Back to filter
Original filing (PDF)20260120101204NAL0003055377001
HOUSTON BALLET FOUNDATION
Form 5500
FILING_RECEIVED
HOUSTON BALLET FOUNDATION RETIREMENT PLAN
403(b) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
478
Accounts w/ balance
398
Plan assets (EOY)
$23.0M
Net assets (EOY)
$23.0M
How this plan invests
This plan
54 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (17 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HOUSTON BALLET FOUNDATION.
Plan sponsor
Name
HOUSTON BALLET FOUNDATION
EIN
74-1394920
Address
601 PRESTON ST · HOUSTON, TX · 77002
Phone
(713) 523-6300
Industry
Arts, Entertainment, Recreationsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-07-01
Tax period
2025-06-30
Filed
2026-01-20
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
Audit & trust (Schedule H)
Auditor
CALVETTI FERGUSON LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VALIC RETIREMENT SERVICES CO. | 51-0396365 | — | NONE | $39K | — |
| VARIABLE ANNUITY LIFE INSURANCE CO. | 74-1625348 | — | NONE | $403 | — |
Investments
53 direct securities· $22.9M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Premium (i) | — | — | — | $4.5M | 19.5% | |
| American Funds American Century Small Cap Value Fund R6 (i) 189 American Funds American Balanced R6 (i) | — | — | — | $2.8M | 12.1% | |
| American Funds 2055 Target Date Retirement R6 (i) | — | — | — | $2.5M | 10.7% | |
| Fidelity Mid Cap Index Premium (i) | — | — | — | $1.6M | 7.0% | |
| VALIC Separate Account A Stock Index Fund (i) | — | — | — | $1.5M | 6.4% | |
| VALIC General Account Fixed Interest Option (i) | — | — | — | $1.3M | 5.7% | |
| MFS Research International Fund (i) | — | — | — | $917K | 4.0% | |
| VALIC General Account Fixed Account Plus (i) | — | — | — | $816K | 3.6% | |
| American Funds 2045 Target Date Retirement R6 (i) | — | — | — | $813K | 3.5% | |
| American Funds 2065 Target Date Retirement R6 (i) | — | — | — | $782K | 3.4% | |
| VALIC Separate Account A Mid Cap Index Fund (i) | — | — | — | $762K | 3.3% | |
| Vanguard FTSE Social Index Fund (i) | — | — | — | $587K | 2.6% | |
| American Funds 2035 Target Date Retirement R6 (i) | — | — | — | $552K | 2.4% | |
| VALIC Separate Account A Vanguard Windsor II Fund (i) | — | — | — | $420K | 1.8% | |
| Fidelity Small Cap Index (i) | — | — | — | $342K | 1.5% | |
| VALIC General Account Short-Term Fixed Account (i) | — | — | — | $303K | 1.3% | |
| Goldman Sachs Large Cap Value Insight R6 (i) | — | — | — | $289K | 1.3% | |
| Alliance Bernstein Large Cap Growth Z (i) | — | — | — | $246K | 1.1% | |
| VALIC Separate Account A Government Securities Fund (i) 51 * VALIC Separate Account A Growth Fund (i) | — | — | — | $238K | 1.0% | |
| VALIC Separate Account A Science & Technology Fund (i) | — | — | — | $196K | 0.9% | |
| VALIC Separate Account A Moderate Growth Lifestyle (i) | — | — | — | $196K | 0.9% | |
| VALIC Separate Account A Vanguard Wellington Fund Income (i) | — | — | — | $174K | 0.8% | |
| VALIC Separate Account A Global Real Estate Fund (i) 903 * VALIC Separate Account A Global Strategy (i) | — | — | — | $165K | 0.7% | |
| DFA Emerging Market Core Equity Fund (i) | — | — | — | $154K | 0.7% | |
| VALIC Separate Account A Small Cap Index Fund (i) | — | — | — | $141K | 0.6% | |
| American Funds 2025 Target Date Retirement R6 (i) | — | — | — | $119K | 0.5% | |
| American Funds 2015 Target Date Retirement R6 (i) | — | — | — | $93K | 0.4% | |
| Allspring Special Mid Cap Value Fund (i) | — | — | — | $57K | 0.2% | |
| VALIC Separate Account A Mid Cap Strategic Growth (i) | — | — | — | $56K | 0.2% | |
| various maturity dates through 2028. -0- | — | — | — | $55K | 0.2% | |
| VALIC Separate Account A Large Capital Growth (i) | — | — | — | $48K | 0.2% | |
| MFS Global Real Estate Fund (i) | — | — | — | $46K | 0.2% | |
| Carillon Eagle Mid Cap Growth (i) | — | — | — | $42K | 0.2% | |
| Hartford Strategic Income Fund (i) 231 JP Morgan Small Cap Growth R6 (i) | — | — | — | $37K | 0.2% | |
| VALIC Separate Account A Mid Cap Value Fund (i) | — | — | — | $31K | 0.1% | |
| VALIC Separate Account A Asset Allocation Fund (i) | — | — | — | $27K | 0.1% | |
| VALIC Separate Account A Aggressive Growth Lifestyle (i) | — | — | — | $27K | 0.1% | |
| VALIC Separate Account A International Equities Index Fund (i) | — | — | — | $21K | <0.1% | |
| VALIC Separate Account A Small Cap Growth Fund (i) | — | — | — | $17K | <0.1% | |
| VALIC Separate Account A International Social Responsible Fund (i) | — | — | — | $16K | <0.1% | |
| VALIC Separate Account A International Opportunities (i) | — | — | — | $12K | <0.1% | |
| Fidelity Total Bond K6 (i) | — | — | — | $10K | <0.1% | |
| VALIC Separate Account A NASDAQ 100® Index Fund (i) | — | — | — | $10K | <0.1% | |
| VALIC Separate Account A Ariel Fund (i) | — | — | — | $10K | <0.1% | |
| VALIC Separate Account A GS VIT Government Money Market Fund (i) | — | — | — | $10K | <0.1% | |
| VALIC Separate Account A Core Bond Fund (i) | — | — | — | $6K | <0.1% | |
| VALIC Separate Account A Invesco Balance Risk Commodity Strategy R5 (i) | — | — | — | $3K | <0.1% | |
| VALIC Separate Account A Vanguard Lifestyle Strategy Growth (i) | — | — | — | $3K | <0.1% | |
| VALIC Separate Account A Emerging Economies (i) | — | — | — | $2K | <0.1% | |
| VALIC Separate Account A Systematic Core Fund (i) | — | — | — | $2K | <0.1% | |
| VALIC Separate Account A Vanguard Lifestyle Strategy Moderate (i) | — | — | — | $2K | <0.1% | |
| VALIC Separate Account A Capital Appreciation Fund (i) | — | — | — | $1K | <0.1% | |
| VALIC Separate Account A High Yield Bond Fund (i) 657 * VALIC Separate Account A Inflation Protected Fund (i) 976 * VALIC Separate Account A International Growth Fund (i) | — | — | — | $1K | <0.1% |
Related plans
Other plans using VALIC RETIREMENT SERVICES CO.
WAKEMED
WAKEMED RETIREMENT SAVINGS PLAN
$1.4B · 12,421 participants
LEHIGH VALLEY HEALTH NETWORK, INC.
LEHIGH VALLEY HEALTH NETWORK, INC. 403(B) SAVINGS PLAN
$1.3B · 20,882 participants
FLORIDA HEALTH SCIENCES CENTER, INC.
FLORIDA HEALTH SCIENCES CENTER 403(B) SAVINGS PLAN
$768.3M · 11,892 participants
NYSARC, INC.
THE ARC NEW YORK AFFILIATED EMPLOYERS 403(B) PLAN
$647.6M · 21,939 participants
ELLIS HOSPITAL
ELLIS HOSPITAL EMPLOYEES DEFINED CONTRIBUTION RETIREMENT PLAN
$268.7M · 2,732 participants
ADENA HEALTH SYSTEM
ADENA HEALTH SYSTEM TAX DEFERRED ANNUITY/MATCHED SAVINGS PLAN
$240.5M · 4,838 participants
Similar-size Arts, Entertainment, Recreation plans
SAN FRANCISCO SYMPHONY CORPORATON
RETIREMENT PLAN FOR EMPLOYEES OF SAN FRANCISCO SYMPHONY CORPORATION
$23.3M · 23 participants
SEGERSTOM CENTER FOR THE ARTS
SEGERSTROM CENTER FOR THE ARTS 403(B) RETIREMENT PLAN
$22.0M · 707 participants
PERFORMING ARTS CENTER OF LOS ANGELES COUNTY
THE MUSIC CENTER 401(K) PLAN
$21.8M · 390 participants
SAN FRANCISCO OPERA ASSOCIATION
SAN FRANCISCO OPERA 403(B) PLAN
$21.7M · 832 participants
ALVIN AILEY DANCE FOUNDATION, INC.
ALVIN AILEY DANCE FOUNDATION, INC. 403(B) RETIREMENT PLAN
$21.4M · 177 participants
PLAYHOUSE SQUARE FOUNDATION
PLAYHOUSE SQUARE FOUNDATION 401(K) PLAN
$24.6M · 455 participants
Large plans in Texas
AT&T INC.
AT&T RETIREMENT SAVINGS PLAN
$43.1B · 102,760 participants
AT&T INC.
AT&T SAVINGS PLAN MASTER TRUST
$42.6B
AT&T INC.
SBC MASTER PENSION TRUST
$30.6B
AT&T INC.
AT&T PENSION BENEFIT PLAN
$28.3B · 93,065 participants
AMERICAN AIRLINES, INC. - RETIREMENT
MASTER TRUST FOR DC PLANS OF AMERICAN AIRLINES, INC. AND AFFILIATES
$27.7B
SAMMONS ENTERPRISES, INC.
SAMMONS ENTERPRISES, INC. EMPLOYEE STOCK OWNERSHIP PLAN
$23.9B · 3,454 participants