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Original filing (PDF)20251014094922NAL0005339874001
SOUTHERN METHODIST UNIVERSITY
Form 5500
FILING_RECEIVED
SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN
403(b) retirement plan
Signals · 1
7 service providers
Active participants
2,417
Accounts w/ balance
4,921
Plan assets (EOY)
$1.1B
Net assets (EOY)
$1.1B
How this plan invests
This plan
1 pooled trust
Schedule D
78 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SOUTHERN METHODIST UNIVERSITY.
Plan sponsor
Name
SOUTHERN METHODIST UNIVERSITY
EIN
75-0800689
Address
6116 NORTH CENTRAL EXPRESSWAY · SUITE 200 · DALLAS, TX · 75206
Phone
(214) 768-2024
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2K · 401(m) arrangement
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
INSERO & CO. CPAS LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
7 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS | 13-3689044 | — | RECORD KEEPER | $455K | — |
Broker
6| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| THE GARDNER GROUP | 26-1629539 | — | PARTICIPANT BROKERAGE | $21K | — |
| BEAIRD HARRIS | 75-2569390 | — | PARTICIPANT BROKERAGE | $14K | — |
| TRUE NORTH ADVISORS LLC | 75-2871229 | — | PARTICIPANT BROKERAGE | $7K | — |
| CHARLES SCHWAB & CO., INC | 94-1737782 | — | SECURITIES BROKER | $4K | — |
| NATIONAL FINANCIAL SERVICES | 04-3523567 | — | SECURITIES BROKER | $0 | — |
| MID ATLANTIC CAPITAL CORPORATION | 25-1409618 | — | SECURITIES BROKER | $0 | — |
Investments
77 direct securities · 1 pooled fund· $1.1B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$1.1B
77 holdings
Pooled Separate Account
$5.5M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TIAA Non Fully Benefit Responsive Traditional Annuity | — | — | — | $87.8M | 7.7% | |
| Vanguard Instl Index | — | — | — | $66.6M | 5.8% | |
| CREF Stock | — | — | — | $56.0M | 4.9% | |
| Vanguard Target Retirement 2030 Inv | — | — | — | $51.2M | 4.5% | |
| American Century American Century Growth R6 | — | — | — | $48.9M | 4.3% | |
| Vanguard Target Retirement 2040 Inv | — | — | — | $47.2M | 4.1% | |
| Vanguard Target Retirement 2035 Inv | — | — | — | $45.2M | 3.9% | |
| Fidelity Growth Company K6 | — | — | — | $44.8M | 3.9% | |
| Vanguard Target Retirement 2045 Inv | — | — | — | $39.2M | 3.4% | |
| Charles Schwab Instl Personal Choice Retirement Account (Other Funds) | — | — | — | $36.9M | 3.2% | |
| Vanguard Total Stock Market Index | — | — | — | $35.8M | 3.1% | |
| Vanguard Target Retirement 2025 Inv | — | — | — | $33.6M | 2.9% | |
| NYL Guaranteed Interest Account | — | — | — | $30.8M | 2.7% | |
| Vanguard Federal Money Market | — | — | — | $29.6M | 2.6% | |
| Vanguard Target Retirement 2020 Inv | — | — | — | $26.7M | 2.3% | |
| Vanguard Target Retirement 2050 Inv | — | — | — | $26.6M | 2.3% | |
| Vanguard Mid Cap Index Instl | — | — | — | $24.2M | 2.1% | |
| Fidelity Contrafund | — | — | — | $23.0M | 2.0% | |
| Blackrock Equity Dividend I | — | — | — | $19.9M | 1.7% | |
| Vanguard Total Bond Market Index | — | — | — | $19.9M | 1.7% | |
| Blackrock Inflation Protected Bond Instl | — | — | — | $19.8M | 1.7% | |
| Vanguard Target Retirement Income Inv | — | — | — | $19.8M | 1.7% | |
| PIMCO Total Return A | — | — | — | $17.2M | 1.5% | |
| Nuveen Core Equity R6 | — | — | — | $17.0M | 1.5% | |
| CREF Growth | — | — | — | $16.3M | 1.4% | |
| Fidelity Advisor Strategic Income I | — | — | — | $15.8M | 1.4% | |
| T. Rowe Price T. Rowe Price New Horizons | — | — | — | $15.6M | 1.4% | |
| Vanguard Small Cap Index Inst | — | — | — | $14.4M | 1.3% | |
| CREF Global Equities | — | — | — | $14.1M | 1.2% | |
| American Funds American Funds EuroPacific Gr R2 | — | — | — | $13.9M | 1.2% | |
| Vanguard Total International Stock Index | — | — | — | $13.3M | 1.2% | |
| Vanguard Target Retirement 2055 Inv | — | — | — | $13.2M | 1.1% | |
| Fidelity International Index Instl Prem | — | — | — | $12.6M | 1.1% | |
| Vanguard Equity Income Adm | — | — | — | $11.5M | 1.0% | |
| CREF Equity Index | — | — | — | $11.4M | 1.0% | |
| Vanguard Windsor II Adm | — | — | — | $11.2M | 1.0% | |
| TIAA Fully Benefit Responsive Traditional Annuity | — | — | — | $8.4M | 0.7% | |
| CREF Social Choice | — | — | — | $8.1M | 0.7% | |
| Fidelity Advisor Small Cap Value I | — | — | — | $8.0M | 0.7% | |
| Fidelity Low-Priced Stock K6 | — | — | — | $7.9M | 0.7% | |
| Vanguard Emerging Markets Stock Index I | — | — | — | $7.5M | 0.7% | |
| T. Rowe Price T. Rowe Price Retirement 2035 I | — | — | — | $6.6M | 0.6% | |
| Vanguard Explorer Adm | — | — | — | $6.6M | 0.6% | |
| Nuveen Mid Cap Growth Opportunities I | — | — | — | $6.3M | 0.5% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $5.5M | 0.5% | |
| CREF Money Market | — | — | — | $4.8M | 0.4% | |
| Fidelity Freedom 2030 K6 | — | — | — | $4.8M | 0.4% | |
| Vanguard Target Retirement 2060 Inv | — | — | — | $4.3M | 0.4% | |
| Allspring Special Mid Cap Value Institutional | — | — | — | $4.0M | 0.4% | |
| CREF Core Bond | — | — | — | $3.8M | 0.3% | |
| 2025 to October 2041. | — | — | — | $3.2M | 0.3% | |
| State Street Bank & Trust Co. Cash Reserve Account | — | — | — | $2.6M | 0.2% | |
| Fidelity Freedom 2040 K6 | — | — | — | $2.5M | 0.2% | |
| CREF Inflation-Linked Bond | — | — | — | $2.4M | 0.2% | |
| T. Rowe Price T. Rowe Price Retirement 2025 I | — | — | — | $2.3M | 0.2% | |
| T. Rowe Price T. Rowe Price Retirement 2030 I | — | — | — | $2.1M | 0.2% | |
| Fidelity Freedom 2025 K6 | — | — | — | $2.0M | 0.2% | |
| Fidelity Freedom 2035 K6 | — | — | — | $1.8M | 0.2% | |
| Fidelity Freedom 2020 K6 | — | — | — | $1.5M | 0.1% | |
| Vanguard Target Retirement 2065 Inv | — | — | — | $1.3M | 0.1% | |
| Fidelity Freedom 2045 K6 | — | — | — | $1.1M | <0.1% | |
| T. Rowe Price T. Rowe Price Retirement 2020 I | — | — | — | $991K | <0.1% | |
| T. Rowe Price T. Rowe Price Retirement 2045 I | — | — | — | $919K | <0.1% | |
| T. Rowe Price T. Rowe Price Retirement 2040 I | — | — | — | $851K | <0.1% | |
| Fidelity Freedom Income K6 | — | — | — | $757K | <0.1% | |
| Fidelity Freedom 2050 K6 | — | — | — | $721K | <0.1% | |
| T. Rowe Price T. Rowe Price Retirement 2015 I | — | — | — | $583K | <0.1% | |
| T. Rowe Price T. Rowe Price Retirement 2050 I | — | — | — | $568K | <0.1% | |
| Fidelity Freedom 2010 K6 | — | — | — | $524K | <0.1% | |
| Fidelity Freedom 2060 K6 | — | — | — | $450K | <0.1% | |
| Nuveen Lifecycle 2030 Retirement | — | — | — | $228K | <0.1% | |
| T. Rowe Price T. Rowe Price Retirement 2055 I | — | — | — | $199K | <0.1% | |
| Fidelity Freedom 2015 K6 | — | — | — | $197K | <0.1% | |
| Fidelity Freedom 2055 K6 | — | — | — | $158K | <0.1% | |
| T. Rowe Price T. Rowe Price Retirement 2065 I | — | — | — | $93K | <0.1% | |
| Nuveen Core Equity Retirement XA | — | — | — | $70K | <0.1% | |
| T. Rowe Price T. Rowe Price Retirement 2060 I | — | — | — | $9K | <0.1% | |
| T. Rowe Price T. Rowe Price Retirement 2005 I | — | — | — | $7K | <0.1% |