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Original filing (PDF)20250902151832NAL0008540307001
DAVID SUTHERLAND, LLC
Form 5500
FILING_RECEIVED
DAVID SUTHERLAND LLC 401(K) PLAN
401(k) retirement plan
Active participants
281
Accounts w/ balance
342
Plan assets (EOY)
$18.5M
Net assets (EOY)
$18.5M
How this plan invests
This plan
20 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 65 bps in Schedule C fees — 124% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DAVID SUTHERLAND, LLC.
Plan sponsor
Name
DAVID SUTHERLAND, LLC
EIN
75-1562936
Address
140 REGAL ROW · DALLAS, TX · 75247
Phone
(214) 389-4277
Industry
Wholesale Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-02
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
PRICEKUBECKA, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $60K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| HALBERT HARGROVE GLOBAL ADVISORS | 33-0804608 | — | ADVISOR | $51K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRICEKUBECKA, PLLC | 75-2783674 | — | ACCOUNTANT/AUDITOR | $10K | — |
Investments
20 direct securities· $18.5M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Blkrk Lp Idx 2045 K Mutual Fund | — | — | — | $2.2M | 11.9% | |
| Is R1000 Lgcp Idx K Mutual Fund | — | — | — | $2.1M | 11.6% | |
| Vang Lifest Growth Mutual Fund | — | — | — | $2.1M | 11.5% | |
| Blkrk Lp Idx 2040 K Mutual Fund | — | — | — | $2.0M | 11.0% | |
| Blkrk Lp Idx 2055 K Mutual Fund | — | — | — | $1.8M | 10.0% | |
| Blkrk Lp Idx 2050 K Mutual Fund | — | — | — | $1.8M | 10.0% | |
| Blkrk Lp Idx 2035 K Mutual Fund | — | — | — | $1.5M | 8.2% | |
| Blkrk Lp Idx 2030 K Mutual Fund | — | — | — | $1.5M | 7.9% | |
| Blkrk Lp Idx 2060 K Mutual Fund | — | — | — | $1.4M | 7.4% | |
| Blkrk Lp Idx Rtmt K Mutual Fund | — | — | — | $523K | 2.8% | |
| Is R2000 Sm-Cap K Mutual Fund | — | — | — | $474K | 2.6% | |
| Is R Mid-Cap Idx K Mutual Fund | — | — | — | $222K | 1.2% | |
| Vang Lifest Mod Grth Mutual Fund | — | — | — | $161K | 0.9% | |
| Notes receivable from participants Bearing interest at 5.25%-10.5% - | — | — | — | $153K | 0.8% | |
| Fid Govt Mmkt Mutual Fund | — | — | — | $144K | 0.8% | |
| Vang Lifest Con Grth Mutual Fund | — | — | — | $84K | 0.5% | |
| Is Us Agg Bd Idx K Mutual Fund | — | — | — | $75K | 0.4% | |
| Is Msci Eafe Intl K Mutual Fund | — | — | — | $35K | 0.2% | |
| Is Msci Tot Intl K Mutual Fund | — | — | — | $28K | 0.2% | |
| Vang Lifest Income Mutual Fund | — | — | — | $27K | 0.1% |