7M | 0.1% |
| SHORT-TERM INVESTMENT FUND A SEI TRUST COMPANY · EIN 41-6292499 / PN 001 | Common Collective Trust | $0 | <0.1% |
| GALLIARD INTERMEDIATE CORE FUND A SEI TRUST COMPANY · EIN 52-2250963 / PN 001 | Common Collective Trust | $0 | <0.1% |
| GALLIARD SHORT CORE FUND F SEI TRUST COMPANY · EIN 52-2252204 / PN 001 | Common Collective Trust | $0 | <0.1% |
| GALLIARD INTERMEDIATE CORE FUND L SEI TRUST COMPANY · EIN 27-6635237 / PN 001 | Common Collective Trust | $0 | <0.1% |