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Original filing (PDF)20251017050543NAL0015106578001
SIA PARTNERS US, INC.
Form 5500
FILING_RECEIVED
SIA PARTNERS US, INC. 401K PLAN
401(k) retirement plan
Signals · 1
26% in single holding
Active participants
547
Accounts w/ balance
667
Plan assets (EOY)
$55.7M
Net assets (EOY)
$55.7M
How this plan invests
This plan
9 pooled trusts
Schedule D
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "STATE ST TARG RET 2040 IX" is 26% of plan.
Helping the score
- Below-peer total fees (2 bps vs 16 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SIA PARTNERS US, INC..
Plan sponsor
Name
SIA PARTNERS US, INC.
EIN
74-3243189
Address
48 WALL STREET · 9TH FLOOR · NEW YORK, NY · 10005
Phone
(514) 812-3568
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-17
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
SAX LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $11K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UBS | — | CHICAGO, IL | ADVISOR | $0 | — |
Investments
23 direct securities · 9 pooled funds· $55.1M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$31.0M
20 holdings
Common Collective Trust
$24.1M
9 holdings
Uncategorized
$8K
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| STATE ST TARG RET 2040 IX STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 354 | Common Collective Trust | — | — | $14.3M | 25.7% | |
| VANGUARD GROWTH INDEX FUND ADM | Registered Investment Companies | — | — | $7.0M | 12.5% | |
| STATE ST EQUITY 500 INDEX K | Registered Investment Companies | — | — | $5.9M | 10.6% | |
| STATE ST TARG RET 2030 IX STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 352 | Common Collective Trust | — | — | $3.8M | 6.8% | |
| STATE ST CASH SERIES US GOVT L STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 000 | Common Collective Trust | — | — | $3.7M | 6.6% | |
| VAN TARGET RETIRE 2050 | Registered Investment Companies | — | — | $2.7M | 4.9% | |
| VAN TARG RETIRE 2060 | Registered Investment Companies | — | — | $2.2M | 3.9% | |
| VAN TARGET RETIRE 2035 | Registered Investment Companies | — | — | $1.9M | 3.3% | |
| VANGUARD MID CAP INDEX - ADM | Registered Investment Companies | — | — | $1.8M | 3.2% | |
| AMERICAN CENTURY EQTY INC-A | Registered Investment Companies | — | — | $1.5M | 2.7% | |
| VANGUARD SMALL CAP INDEX ADMRL | Registered Investment Companies | — | — | $1.3M | 2.3% | |
| VAN TARGET RETIRE 2025 | Registered Investment Companies | — | — | $1.1M | 1.9% | |
| VANGUARD SM CAP VAL INDEX ADM | Registered Investment Companies | — | — | $934K | 1.7% | |
| VANGUARD SM CP GR IDX -ADMIRAL | Registered Investment Companies | — | — | $771K | 1.4% | |
| STATE ST TARG RET SEC LEND IX STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 358 | Common Collective Trust | — | — | $762K | 1.4% | |
| VANGUARD EMG MKTS STK IDX ADM | Registered Investment Companies | — | — | $612K | 1.1% | |
| FIDELITY ADVISOR UTILITIES A | Registered Investment Companies | — | — | $568K | 1.0% | |
| JHN DISCIPLINED VAL MID CAP A | Registered Investment Companies | — | — | $544K | 1.0% | |
| ISHARES MSCI EAFE INTL INDEX K | Registered Investment Companies | — | — | $484K | 0.9% | |
| STATE ST REIT IDX NLS G STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 359 | Common Collective Trust | — | — | $471K | 0.8% | |
| BLACKROCK GLOBAL ALLOCATION R | Registered Investment Companies | — | — | $465K | 0.8% | |
| AM FND THE BND FND OF AM - R3 | Registered Investment Companies | — | — | $426K | 0.8% | |
| TROWE PRICE INTL VALUE EQ R | Registered Investment Companies | — | — | $402K | 0.7% | |
| STATE ST TARG RET 2020 IX STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 350 | Common Collective Trust | — | — | $322K | 0.6% | |
| AMRCENT INFLATION-ADJ BOND - A | Registered Investment Companies | — | — | $303K | 0.5% | |
| STATE ST AGG STR BAL SLS VII STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 386 | Common Collective Trust | — | — | $298K | 0.5% | |
| STATE ST CONS STR BAL SLS VII STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 384 | Common Collective Trust | — | — | $247K | 0.4% | |
| STATE ST MOD STR BAL SLS VII STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 385 | Common Collective Trust | — | — | $221K | 0.4% | |
| DFA COMMODITY STRAT PORT INST | Registered Investment Companies | — | — | $159K | 0.3% | |
| (1) X This form is filed for a CCT, PSA, or MTIA. | — | — | — | $3K | <0.1% | |
| (1) X DOL Regulation 2520.103-8 (2) X DOL Regulation 2520.103-12(d) (3) X neither DOL Regulation 2520.103-8 nor DOL Regulation 2520.103-12(d). | — | — | $3K | $3K | <0.1% | |
| Yes No Amount a | — | — | — | $3K | <0.1% |