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Original filing (PDF)20250626113940NAL0020725298001
PHOENIX MANAGEMENT, INC.
Form 5500
FILING_RECEIVED
PHOENIX 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
350
Accounts w/ balance
489
Plan assets (EOY)
$14.7M
Net assets (EOY)
$14.7M
How this plan invests
This plan
19 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 74 bps in Schedule C fees — 155% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PHOENIX MANAGEMENT, INC..
Plan sponsor
Name
PHOENIX MANAGEMENT, INC.
EIN
74-2641906
Address
2000 WINDY TERRACE · SUITE 5A · CEDAR PARK, TX · 78613
Phone
(512) 335-5663
Industry
Other Services (ex. Public Admin)see all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-06-26
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
PEGGY S. EDGE, CPA, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsCustodian
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY BROKERAGE SERVICES, INC. | — | BOSTON, MA | CUSTODIAN | $6K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPLOYEE INCENTIVE PLANS, INC. | — | AUSTIN, TX | RK, TPA | $58K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PEGGY S. EDGE, CPA, LLC | — | AUSTIN, TX | AUDITOR | $9K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ATLASMARK FINANCIAL, INC. | — | AUSTIN, TX | INV ADV | $36K | — |
Investments
19 direct securities· $14.7M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Personal Trust Company Fidelity 500 Index | — | — | — | $2.3M | 15.9% | |
| Fidelity Personal Trust Company Fidelity Short Term Bond Idx | — | — | — | $1.5M | 9.9% | |
| Fidelity Personal Trust Company Fidelity LargeCap Growth Idx | — | — | — | $1.4M | 9.3% | |
| Fidelity Personal Trust Company Fidelity Inter Index Fund | — | — | — | $1.3M | 8.5% | |
| Fidelity Personal Trust Company Fidelity U.S. Bond Index | — | — | — | $1.2M | 7.9% | |
| Fidelity Personal Trust Company Fidelity LargeCap Value Idx | — | — | — | $1.1M | 7.8% | |
| Fidelity Personal Trust Company Fidelity Four in One Index | — | — | — | $1.1M | 7.3% | |
| Fidelity Personal Trust Company Fidelity Interm Treasury Bond Idx | — | — | — | $1.0M | 7.1% | |
| Fidelity Personal Trust Company Fidelity Mid Cap Index | — | — | — | $952K | 6.5% | |
| Fidelity Personal Trust Company Fidelity Govt MM Premium | — | — | — | $746K | 5.1% | |
| Fidelity Personal Trust Company Fidelity Small Cap Idx | — | — | — | $719K | 4.9% | |
| Fidelity Personal Trust Company Fidelity Emerging Markets Index | — | — | — | $564K | 3.8% | |
| Fidelity Personal Trust Company Vanguard Mid Cap Value Index | — | — | — | $395K | 2.7% | |
| Fidelity Personal Trust Company Vanguard Small Cap Growth Idx | — | — | — | $218K | 1.5% | |
| Fidelity Personal Trust Company DFA Global Equity | — | — | — | $107K | 0.7% | |
| Fidelity Personal Trust Company Vanguard Mid Cap Growth Index | — | — | — | $68K | 0.5% | |
| Fidelity Personal Trust Company Dodge & Cox Income | — | — | — | $66K | 0.5% | |
| Fidelity Personal Trust Company Vanguard Total Intl Bond Index | — | — | — | $30K | 0.2% | |
| Fidelity Personal Trust Company DFA Inflation Prot Secs | — | — | — | $2K | <0.1% |