Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GREAT-WEST LIFE & ANNUITY INSURANCE | 84-0467907 | — | RECORDKEEPER | $36K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER SMITH I | 13-5674085 | — | INVESTMENT ADVISOR | $22K | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SEPARATE ACCOUNT 401 TALCOTT RESOLUTION LIFE INSURANCE COMPANY · EIN 06-0974148 / PN 000 | Pooled Separate Account | — | — | $4.1M | 81.4% |
| Talcott Resolution Life General Account | — | — | — | $868K | 17.1% |
| Talcott Resolution Life JP Morgan US Equity R6 | — | — | — | $487K | 9.6% |
| Talcott Resolution Life Franklin Growth R6 | — | — | — | $483K | 9.5% |
| Talcott Resolution Life Invesco Comstock R6 | — | — | — | $372K | 7.3% |
| Talcott Resolution Life Eaton Vance Income Fund of Boston R6 | — | — | — | $314K | 6.2% |
| -in- borrower, lessor of similar (c)Description of investment including maturity date, (e)Current value interest party rate of interest, collateral, par or maturity value * Talcott Resolution Life Invesco International Diversified R | — | — | — | $292K | 5.8% |
| Talcott Resolution Life Vanguard Mid Cap Index Admiral | — | — | — | $290K | 5.7% |
| Talcott Resolution Life MFS Government Securities R6 | — | — | — | $286K | 5.6% |
| Talcott Resolution Life Templeton Foreign R6 | — | — | — | $275K | 5.4% |
| Talcott Resolution Life Templeton Global Bond R6 | — | — | — | $231K | 4.5% |
| Talcott Resolution Life Franklin Strategic Income R6 | — | — | — | $219K | 4.3% |
| Talcott Resolution Life Pimco Total Return Instl | — | — | — | $186K | 3.7% |
| Talcott Resolution Life Vanguard 500 Index Admiral | — | — | — | $171K | 3.4% |
| Talcott Resolution Life Delaware Ivy Small Cap Growth R6 | — | — | — | $165K | 3.2% |
| Talcott Resolution Life Indexselect Conservative 2025 Fund CL I | — | — | — | $126K | 2.5% |
| Talcott Resolution Life American Funds American Balanced R6 | — | — | — | $100K | 2.0% |
| Talcott Resolution Life Franklin Small Cap Value R6 | — | — | — | $94K | 1.9% |
| Participant Loans Interest Rates: 4.25%-9.50% | Participant loans | — | — | $60K | 1.2% |
| Talcott Resolution Life Indexselect Conservative 2035 Fund CL I | — | — | — | $39K | 0.8% |
