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Original filing (PDF)20251014112215NAL0005604706001
ALAN PLUMMER ASSOCIATES, INC.
Form 5500
FILING_RECEIVED
ALAN PLUMMER ASSOCIATES, INC. PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
243
Accounts w/ balance
305
Plan assets (EOY)
$34.1M
Net assets (EOY)
$34.1M
How this plan invests
This plan
1 pooled trust
Schedule D
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ALAN PLUMMER ASSOCIATES, INC..
Plan sponsor
Name
ALAN PLUMMER ASSOCIATES, INC.
EIN
75-1595621
Address
1320 S. UNIVERSITY DRIVE #300 · FORT WORTH, TX · 76107
Phone
(817) 806-1700
Industry
Engineering Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CITRIN COOPERMAN & COMPANY LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $13K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MARINER LLC | 20-4553256 | — | ADVISOR | $52K | — |
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $11K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
28 direct securities · 1 pooled fund· $34.0M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$33.5M
28 holdings
Common Collective Trust
$427K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Contra fund Mutual fund | — | — | — | $5.2M | 15.3% | |
| Fidelity Growth Company Fund Mutual fund | — | — | — | $3.6M | 10.5% | |
| Fidelity 500 Index Fund Mutual fund | — | — | — | $3.3M | 9.7% | |
| J.P. Morgan SmartRetirement Blend 2050 Fund Mutual fund | — | — | — | $2.4M | 7.0% | |
| J.P. Morgan SmartRetirement Blend 2055 Fund Mutual fund | — | — | — | $2.2M | 6.4% | |
| Fidelity US Bond Index Fund Mutual fund | — | — | — | $1.9M | 5.5% | |
| Fidelity Balanced Fund Mutual fund | — | — | — | $1.8M | 5.4% | |
| Putnam Large Cap Value Mutual fund | — | — | — | $1.7M | 4.9% | |
| J.P. Morgan SmartRetirement Blend 2040 Fund Mutual fund | — | — | — | $1.6M | 4.8% | |
| J.P. Morgan SmartRetirement Blend 2045 Fund Mutual fund | — | — | — | $1.2M | 3.6% | |
| Victory Estb Value A Fund Mutual fund | — | — | — | $1.2M | 3.5% | |
| Janus Enterprise T Fund Mutual fund | — | — | — | $1.1M | 3.4% | |
| J.P. Morgan SmartRetirement Blend 2060 Fund Mutual fund | — | — | — | $894K | 2.6% | |
| J.P. Morgan SmartRetirement Blend 2035 Fund Mutual fund | — | — | — | $875K | 2.6% | |
| J.P. Morgan SmartRetirement Blend 2030 Fund Mutual fund | — | — | — | $747K | 2.2% | |
| Fidelity Capital & Income Fund Mutual fund | — | — | — | $652K | 1.9% | |
| Fidelity International Index Fund Mutual fund | — | — | — | $606K | 1.8% | |
| JPMorgan Core Bond Fund Mutual fund | — | — | — | $504K | 1.5% | |
| ClearBridge Small Cap Growth Mutual fund | — | — | — | $467K | 1.4% | |
| MORLEY STABLE VALUE PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274329 / PN 001 | Common Collective Trust | — | — | $427K | 1.3% | |
| Fidelity External Market Index Fund Mutual fund | — | — | — | $421K | 1.2% | |
| American Funds EuroPacific Growth Fund Mutual fund | — | — | — | $363K | 1.1% | |
| Invesco Developing Markets Fund Mutual fund | — | — | — | $272K | 0.8% | |
| Neuberger Berman Real Estate Trust Mutual fund | — | — | — | $125K | 0.4% | |
| J.P. Morgan SmartRetirement Blend 2020 Fund Mutual fund | — | — | — | $117K | 0.3% | |
| J.P. Morgan SmartRetirement Blend 2025 Fund Mutual fund | — | — | — | $101K | 0.3% | |
| BlackRock Inflation Protected Bond Fund Mutual fund | — | — | — | $73K | 0.2% | |
| J.P. Morgan SmartRetirement Blend Income Fund Mutual fund | — | — | — | $57K | 0.2% | |
| Fidelity Government Money Market Mutual fund | — | — | — | $1K | <0.1% |
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