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Original filing (PDF)20251003122927NAL0003391762001
HARTE-HANKS, INC.
Form 5500
FILING_RECEIVED
HARTE HANKS INVESTMENT PLUS
401(k) retirement plan
Active participants
819
Accounts w/ balance
920
Plan assets (EOY)
$149.0M
Net assets (EOY)
$149.0M
How this plan invests
This plan
1 pooled trust
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (2 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HARTE-HANKS, INC..
Plan sponsor
Name
HARTE-HANKS, INC.
EIN
74-1677284
Address
1 EXECUTIVE DRIVE SUITE 303 · CHELMSFORD, MA · 01824
Phone
(512) 434-1100
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
005
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-03
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
AAFCPAS, INC.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER AND S | 13-5674085 | — | RECORDKEEPER | $16K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| AAFCPAS, INC | 04-2571780 | — | ACCOUNTANT | $19K | — |
Investments
26 direct securities · 1 pooled fund· $161.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$149.8M
26 holdings
Common Collective Trust
$12.0M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Party-In- Identity of Issue, Borrower, Rate of Interest, Collateral, Current Interest Lessor, or Similar Party Par, or Maturity Value Cost Value T. Rowe Price Blue Chip Growth Mutual Fund | — | — | $20.8M | $47.5M | 31.9% | |
| Vanguard Institutional Index Mutual Fund | — | — | — | $18.8M | 12.6% | |
| INVESCO STABLE VALUE RETIREMENT FUN INVESCO TRUST COMPANY · EIN 27-3868124 / PN 001 | Common Collective Trust | — | — | $12.0M | 8.1% | |
| INVESCO STABLE VALUE RET CL 2 COMMON / COLLECTIVE TRUSTS | — | — | $12.0M | $12.0M | 8.1% | |
| Janus Henderson Balanced Fund I Mutual Fund | — | — | — | $11.5M | 7.7% | |
| BlackRock Equity Dividend I Mutual Fund | — | — | — | $10.7M | 7.2% | |
| Delaware Small Cap Core Mutual Fund | — | — | — | $5.0M | 3.4% | |
| PIMCO Total Return Portfolio Institutional Mutual Fund | — | — | — | $5.0M | 3.4% | |
| American Funds Europacific Growth Fund R5 Mutual Fund | — | — | — | $4.6M | 3.1% | |
| American Century Mid Cap Val Mutual Fund | — | — | — | $4.4M | 3.0% | |
| Vanguard 2030 Target Retirement Mutual Fund | — | — | $3.7M | $4.3M | 2.9% | |
| Vanguard 2035 Target Retirement Mutual Fund | — | — | — | $3.7M | 2.5% | |
| Vanguard 2025 Target Retirement Mutual Fund | — | — | — | $3.4M | 2.3% | |
| VANGUARD TOTAL BD MRK IDX ADM MUTUAL FUNDS | — | — | $3.2M | $2.9M | 1.9% | |
| Vanguard 2020 Target Retirement Mutual Fund | — | — | — | $2.5M | 1.7% | |
| Vanguard 2040 Target Retirement Mutual Fund | — | — | — | $2.3M | 1.5% | |
| Vanguard 2045 Target Retirement Mutual Fund | — | — | — | $2.1M | 1.4% | |
| Carillon Eagle Mid Cap Growth Mutual Fund | — | — | — | $1.9M | 1.3% | |
| Vanguard 2050 Target Retirement Mutual Fund | — | — | — | $1.9M | 1.3% | |
| Vanguard International Value Mutual Fund | — | — | — | $1.3M | 0.9% | |
| Vanguard Target Income Retirement Mutual Fund | — | — | — | $1.2M | 0.8% | |
| through December 2029 - | — | — | — | $794K | 0.5% | |
| LOAN FUND LOANS | — | — | $794K | $794K | 0.5% | |
| Vanguard 2055 Target Retirement Mutual Fund | — | — | — | $762K | 0.5% | |
| Vanguard 2060 Target Retirement Mutual Fund | — | — | — | $188K | 0.1% | |
| Vanguard 2065 Target Retirement Mutual Fund | — | — | — | $98K | <0.1% | |
| ACCRUED INCOME ACCRUED INCOME | — | — | $4K | $4K | <0.1% |
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