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Original filing (PDF)20251111134438NAL0002836915001
JON WAYNE HEATING & AIR CONDITIONING, LTD.
Form 5500
FILING_RECEIVED
JON WAYNE HEATING & AIR CONDITIONING, LTD. 401(K) PLAN
401(k) retirement plan
Signals · 2
~91 bps in Sched C feesNo recordkeeper disclosed
Active participants
255
Accounts w/ balance
156
Plan assets (EOY)
$3.6M
Net assets (EOY)
$3.6M
How this plan invests
This plan
24 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
80
Knocking points off
- 91 bps in Schedule C fees — 75% above peer band of 52 bps.
- No recordkeeper disclosed on Schedule C.
- 61% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for JON WAYNE HEATING & AIR CONDITIONING, LTD..
Plan sponsor
Name
JON WAYNE HEATING & AIR CONDITIONING, LTD.
EIN
74-3018497
Address
9272 US HIGHWAY 87E · SAN ANTONIO, TX · 78263
Phone
(210) 293-6700
Industry
Plumbing, Heating, AC Contractors· Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-11-11
Pension benefit codes
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
2F · ERISA section 404(c)
2A · Age/service weighted or new comparability
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
ADKF, P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MARCADO ASSET MANAGEMENT LLC | 82-1492364 | — | ADVISOR | $7K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY WORKPLACE SERVICES, LLC | 04-3532603 | — | PLAN ADMINISTRATOR | $26K | — |
Investments
24 direct securities· $3.5M(96% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Freedom 2040 Mutual fund | — | — | — | $636K | 17.7% | |
| Fidelity Freedom 2055 Mutual fund | — | — | — | $622K | 17.3% | |
| Fidelity Freedom 2050 Mutual fund | — | — | — | $565K | 15.7% | |
| Fidelity Freedom 2035 Mutual fund | — | — | — | $412K | 11.5% | |
| Fidelity Freedom 2045 Mutual fund | — | — | — | $288K | 8.0% | |
| Fidelity Freedom 2060 Mutual fund | — | — | — | $212K | 5.9% | |
| Fidelity 500 Index Mutual fund | — | — | — | $209K | 5.8% | |
| Fidelity Freedom 2065 Mutual fund | — | — | — | $165K | 4.6% | |
| Fidelity Freedom 2030 Mutual fund | — | — | — | $125K | 3.5% | |
| Fidelity Large Cap Growth Mutual fund | — | — | — | $93K | 2.6% | |
| Fidelity Freedom 2025 Mutual fund | — | — | — | $31K | 0.9% | |
| Fidelity Freedom 2020 Mutual fund | — | — | — | $26K | 0.7% | |
| Fidelity Global ex US Mutual fund | — | — | — | $20K | 0.6% | |
| Fidelity Mid Cap Index Mutual fund | — | — | — | $11K | 0.3% | |
| DFA US Large Cap Value Portfolio Mutual fund | — | — | — | $9K | 0.2% | |
| DFA Emerging Markets 1 Mutual fund | — | — | — | $8K | 0.2% | |
| BlackRock Total Return Fund Class K Mutual fund | — | — | — | $8K | 0.2% | |
| Standard Insurance Stable Asset Fund II Insurance contract | — | — | — | $4K | 0.1% | |
| Fidleity Small Cap Growth Mutual fund | — | — | — | $3K | <0.1% | |
| Fidelity US Bond Index Mutual fund | — | — | — | $3K | <0.1% | |
| DFA US Targeted Value 1 Mutual fund | — | — | — | $3K | <0.1% | |
| DFA Real Estate Securities I Mutual fund | — | — | — | $2K | <0.1% | |
| DFA Inflation Protected Securities Portfolio Mutual fund | — | — | — | $1K | <0.1% | |
| Neuberger Berman Strategic Income Class R6 Mutual fund | — | — | — | $1K | <0.1% |
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