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Original filing (PDF)20251015132938NAL0009475634001
LEWIS-WATKINS-FARMER AGENCY, INC.
Form 5500
FILING_RECEIVED
LEWIS-WATKINS-FARMER AGENCY, INC. 401(K) PLAN
401(k) retirement plan
Signals · 2
43% in single holdingNo recordkeeper disclosed
Active participants
158
Accounts w/ balance
173
Plan assets (EOY)
$14.7M
Net assets (EOY)
$14.7M
How this plan invests
This plan
11 pooled trusts
Schedule D
23 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
94
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
78
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Fidelity Balanced Fund K6 Mutual fund" is 43% of plan.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for LEWIS-WATKINS-FARMER AGENCY, INC..
Plan sponsor
Name
LEWIS-WATKINS-FARMER AGENCY, INC.
EIN
74-2320159
Address
3834 SPICEWOOD SPRINGS RD. STE. 100 · AUSTIN, TX · 78759
Phone
(512) 452-8877
Industry
Insurance Agencies & Brokerages· Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
MAXWELL LOCKE & RITTER LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EPIC RETIREMENT PLAN SERVICES | 16-1450952 | — | NONE | $22K | — |
| RICHARD P. SLAUGHTER ASSOCIATES INC | — | AUSTIN, TX | NONE | $22K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $0 | — |
Investments
14 direct securities · 11 pooled funds· $14.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$13.0M
14 holdings
Common Collective Trust
$1.7M
11 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Balanced Fund K6 Mutual fund | — | — | — | $6.3M | 43.2% | |
| JPMorgan Emerging Markets Equity Fund R6 Mutual fund | — | — | — | $3.6M | 24.2% | |
| Vanguard 500 Index Fund Adm Mutual fund | — | — | — | $1.7M | 11.3% | |
| FLEXPATH INDEX MODERATE 2035 FUND GREAT GRAY TRUST CO. · EIN 47-2478524 / PN 217 | Common Collective Trust | — | — | $631K | 4.3% | |
| FLEXPATH INDEX MODERATE RETIREMENT GREAT GRAY TRUST CO. · EIN 47-2248665 / PN 211 | Common Collective Trust | — | — | $383K | 2.6% | |
| FLEXPATH INDEX MODERATE 2045 FUND GREAT GRAY TRUST CO. · EIN 47-2516187 / PN 220 | Common Collective Trust | — | — | $365K | 2.5% | |
| Fidelity Small Cap Index Fund Mutual fund | — | — | — | $313K | 2.1% | |
| Vanguard Developed Markets Index Fund Adm Mutual fund | — | — | — | $308K | 2.1% | |
| Vanguard Mid-Cap Index Fund Adm Mutual fund | — | — | — | $184K | 1.3% | |
| Carillon Reams Core Bond Fund I Mutual fund | — | — | — | $106K | 0.7% | |
| Artisan High Income Fund Inst Mutual fund | — | — | — | $102K | 0.7% | |
| FLEXPATH INDEX MODERATE 2065 FUND GREAT GRAY TRUST CO. · EIN 38-7271379 / PN 760 | Common Collective Trust | — | — | $99K | 0.7% | |
| Schwab Bank Savings Interest-bearing cash | — | — | — | $98K | 0.7% | |
| FLEXPATH INDEX MODERATE 2055 FUND GREAT GRAY TRUST CO. · EIN 47-2563528 / PN 223 | Common Collective Trust | — | — | $98K | 0.7% | |
| Fidelity Advisor Asset Manager 20% Fund Z Mutual fund | — | — | — | $94K | 0.6% | |
| PIMCO Short-Term Fund Mutual fund | — | — | — | $93K | 0.6% | |
| JPMorgan Investor Growth Fund R6 Mutual fund | — | — | — | $82K | 0.6% | |
| FLEXPATH INDEX AGGRESSIVE 2055 FUND GREAT GRAY TRUST CO. · EIN 47-2554270 / PN 222 | Common Collective Trust | — | — | $73K | 0.5% | |
| PIMCO International Bond Fund (USD-Hedged) I Mutual fund | — | — | — | $64K | 0.4% | |
| FLEXPATH INDEX AGGRESSIVE 2045 FUND GREAT GRAY TRUST CO. · EIN 47-2503540 / PN 219 | Common Collective Trust | — | — | $25K | 0.2% | |
| FLEXPATH INDEX CONSERVATIVE 2055 FU GREAT GRAY TRUST CO. · EIN 47-2575758 / PN 224 | Common Collective Trust | — | — | $4K | <0.1% | |
| Loomis Sayles Ltd. Term Government and Agency Fund Y Mutual fund | — | — | — | $2K | <0.1% | |
| FLEXPATH INDEX AGGRESSIVE 2035 FUND GREAT GRAY TRUST CO. · EIN 47-2468898 / PN 216 | Common Collective Trust | — | — | $2K | <0.1% | |
| FLEXPATH INDEX CONSERVATIVE 2035 FU GREAT GRAY TRUST CO. · EIN 47-2491300 / PN 218 | Common Collective Trust | — | — | $615 | <0.1% | |
| FLEXPATH INDEX MODERATE 2025 FUND GREAT GRAY TRUST CO. · EIN 47-2285799 / PN 214 | Common Collective Trust | — | — | $0 | <0.1% |