Original filing (PDF)20250405125402NAL0013424801001

U.A.P.P. LOCAL UNION NO. 142 PROFIT SHARING PLAN

Name: U.A.P.P. LOCAL UNION NO. 142 PROFIT SHARING PLAN — U.A.P.P. LOCAL UNION NO.142 PROFIT SHARING PLAN, Form 5500 (2023)
Creator: U.A.P.P. LOCAL UNION NO. 142 PROFIT SHARING PLAN

Form 5500

FILING_RECEIVED

U.A.P.P. LOCAL UNION NO.142 PROFIT SHARING PLAN

401(k) retirement plan

Signals · 2

Non-clean audit opinion~126 bps in Sched C fees

Active participants

542

Accounts w/ balance

542

Plan assets (EOY)

$8.1M

Net assets (EOY)

$8.0M

Plan health score

Average plan with room to improve

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Auditor issued a qualified / adverse / disclaimer opinion.
Total administrative cost in the bottom quartile of peers (6th percentile).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for U.A.P.P. LOCAL UNION NO. 142 PROFIT SHARING PLAN.

Plan sponsor

Name

U.A.P.P. LOCAL UNION NO. 142 PROFIT SHARING PLAN

EIN

74-6181280all filings

Address

2425 N.CENTRAL EXPRESSWAY SUITE 120 · RICHARDSON, TX · 75080

Phone

(469) 423-6100

Industry

Plumbing, Heating, AC Contractors· Constructionsee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

002

Plan year

2023

Plan year begin

2023-07-01

Tax period

2024-06-30

Filed

2025-04-05

Pension benefit codes

2E · Profit-sharing

2G · Total participant-directed accounts

2J · 401(k) feature

Audit & trust (Schedule H)

Auditor

HARPER & PEARSON COMPANY P.C,

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

5 rows

Other service providers

Name	EIN	Location	Relation	Direct comp	Indirect comp
ALLIANCE BENEFIT GROUP	76-0500416	HOUSTON, TX	—	$37K	—
HARPER & PEARSON COMPANY PC	74-1695589	HOUSTON, TX	—	$19K	—
SOUTHWEST SERVICE ADMINISTRATOR	86-0785790	RICHARDSON, TX	—	$17K	—
RBC CAPITAL MARKETS LLC	41-1416330	MINNEAPOLIS, MN	—

Investments

The Schedule of Assets is filed as a free-form PDF attachment on EFAST2; we parse these offline and coverage is partial (priority is the largest plans by EOY assets). This plan also reports no pooled (Schedule D) interests, so its holdings aren’t hidden on a master-trust filing. The line-item data lives on DOL EFAST2 under the same ACK_ID.

See Methodology > Data linkages for how Form 5500 / Schedule H / Schedule D / Schedule of Assets fit together.