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Original filing (PDF)20251015162305NAL0002624163001
AFFINIUS CAPITAL LLC
Form 5500
FILING_RECEIVED
AFFINIUS CAPITAL 401K PLAN
401(k) retirement plan
Active participants
141
Accounts w/ balance
282
Plan assets (EOY)
$120.6M
Net assets (EOY)
$120.6M
How this plan invests
This plan
2 pooled trusts
Schedule D
24 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AFFINIUS CAPITAL LLC.
Plan sponsor
Name
AFFINIUS CAPITAL LLC
EIN
74-2237999
Address
9830 COLONNADE BLVD,SUITE 600 · SAN ANTONIO, TX · 78230
Phone
(210) 641-8411
Industry
Real Estatesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
RSM US LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $73K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MCGLADREY & PULLEN | 42-0714325 | — | AUDITOR | $28K | — |
Investments
22 direct securities · 2 pooled funds· $119.9M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$92.6M
22 holdings
Common Collective Trust
$27.3M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| STATE ST S&P 500 IDX NLS N STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 306 | Common Collective Trust | — | — | $18.7M | 15.5% | |
| TRP RETIREMENT 2050 I | Registered Investment Companies | — | — | $17.3M | 14.4% | |
| TRP RETIREMENT 2040 I | Registered Investment Companies | — | — | $15.3M | 12.6% | |
| TRP RETIREMENT 2030 I | Registered Investment Companies | — | — | $9.7M | 8.0% | |
| FIDELITY OTC PORTFOLIO | Registered Investment Companies | — | — | $8.9M | 7.4% | |
| INVESCO STABLE ASSET ADP30 INVESCO TRUST COMPANY · EIN 27-3884161 / PN 001 | Common Collective Trust | — | — | $8.6M | 7.1% | |
| TRP RETIREMENT 2020 I | Registered Investment Companies | — | — | $6.6M | 5.5% | |
| JPMORGAN EQUITY INCOME R4 | Registered Investment Companies | — | — | $3.8M | 3.2% | |
| VANGUARD MID CAP INDEX - ADM | Registered Investment Companies | — | — | $3.8M | 3.1% | |
| TRP RETIREMENT 2060 I | Registered Investment Companies | — | — | $3.7M | 3.1% | |
| PIMCO TOTAL RETURN FUND - INST | Registered Investment Companies | — | — | $3.4M | 2.8% | |
| FID INFL-P BD IDX | Registered Investment Companies | — | — | $2.8M | 2.3% | |
| JANUS HENDERSON ENTERPRISE - T | Registered Investment Companies | — | — | $2.4M | 2.0% | |
| TRP RETIREMENT 2010 I | Registered Investment Companies | — | — | $2.1M | 1.7% | |
| VANGUARD DEV MKT INDEX ADMIRAL | Registered Investment Companies | — | — | $2.0M | 1.7% | |
| VANGUARD SMALL CAP INDEX ADMRL | Registered Investment Companies | — | — | $1.9M | 1.6% | |
| CLEARBRIDGE INTL GROWTH A | Registered Investment Companies | — | — | $1.7M | 1.4% | |
| FIDELITY SMALL CAP GROWTH FUND | Registered Investment Companies | — | — | $1.7M | 1.4% | |
| VANGUARD SM CAP VAL INDEX ADM | Registered Investment Companies | — | — | $1.4M | 1.2% | |
| COL SEL MID CAP VALUE I | Registered Investment Companies | — | — | $1.0M | 0.9% | |
| COLUMBIA OVERSEAS VALUE I | Registered Investment Companies | — | — | $1.0M | 0.8% | |
| LAZ EMERG MKTS EQ ADV INST | Registered Investment Companies | — | — | $994K | 0.8% | |
| TRP RETIREMENT BALANCED I | Registered Investment Companies | — | — | $829K | 0.7% | |
| VICTORY ESTABLISHED VALUE I | Registered Investment Companies | — | — | $276K | 0.2% |