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Original filing (PDF)20250918081148NAL0000558515001
CURTIS C. GUNN, INC.
Form 5500
FILING_RECEIVED
CURTIS C. GUNN, INC. 401(K) PLAN
401(k) retirement plan
Active participants
619
Accounts w/ balance
891
Plan assets (EOY)
$54.7M
Net assets (EOY)
$54.7M
How this plan invests
This plan
3 pooled trusts
Schedule D
23 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 32 bps in Schedule C fees — 98% above peer band of 16 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CURTIS C. GUNN, INC..
Plan sponsor
Name
CURTIS C. GUNN, INC.
EIN
74-2143518
Address
227 BROADWAY · SAN ANTONIO, TX · 78205
Phone
(210) 472-0101
Industry
Retail Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-18
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $86K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY | 20-8764829 | — | INVESTMENT/FINANCIAL ADVI | $88K | — |
Investments
20 direct securities · 3 pooled funds· $53.4M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$41.8M
20 holdings
Common Collective Trust
$11.5M
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| AMERFUNDS 2050 TARG DATERET R6 | Registered Investment Companies | — | — | $5.3M | 9.7% | |
| MFS VALUE FUND - R3 | Registered Investment Companies | — | — | $4.6M | 8.4% | |
| AB US LG CAP GR MSG WILMINGTON TRUST COMPANY · EIN 38-4116831 / PN 509 | Common Collective Trust | — | — | $4.3M | 7.9% | |
| NB CORE BD GG FOUNDERS WILMINGTON TRUST COMPANY · EIN 85-4339990 / PN 656 | Common Collective Trust | — | — | $3.8M | 6.9% | |
| AMERFUNDS AMER BALANCED - R6 | Registered Investment Companies | — | — | $3.5M | 6.5% | |
| PUTNAM STABLE VALUE 25 PUTNAM FIDUCIARY TRUST COMPANY · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $3.4M | 6.3% | |
| GS GQG PTNRS INTL OPP R6 | Registered Investment Companies | — | — | $3.4M | 6.2% | |
| FID MID CAP INDEX | Registered Investment Companies | — | — | $3.3M | 6.0% | |
| INVESCO EQUAL-WEIGHT S&P 500 Y | Registered Investment Companies | — | — | $3.1M | 5.7% | |
| AMC SMALL CAP VALUE FUND - R6 | Registered Investment Companies | — | — | $2.8M | 5.2% | |
| AMERFUNDS 2025 TARG DATERET R6 | Registered Investment Companies | — | — | $2.4M | 4.3% | |
| AMER FUNDS NEW PERSP R6 | Registered Investment Companies | — | — | $2.3M | 4.1% | |
| AMERFUNDS 2045 TARG DATERET R6 | Registered Investment Companies | — | — | $2.3M | 4.1% | |
| AMERFUNDS 2030 TARG DATERET R6 | Registered Investment Companies | — | — | $2.1M | 3.9% | |
| AMERFUNDS 2040 TARG DATERET R6 | Registered Investment Companies | — | — | $1.9M | 3.4% | |
| FID 500 IND | Registered Investment Companies | — | — | $1.8M | 3.2% | |
| FIDELITY ADVISOR STRAT INC Z | Registered Investment Companies | — | — | $1.4M | 2.5% | |
| AMERFUNDS 2035 TARG DATERET R6 | Registered Investment Companies | — | — | $1.0M | 1.9% | |
| AMERFUNDS 2020 TARG DATERET R6 | Registered Investment Companies | — | — | $509K | 0.9% | |
| AMERFUNDS 2010 TARG DATERET R6 | Registered Investment Companies | — | — | $181K | 0.3% | |
| AMERFUNDS 2065 TARG DATERET R6 | Registered Investment Companies | — | — | $27K | <0.1% | |
| AMERFUNDS 2060 TARG DATERET R6 | Registered Investment Companies | — | — | $11K | <0.1% | |
| AMERICAN FUNDS 2055 TARGET R6 | Registered Investment Companies | — | — | $5K | <0.1% |