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Original filing (PDF)20251002215547NAL0000919681001
DFB PHARMACEUTICALS, LLC
Form 5500
FILING_RECEIVED
DFB PHARMACEUTICALS, LLC EMPLOYEE RETIREMENT PLAN
401(k) retirement plan
Signals · 1
79% in single holding
Active participants
16
Accounts w/ balance
120
Plan assets (EOY)
$27.9M
Net assets (EOY)
$27.9M
How this plan invests
This plan
1 pooled trust
Schedule D
3 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Standard Insurance Co. Pooled Separate Account" is 79% of plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DFB PHARMACEUTICALS, LLC.
Plan sponsor
Name
DFB PHARMACEUTICALS, LLC
EIN
74-2802343
Address
3909 HULEN · FORT WORTH, TX · 76107
Phone
(800) 441-8227
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-02
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
3H · Sponsor in controlled / affiliated group
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
WHITLEY PENN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STANCORP FINANCIAL GROUP | 93-1253576 | — | NONE | $47K | — |
| WHITLEY PENN LLP | 75-2393478 | — | NONE | $16K | — |
Investments
2 direct securities · 1 pooled fund· $27.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Pooled Separate Account
$21.8M
1 holding
Uncategorized
$6.0M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SEPARATE ACCOUNT A STANDARD INSURANCE COMPANY · EIN 93-0242990 / PN 005 | Pooled Separate Account | — | — | $21.8M | 78.2% | |
| Standard Insurance Co. Guaranteed Interest Fund | — | — | — | $5.9M | 21.1% | |
| with various due dates -0- | — | — | — | $71K | 0.3% |
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