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Original filing (PDF)20251010174024NAL0004834947001
ACCESS SCIENCES CORPORATION ESOP
Form 5500
FILING_RECEIVED
ACCESS SCIENCES CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN
Defined-contribution retirement plan
Signals · 1
84% in single holding
Active participants
85
Accounts w/ balance
156
Plan assets (EOY)
$11.6M
Net assets (EOY)
$9.3M
How this plan invests
This plan
2 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
90
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Access Sciences Corporation" is 84% of plan.
- 42 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ACCESS SCIENCES CORPORATION ESOP.
Plan sponsor
Name
ACCESS SCIENCES CORPORATION ESOP
EIN
74-2429280
Address
1900 WEST LOOP SOUTH · SUITE 300 · HOUSTON, TX · 77027
Phone
(713) 664-4357
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2I · Stock bonus
2P · Leveraged ESOP
2Q · S-corporation ESOP
3I · Requires investment in employer securities
Audit & trust (Schedule H)
Auditor
WITHUMSMITH+BROWN, PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL | 42-0127290 | — | RECORDKEEPER/BOOKKEEPER | $33K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MARCUM LLP | 11-1986323 | — | VALUATION SERVICES | $15K | — |
Investments
2 direct securities· $11.1M(96% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Access Sciences Corporation | — | — | $4.9M | $9.4M | 80.8% | |
| Access Sciences Corporation | — | — | $1.8M | $1.8M | 15.1% |
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