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Original filing (PDF)20251011145124NAL0008562913001
NORTHERN ARIZONA HEALTHCARE CORP.
Form 5500
FILING_RECEIVED
NORTHERN ARIZONA HEALTHCARE CORPORATION 401(K) PLAN
401(k) retirement plan
Signals · 1
8 service providers
Active participants
3,856
Accounts w/ balance
5,031
Plan assets (EOY)
$413.7M
Net assets (EOY)
$413.7M
How this plan invests
This plan
12 pooled trusts
Schedule D
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 13 bps in Schedule C fees — modestly above peer band of 10 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NORTHERN ARIZONA HEALTHCARE CORP..
Plan sponsor
Name
NORTHERN ARIZONA HEALTHCARE CORP.
EIN
74-2410946
Address
1200 N. BEAVER STREET · FLAGSTAFF, AZ · 86001
Phone
(928) 773-2059
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-11
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
8 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS | 13-3689044 | — | RECORD KEEPER | $417K | — |
| CHARLES SCHWAB & CO, INC | 94-1737782 | — | RECORD KEEPER | $4K | — |
Advisor / Consultant
5| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WT WEALTH MANAGEMENT LLC | 46-3844469 | — | INVESTMENT ADVISOR | $50K | — |
| TCI WEALTH ADVISORS INC | 86-1002710 | — | INVESTMENT ADVISOR | $26K | — |
| ULTRA FINANCIAL PARTNERS LLC | 86-3978265 | — | INVESTMENT ADVISOR | $9K | — |
| SOWELL FINANCIAL SERVICES LLC | 02-0691794 | — | INVESTMENT ADVISOR | $8K | — |
| SUMMIT GLOBAL INVESTMENTS LLC | 27-3616371 | — | INVESTMENT ADVISOR | $6K | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONAL FINANCIAL SERVICES | 04-3523567 | — | SECURITIES BROKER | $0 | — |
Investments
18 direct securities · 12 pooled funds· $414.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$212.6M
17 holdings
Common Collective Trust
$192.9M
12 holdings
Mutual Funds
$8.7M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Index Instl Vanguard Instl Index Instl N/R | — | — | — | $43.7M | 10.6% | |
| VANGRD TRGT RTIRE 2050 TRST II VANGUARD · EIN 90-6083970 / PN 001 | Common Collective Trust | — | — | $38.2M | 9.2% | |
| VANGRD TRGT RTIRE 2040 TRST II VANGUARD · EIN 90-6083974 / PN 001 | Common Collective Trust | — | — | $36.8M | 8.9% | |
| JPMorgan Lg Cap Gr R6 N/R | — | — | — | $32.6M | 7.9% | |
| VANGRD TRGT RTIRE 2030 TRST II VANGUARD · EIN 90-6083978 / PN 001 | Common Collective Trust | — | — | $31.8M | 7.7% | |
| R6 Vanguard Extended Mkt N/R | — | — | — | $31.5M | 7.6% | |
| Trst II Fully Benefit-Responsive Investment Contract New York Life New York Life Anchor N/R | — | — | — | $25.2M | 6.1% | |
| Val R6 Self-Directed Brokerage Accounts * Charles Schwab Self-directed brokerage N/R | — | — | — | $22.0M | 5.3% | |
| VANGRD TRGT RTIRE 2045 TRST II VANGUARD · EIN 90-6083972 / PN 001 | Common Collective Trust | — | — | $19.1M | 4.6% | |
| VANGRD TRGT RTIRE 2055 TRST II VANGUARD · EIN 25-6715091 / PN 001 | Common Collective Trust | — | — | $15.9M | 3.8% | |
| VANGRD TRGT RTIRE 2035 TRST II VANGUARD · EIN 90-6083976 / PN 001 | Common Collective Trust | — | — | $13.4M | 3.2% | |
| VANGRD TRGT RTIRE 2025 TRST II VANGUARD · EIN 90-6083980 / PN 001 | Common Collective Trust | — | — | $11.7M | 2.8% | |
| VANGRD TRGT RTIRE 2060 TRST II VANGUARD · EIN 45-3799419 / PN 001 | Common Collective Trust | — | — | $10.5M | 2.5% | |
| Vanguard Total Bd Mkt Index N/R | — | — | — | $9.9M | 2.4% | |
| Instl Vanguard Total Intl Stock Idx N/R | — | — | — | $9.6M | 2.3% | |
| Dodge & Cox Dodge & Cox Stock I N/R | — | — | — | $9.5M | 2.3% | |
| American Funds American Funds EuroPacific N/R | Mutual Funds | — | — | $8.7M | 2.1% | |
| VANGRD TRGT RTIRE 2020 TRST II VANGUARD · EIN 90-6083982 / PN 001 | Common Collective Trust | — | — | $8.1M | 2.0% | |
| Metropolitan West Metropolitan West Total N/R | — | — | — | $8.0M | 1.9% | |
| Notes Receivable From Participants * Participant Loans Interest rates: 4.25% - $0 | — | — | — | $5.4M | 1.3% | |
| Plus Vanguard REIT Index Adm N/R | — | — | — | $4.9M | 1.2% | |
| Instl Victory Integrity Small-Cap N/R | — | — | — | $4.7M | 1.1% | |
| VANGRD TRGT RTIRE INCM TRST II VANGUARD · EIN 90-6083967 / PN 001 | Common Collective Trust | — | — | $4.1M | 1.0% | |
| Meridian Small Cap Gr Instl N/R | — | — | — | $3.8M | 0.9% | |
| VANGUARD TRGT RETMENT 2065 TRUST II VANGUARD · EIN 82-6194314 / PN 001 | Common Collective Trust | — | — | $2.9M | 0.7% | |
| Gr R6 Causeway Intl Val Instl N/R | — | — | — | $933K | 0.2% | |
| Vanguard Target Retrmnt 2070 Tr II | — | — | — | $525K | 0.1% | |
| VANGUARD TARGET RETRMNT 2070 TR II VANGUARD · EIN 87-7039453 / PN 001 | Common Collective Trust | — | — | $525K | 0.1% | |
| Cash Reserve Account * State Street Bank & Trust Co Cash Reserve Account N/R | — | — | — | $233K | <0.1% | |
| Rturn Bd P Principal Dvsf Real Asset N/R | — | — | — | $183K | <0.1% |