Original filing (PDF)20251014162634NAL0003281105001

GRAVES, DOUGHERTY, HEARON & MOODY A PROFESSIONAL CORPORATION

Name: GRAVES, DOUGHERTY, HEARON & MOODY A PROFESSIONAL CORPORATION — GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST, Form 5500 (2024)
Creator: GRAVES, DOUGHERTY, HEARON & MOODY A PROFESSIONAL CORPORATION

Form 5500

FILING_RECEIVED

GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST

401(k) retirement plan

Signals · 1

27% in single holding

Active participants

Accounts w/ balance

106

Plan assets (EOY)

$55.7M

Net assets (EOY)

$55.7M

How this plan invests

This plan

1 pooled trust

Schedule D

12 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

100

Vendor stack

100

Participation health

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for GRAVES, DOUGHERTY, HEARON & MOODY A PROFESSIONAL CORPORATION.

Plan sponsor

Name

GRAVES, DOUGHERTY, HEARON & MOODY A PROFESSIONAL CORPORATION

EIN

74-2587674

Address

401 CONGRESS AVE. · SUITE 2700 · AUSTIN, TX · 78701

Phone

(512) 480-5600

Industry

Law Offices· Professional & Technical Servicessee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

004

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-14

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Service providers (Schedule C)

4 rows

Other

Name	EIN	Location	Relation	Direct comp	Indirect comp
THE VANGUARD GROUP, INC.	23-1945930	—	NONE	$13K	—
VANGUARD ADVISERS INC.	23-2811930	—	NONE	$7K	—
CROWE, LLP	35-0921680	—	NONE	$7K	—
RETIREMENT PLAN FIDUCIARIES, LLC	90-0815510	—	NONE	$5K	—

Investments

12 direct securities · 1 pooled fund· $360K(1% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Uncategorized

$180K

12 holdings

Common Collective Trust

$180K

1 holding