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Original filing (PDF)20250924071355NAL0007795072001
UNIVERSAL WEATHER AND AVIATION, LLC
Form 5500
FILING_RECEIVED
UNIVERSAL WEATHER AND AVIATION, LLC 401(K) PLAN
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
994
Accounts w/ balance
1,215
Plan assets (EOY)
$108.5M
Net assets (EOY)
$108.5M
How this plan invests
This plan
18 pooled trusts
Schedule D
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
- 13 bps in Schedule C fees — modestly above peer band of 10 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UNIVERSAL WEATHER AND AVIATION, LLC.
Plan sponsor
Name
UNIVERSAL WEATHER AND AVIATION, LLC
EIN
75-1039736
Address
1150 GEMINI · HOUSTON, TX · 77058
Phone
(713) 944-1622
Industry
Information / Tech / Mediasee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-24
Pension benefit codes
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
2E · Profit-sharing
2F · ERISA section 404(c)
3D · Pre-approved plan (master / prototype / VS)
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
HAM, LANGSTON & BREZINA, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $55K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPFINANCIAL PARTNERS LLC | 26-0058143 | — | INVESTMENT ADVISOR | $66K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| HAM, LANGSTON & BREZINA, LLP | 76-0448495 | — | AUDITOR | $18K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
27 direct securities · 18 pooled funds· $162.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$102.5M
27 holdings
Common Collective Trust
$59.9M
18 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Investments Contrafund K6 | — | — | — | $17.1M | 15.8% | |
| T.Rowe Price Retirement 2030 Fund K | — | — | — | $11.7M | 10.8% | |
| TRP RETIRE 2030 K T. ROWE PRICE TRUST COMPANY · EIN 38-7010946 / PN 001 | Common Collective Trust | — | — | $11.7M | 10.8% | |
| T.Rowe Price Retirement 2035 Fund K | — | — | — | $10.3M | 9.5% | |
| TRP RETIRE 2035 K T. ROWE PRICE TRUST COMPANY · EIN 36-7595013 / PN 001 | Common Collective Trust | — | — | $10.3M | 9.5% | |
| T.Rowe Price Retirement 2045 Fund K | — | — | — | $7.7M | 7.1% | |
| TRP RETIRE 2045 K T. ROWE PRICE TRUST COMPANY · EIN 32-6199848 / PN 001 | Common Collective Trust | — | — | $7.7M | 7.1% | |
| Fidelity Investments 500 Index Fund | — | — | — | $7.5M | 6.9% | |
| T.Rowe Price Retirement 2040 Fund K | — | — | — | $7.1M | 6.6% | |
| TRP RETIRE 2040 K T. ROWE PRICE TRUST COMPANY · EIN 35-6941729 / PN 001 | Common Collective Trust | — | — | $7.1M | 6.6% | |
| Fidelity Brokerage Services Self-Directed Brokerage Accounts | — | — | — | $6.6M | 6.0% | |
| T.Rowe Price Retirement 2025 Fund K | — | — | — | $5.5M | 5.1% | |
| TRP RETIRE 2025 K T. ROWE PRICE TRUST COMPANY · EIN 37-6495447 / PN 001 | Common Collective Trust | — | — | $5.5M | 5.1% | |
| T.Rowe Price Retirement 2050 Fund K | — | — | — | $5.1M | 4.7% | |
| TRP RETIRE 2050 K T. ROWE PRICE TRUST COMPANY · EIN 30-6303214 / PN 001 | Common Collective Trust | — | — | $5.1M | 4.7% | |
| TRP STABLE VALUE T. ROWE PRICE TRUST COMPANY · EIN 52-1309931 / PN 001 | Common Collective Trust | — | — | $4.8M | 4.4% | |
| T.Rowe Price Retirement 2055 Fund K | — | — | — | $3.6M | 3.3% | |
| TRP RETIRE 2055 K T. ROWE PRICE TRUST COMPANY · EIN 35-6941728 / PN 001 | Common Collective Trust | — | — | $3.6M | 3.3% | |
| MFS International Growth International Growth Fund Class R3 | — | — | — | $2.9M | 2.7% | |
| Vanguard Value Index Fund Admiral | — | — | — | $2.6M | 2.4% | |
| Carillon Eagle Mid Cap Growth A | — | — | — | $2.4M | 2.2% | |
| John Hancock Disciplined Value Mid-Cap Fund R6 | — | — | — | $2.4M | 2.2% | |
| Participant loans Notes receivable from participants bearing interest at rates ranging from 4.25% to 9.50% | — | — | — | $1.7M | 1.6% | |
| Fidelity Investments International Index Fund | — | — | — | $1.5M | 1.4% | |
| Principal Funds Small-Cap Growth Class I Fund R6 | — | — | — | $1.5M | 1.4% | |
| T.Rowe Price Retirement 2060 Fund K | — | — | — | $1.5M | 1.4% | |
| TRP RETIRE 2060 K T. ROWE PRICE TRUST COMPANY · EIN 47-1088316 / PN 001 | Common Collective Trust | — | — | $1.5M | 1.4% | |
| American Beacon Small Cap Value Fund Class R5 | — | — | — | $1.3M | 1.2% | |
| FIAM CORE PLUS CL I FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 052 | Common Collective Trust | — | — | $1.2M | 1.1% | |
| T.Rowe Price Retirement 2020 Fund K | — | — | — | $691K | 0.6% | |
| TRP RETIRE 2020 K T. ROWE PRICE TRUST COMPANY · EIN 36-7594871 / PN 001 | Common Collective Trust | — | — | $691K | 0.6% | |
| Fidelity Investments Extended Market Index Fund | — | — | — | $553K | 0.5% | |
| T.Rowe Price Retirement 2065 Fund K | — | — | — | $433K | 0.4% | |
| TRP RETIRE 2065 K T. ROWE PRICE TRUST COMPANY · EIN 85-1763138 / PN 001 | Common Collective Trust | — | — | $433K | 0.4% | |
| Fidelity Investments US Bond Index Fund | — | — | — | $413K | 0.4% | |
| T.Rowe Price Retirement 2015 Fund K | — | — | — | $157K | 0.1% | |
| TRP RETIRE 2015 K T. ROWE PRICE TRUST COMPANY · EIN 35-6941654 / PN 001 | Common Collective Trust | — | — | $157K | 0.1% | |
| T.Rowe Price Retirement 2005 Fund K | — | — | — | $99K | <0.1% | |
| TRP RETIRE 2005 K T. ROWE PRICE TRUST COMPANY · EIN 61-6434302 / PN 001 | Common Collective Trust | — | — | $99K | <0.1% | |
| Fidelity Investments Government Money Market Fund | — | — | — | $41K | <0.1% | |
| T.Rowe Price Retirement 2010 Fund K | — | — | — | $4K | <0.1% | |
| TRP RETIRE 2010 K T. ROWE PRICE TRUST COMPANY · EIN 32-6199795 / PN 001 | Common Collective Trust | — | — | $4K | <0.1% | |
| TRP RETIRE 2035 J T. ROWE PRICE TRUST COMPANY · EIN 35-6785642 / PN 003 | Common Collective Trust | — | — | $0 | <0.1% | |
| TRP RETIRE 2025 K T. ROWE PRICE TRUST COMPANY · EIN 36-7594874 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| TRP RETIRE 2060 K T. ROWE PRICE TRUST COMPANY · EIN 52-6559833 / PN 002 | Common Collective Trust | — | — | $0 | <0.1% |