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Original filing (PDF)20251009053517NAL0010374640001
FIFTH GENERATION, INC
Form 5500
FILING_RECEIVED
FIFTH GENERATION, INC 401(K) PLAN
401(k) retirement plan
Active participants
729
Accounts w/ balance
815
Plan assets (EOY)
$105.2M
Net assets (EOY)
$105.2M
How this plan invests
This plan
1 pooled trust
Schedule D
36 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (5 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for FIFTH GENERATION, INC.
Plan sponsor
Name
FIFTH GENERATION, INC
EIN
74-2737688
Address
1406 SMITH ROAD SUITE C · AUSTIN, TX · 78721
Phone
(512) 656-0385
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
MAXWELL LOCKE & RITTER LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $53K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MESIROW FINANCIAL INVESTMENT MANAGE | 36-3429599 | — | INVESTMENT/FINANCIAL ADVI | $0 | — |
Investments
35 direct securities · 1 pooled fund· $102.2M(97% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$96.6M
35 holdings
Common Collective Trust
$5.6M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VAN TARGET RETIRE 2055 | Registered Investment Companies | — | — | $16.1M | 15.3% | |
| VAN TARGET RETIRE 2050 | Registered Investment Companies | — | — | $9.8M | 9.4% | |
| VANGUARD 500 INDEX FUND - ADM | Registered Investment Companies | — | — | $9.2M | 8.7% | |
| VAN TARGET RETIRE 2040 | Registered Investment Companies | — | — | $8.7M | 8.3% | |
| VAN TARGET RETIRE 2045 | Registered Investment Companies | — | — | $7.5M | 7.1% | |
| INVESCO STABLE ASSET - ADPZ INVESCO TRUST COMPANY · EIN 27-3884161 / PN 001 | Common Collective Trust | — | — | $5.6M | 5.4% | |
| VAN TARGET RETIRE 2035 | Registered Investment Companies | — | — | $4.3M | 4.1% | |
| VAN TARGET RETIRE 2025 | Registered Investment Companies | — | — | $3.5M | 3.4% | |
| ALGER CAPITAL APPRECIATION Z | Registered Investment Companies | — | — | $3.4M | 3.2% | |
| VAN TARGET RETIRE 2030 | Registered Investment Companies | — | — | $2.5M | 2.4% | |
| VAN TARG RETIRE 2060 | Registered Investment Companies | — | — | $2.2M | 2.1% | |
| VANGUARD SMALL CAP INDEX ADMRL | Registered Investment Companies | — | — | $2.2M | 2.1% | |
| VANGUARD MID CAP INDEX - ADM | Registered Investment Companies | — | — | $2.2M | 2.0% | |
| VAN TARGET RETIRE 2020 | Registered Investment Companies | — | — | $2.0M | 1.9% | |
| DFA EMERGING MARKETS PORT INST | Registered Investment Companies | — | — | $1.9M | 1.8% | |
| JANUS HENDERSON ENTERPRISE N | Registered Investment Companies | — | — | $1.8M | 1.7% | |
| INVESCO EQUITY AND INCOME R6 | Registered Investment Companies | — | — | $1.7M | 1.6% | |
| DFA US CORE EQUITY 1 PORT INST | Registered Investment Companies | — | — | $1.7M | 1.6% | |
| PUT DYNAMIC ASSET ALLOC BAL R6 | Registered Investment Companies | — | — | $1.6M | 1.6% | |
| CLEARBRIDGE SMALL CAP GR IS | Registered Investment Companies | — | — | $1.6M | 1.5% | |
| INVESCO COMSTOCK FUND - R6 | Registered Investment Companies | — | — | $1.4M | 1.3% | |
| PUT DYNAMIC ASSET ALLOC GR R6 | Registered Investment Companies | — | — | $1.3M | 1.3% | |
| DFA US SMALL CAP VAL PORT INST | Registered Investment Companies | — | — | $1.3M | 1.2% | |
| VAN TARG RETIRE 2065 | Registered Investment Companies | — | — | $1.2M | 1.2% | |
| VANGUARD DEV MKT INDEX ADMIRAL | Registered Investment Companies | — | — | $1.1M | 1.0% | |
| DFA INTL CORE EQUITY 2 INST | Registered Investment Companies | — | — | $782K | 0.7% | |
| AMERICAN FUNDS EUROPAC GRO- R6 | Registered Investment Companies | — | — | $762K | 0.7% | |
| PIMCO TOTAL RETURN FUND - INST | Registered Investment Companies | — | — | $742K | 0.7% | |
| TROWE PRICE INTL VALUE EQ I | Registered Investment Companies | — | — | $737K | 0.7% | |
| VICTORY ESTABLISHED VALUE R6 | Registered Investment Companies | — | — | $692K | 0.7% | |
| VANGUARD INTERMEDIATE TERM BON | Registered Investment Companies | — | — | $690K | 0.7% | |
| PUT DYNAMIC ASSET ALLOC CON R6 | Registered Investment Companies | — | — | $502K | 0.5% | |
| VANGUARD SHORT TERM INV GR ADM | Registered Investment Companies | — | — | $419K | 0.4% | |
| LOOMIS SAYLES BOND FUND N | Registered Investment Companies | — | — | $417K | 0.4% | |
| VAN TARGET RETIRE INC | Registered Investment Companies | — | — | $300K | 0.3% | |
| DFA INFLATION PROT SEC INST | Registered Investment Companies | — | — | $283K | 0.3% |