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Original filing (PDF)20251012153644NAL0000798304001
GOODWIN MANAGEMENT, INC.
Form 5500
FILING_RECEIVED
GOODWIN MANAGEMENT, INC. 401(K) PLAN
401(k) retirement plan
Signals · 2
~79 bps in Sched C feesNo recordkeeper disclosed
Active participants
501
Accounts w/ balance
491
Plan assets (EOY)
$5.0M
Net assets (EOY)
$5.0M
How this plan invests
This plan
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 79 bps in Schedule C fees — 51% above peer band of 52 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for GOODWIN MANAGEMENT, INC..
Plan sponsor
Name
GOODWIN MANAGEMENT, INC.
EIN
74-2474197
Address
11950 JOLLYVILLE ROAD · AUSTIN, TX · 78759
Phone
(512) 502-7030
Industry
Real Estatesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-12
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
3D · Pre-approved plan (master / prototype / VS)
2S · Automatic enrollment
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
PW PARTNERS, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsOther
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALERUS FINANCIAL, N.A. | 45-6062081 | — | NONE | $39K | — |
Investments
29 direct securities· $4.9M(99% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TIAA-CREF LIFECYCLE INDEX 2040 INST Mutual Funds | — | — | — | $580K | 11.6% | |
| TIAA-CREF LIFECYCLE INDEX 2020 INST Mutual Funds | — | — | — | $529K | 10.6% | |
| TIAA-CREF LIFECYCLE INDEX 2045 INST Mutual Funds | — | — | — | $522K | 10.4% | |
| TIAA-CREF LIFECYCLE INDEX 2050 INST Mutual Funds | — | — | — | $504K | 10.1% | |
| MFS GROWTH R6 Mutual Funds | — | — | — | $311K | 6.2% | |
| TIAA-CREF LIFECYCLE INDEX 2055 INSTL Mutual Funds | — | — | — | $287K | 5.7% | |
| BAIRD AGGREGATE BOND INST Mutual Funds | — | — | — | $223K | 4.4% | |
| TIAA-CREF LIFECYCLE INDEX 2030 INST Mutual Funds | — | — | — | $191K | 3.8% | |
| VANGUARD EQUITY INCOME - ADMIRAL Mutual Funds | — | — | — | $172K | 3.4% | |
| TIAA-CREF LIFECYCLE INDEX 2025 INST Mutual Funds | — | — | — | $167K | 3.3% | |
| T ROWE PRICE OVERSEAS STOCK CL I Mutual Funds | — | — | — | $166K | 3.3% | |
| TIAA-CREF LIFECYCLE INDEX 2035 INST Mutual Funds | — | — | — | $155K | 3.1% | |
| DIMENSIONAL US LARGE COMPANY PORTFOLIO Mutual Funds | — | — | — | $138K | 2.8% | |
| ALERUS MONEY MARKET FOR PARTICIPANT ACCOUNTS Money Market | — | — | — | $131K | 2.6% | |
| TIAA-CREF LIFECYCLE INDEX 2060 Mutual Funds | — | — | — | $116K | 2.3% | |
| VANGUARD INDEX TRUST MID-CAP INDEX FUND ADMIRAL Mutual Funds | — | — | — | $111K | 2.2% | |
| PARTICIPANT NOTES RECEIVABLE Interest 4.25% to 9.50% | — | — | — | $103K | 2.1% | |
| JPMORGAN EMERGING MARKETS EQUITY R6 Mutual Funds | — | — | — | $86K | 1.7% | |
| JPMORGAN GLOBAL BOND OPPORTUNITIES Mutual Funds | — | — | — | $84K | 1.7% | |
| T ROWE DIVERSIFIED MID CAP GROWTH I Mutual Funds | — | — | — | $68K | 1.4% | |
| DIMENSIONAL REAL ESTATE SECURITIES Mutual Funds | — | — | — | $60K | 1.2% | |
| MFS MID CAP VALUE FD CL R6 Mutual Funds | — | — | — | $57K | 1.1% | |
| AMERICAN CENTURY SMALL CAP GROWTH R6 Mutual Funds | — | — | — | $46K | 0.9% | |
| TIAA-CREFF LIFESTYLE INDEX 2065 FUND INSTL Mutual Funds | — | — | — | $37K | 0.7% | |
| PRINCIPAL SMALL CAP S&P 600 INDEX Mutual Funds | — | — | — | $33K | 0.7% | |
| FIDELITY ADVISOR SMALL CAP VALUE CL 1 Mutual Funds | — | — | — | $32K | 0.6% | |
| VANGUARD DEVELOPED MARKETS INDEX ADM Mutual Funds | — | — | — | $16K | 0.3% | |
| VANGUARD BD INDEX FD INC INTERM-TERM ADMIRAL Mutual Funds | — | — | — | $14K | 0.3% | |
| TIAA-CREF LIFECYCLE INDEX RET INC INST Mutual Funds 864 BAIRD SHORT TERM BOND INSTL Mutual Funds | — | — | — | $9K | 0.2% |
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