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Original filing (PDF)20251010074758NAL0012099248001
BROOKS TROPICALS, LLC
Form 5500
FILING_RECEIVED
BROOKS TROPICALS 401(K) PLAN
401(k) retirement plan
Signals · 2
99% in single holding~115 bps in Sched C fees
Active participants
106
Accounts w/ balance
121
Plan assets (EOY)
$11.5M
Net assets (EOY)
$11.5M
How this plan invests
This plan
3 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "s 8,130,115 - -" is 99% of plan.
- 115 bps in Schedule C fees — 295% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BROOKS TROPICALS, LLC.
Plan sponsor
Name
BROOKS TROPICALS, LLC
EIN
74-3204606
Address
18400 S.W. 256TH STREET · HOMESTEAD, FL · 330310160
Phone
(305) 247-3544
Industry
Agriculture, Forestry, Fishing, Huntingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
DE LA HOZ, PEREZ & BARBEITO, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $47K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS LLC | — | SAN RAFAEL, CA | INVESTMENT ADVISOR | $22K | — |
Trustee
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BROOKS TROPICALS LLC | — | HOMESTEAD, FL | TRUSTEE | $52K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| DEFINITI LLC | — | THE WOODLANDS, TX | CONTRACT ADMIN | $11K | — |
Investments
3 direct securities· $8.2M(71% of reported assets)
Mutual Funds
$8.1M
1 holding
Uncategorized
$45K
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| s 8,130,115 - | Mutual Funds | — | — | $8.1M | 70.8% | |
| Self-directed brokerage - 41,332 - | — | — | — | $41K | 0.4% | |
| Interest-bearing cash 4,014 - | — | — | — | $4K | <0.1% |
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