Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INS CO. OF AMERICA | 84-0467907 | GREENWOOD VILLAGE, CO | RECORDKEEPER | $45K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 26-4310632 | — | BROKER/ADVISOR | $0 | — |
| Name | EIN | Location | Relation |
|---|
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard 500 Index Fund Mutual fund | — | — | — | $1.8M | 17.9% | |
| American Funds Capital World Growth and Income Fund Mutual fund | — | — | — | $815K | 8.3% | |
| Key Guaranteed Portfolio Fund Fixed annuity | — | — | — | $802K | 8.1% | |
| T. Rowe Price Retirement 2020 Fund Mutual fund | — | — | — | $656K |
| Direct comp |
|---|
| Indirect comp |
|---|
| MORGAN STANLEY INSURANCE SERVICES I | 51-0116113 | — | BROKER/ADVISER | $0 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LOREN D. STARK COMPANY | 74-1537058 | HOUSTON, TX | CONTRACT ADMIN | $2K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | 84-1532243 | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $15K | — |
| 6.7% |
| Vanguard Total Bond Market Index Fund Mutual fund | — | — | — | $644K | 6.5% |
| Vanguard Total International Stock Index Fund Mutual fund | — | — | — | $619K | 6.3% |
| Vanguard Small Cap Index Fund Mutual fund | — | — | — | $612K | 6.2% |
| Vanguard Mid Cap Index Fund Mutual fund | — | — | — | $552K | 5.6% |
| Columbia Small Cap Index Fund Mutual fund | — | — | — | $464K | 4.7% |
| Columbia Mid Cap Index Fund Mutual fund | — | — | — | $379K | 3.8% |
| T. Rowe Price Retirement 2030 Fund Mutual fund | — | — | — | $345K | 3.5% |
| T. Rowe Price Retirement 2040 Fund Mutual fund | — | — | — | $245K | 2.5% |
| T. Rowe Price Health Sciences Fund Mutual fund | — | — | — | $226K | 2.3% |
| American Funds Capital Income Builder Fund Mutual fund | — | — | — | $217K | 2.2% |
| American Funds American Balanced Fund Mutual fund | — | — | — | $187K | 1.9% |
| MFS Massachusetts Investors Growth Stock Fund Mutual fund | — | — | — | $164K | 1.7% |
| JPMorgan Government Bond Fund Mutual fund | — | — | — | $159K | 1.6% |
| PGIM High-Yield Fund Mutual fund | — | — | — | $141K | 1.4% |
| Party-in- Identity of Issue, Borrower, Description of (d) Current Interest Lessor, or Similar Party Investment Cost Value American Funds AMCAP Fund Mutual fund ** $ | — | — | — | $124K | 1.3% |
| Davis Financial Fund Mutual fund | — | — | — | $112K | 1.1% |
| American Funds The Growth Fund of America Mutual fund | — | — | — | $105K | 1.1% |
| T. Rowe Price Retirement 2050 Fund Mutual fund | — | — | — | $90K | 0.9% |
| T. Rowe Price Retirement 2035 Fund Mutual fund | — | — | — | $66K | 0.7% |
| American Funds EuroPacific Growth Fund Mutual fund | — | — | — | $56K | 0.6% |
| PRIMECAP Odyssey Growth Fund Mutual fund | — | — | — | $47K | 0.5% |
| Invesco Global Real Estate Income Fund Mutual fund | — | — | — | $42K | 0.4% |
| Invesco Gold & Precious Metals Fund Mutual fund | — | — | — | $40K | 0.4% |
| Thornburg Developing World Fund Mutual fund | — | — | — | $40K | 0.4% |
| MFS Conservative Allocation Fund Mutual fund | — | — | — | $33K | 0.3% |
| Artisan Mid Cap Fund Mutual fund ** 16 BlackRock Equity Dividend Fund Mutual fund | — | — | — | $29K | 0.3% |
| Invesco Oppenheimer Global Opportunities Fund Mutual fund | — | — | — | $24K | 0.2% |
| T. Rowe Price Retirement 2025 Fund Mutual fund | — | — | — | $18K | 0.2% |
| T. Rowe Price Retirement 2045 Fund Mutual fund | — | — | — | $15K | 0.2% |
| MFS Blended Research Core Equity Fund Mutual fund | — | — | — | $14K | 0.1% |
| PIMCO Investment Grade Credit Bond Fund Mutual fund | — | — | — | $11K | 0.1% |
| T. Rowe Price Retirement Balanced Fund Mutual fund | — | — | — | $4K | <0.1% |
| MFS Growth Allocation Fund Mutual fund | — | — | — | $2K | <0.1% |
