Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $2K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | 13-5674085 | PENNINTON, NJ | INVESTMENT ADVISOR | $29K | — |
| Name | EIN | Location |
|---|
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SEPARATE ACCOUNT 401 TALCOTT RESOLUTION LIFE INSURANCE COMPANY · EIN 06-0974148 / PN 000 | Pooled Separate Account | — | — | $11.2M | 90.7% | |
| Empower Annuity Insurance Company of America Blackrock Equity Dividend K |
| Relation |
|---|
| Direct comp |
|---|
| Indirect comp |
|---|
| ALLIANCE BENEFIT GROUP OF HOUSTON | — | HOUSTON, TX | CONTRACT ADMIN | $4K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANDVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $1K | — |
| — |
| — |
| — |
| $1.2M |
| 9.9% |
| Empower Annuity Insurance Company of America American Funds Cap World Growth & Income R6 | — | — | — | $1.2M | 9.7% |
| Talcott Resolution Life Insurance Company Fixed Annuity General Account | — | — | — | $1.0M | 8.2% |
| Empower Annuity Insurance Company of America JPMorgan Smartretirement 2060 R6 | — | — | — | $886K | 7.2% |
| Empower Annuity Insurance Company of America Loomis Sayles Core Plus Bond 1 | — | — | — | $747K | 6.1% |
| Empower Annuity Insurance Company of America American Century Equity Income R6 | — | — | — | $682K | 5.5% |
| Empower Annuity Insurance Company of America Blockrock Ishares S&P 500 Index K | — | — | — | $588K | 4.8% |
| Empower Annuity Insurance Company of America PIMCO Real Return Institutional | — | — | — | $584K | 4.7% |
| Empower Annuity Insurance Company of America JPMorgan US Equity R6 | — | — | — | $556K | 4.5% |
| Empower Annuity Insurance Company of America Delaware Ivy Small Cap Growth R6 | — | — | — | $550K | 4.5% |
| Empower Annuity Insurance Company of America Lord Abbett International Opportunities R6 | — | — | — | $528K | 4.3% |
| Empower Annuity Insurance Company of America PGIM High Yield R6 | — | — | — | $509K | 4.1% |
| Empower Annuity Insurance Company of America Goldman Sachs Small Cap Value R6 | — | — | — | $495K | 4.0% |
| Empower Annuity Insurance Company of America Victory Munder Mid-Cap Core Growth R6 | — | — | — | $495K | 4.0% |
| Empower Annuity Insurance Company of America American Century Emerging Markets A | — | — | — | $319K | 2.6% |
| Empower Annuity Insurance Company of America JPMorgan Smartretirement 2045 R6 | — | — | — | $279K | 2.3% |
| Empower Annuity Insurance Company of America Invesco Oppenheimer International Diversified R6 | — | — | — | $228K | 1.8% |
| Empower Annuity Insurance Company of America Hartford International Opportunities R6 | — | — | — | $214K | 1.7% |
| Empower Annuity Insurance Company of America Victory Sycamore Est. Value A | — | — | — | $189K | 1.5% |
| Empower Annuity Insurance Company of America JPMorgan Smartretirement 2030 R6 | — | — | — | $175K | 1.4% |
| Empower Annuity Insurance Company of America JPMorgan Smartretirement 2040 R6 | — | — | — | $168K | 1.4% |
| Empower Annuity Insurance Company of America JPMorgan Smartretirement 2020 R6 | — | — | — | $152K | 1.2% |
| Notes receivable from participants Interest rates of 4.25% to 9.50% | — | — | — | $131K | 1.1% |
| Empower Annuity Insurance Company of America JPMorgan Smartretirement 2055 R6 | — | — | — | $111K | 0.9% |
| Empower Annuity Insurance Company of America JPMorgan Smartretirement 2050 R6 | — | — | — | $85K | 0.7% |
| Empower Annuity Insurance Company of America Invesco Balanced-Risk Commodity Strategy R6 | — | — | — | $46K | 0.4% |
