Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $30K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EDWARD JONES | 43-0345811 | — | INVESTMENT/FINANCIAL ADVI | $17K | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| AMF GROWTH FUND OF AMERICA R6 | Registered Investment Companies | — |
| — |
| $1.4M |
| 13.0% |
| JPM SMARTRETIREMENT 2050 R6 | Registered Investment Companies | — | — | $886K | 8.3% |
| AMER FUNDS NEW PERSP R6 | Registered Investment Companies | — | — | $874K | 8.2% |
| INVESTMENTS LINCOLN STABLE VALUE SEP ACCT | OTHER | — | — | $859K | 8.1% |
| FEDERATED MDT MDCP GR R6 | Registered Investment Companies | — | — | $764K | 7.2% |
| AMF INCOME FD OF AMERICA R6 | Registered Investment Companies | — | — | $724K | 6.8% |
| DFA US LARGE CO FUND I | Registered Investment Companies | — | — | $710K | 6.7% |
| DFA US CORE EQUITY 2 PORT INST | Registered Investment Companies | — | — | $595K | 5.6% |
| DFA US SM CAP PORTFOLIO INST | Registered Investment Companies | — | — | $556K | 5.2% |
| AMERICAN FUNDS WAMU - R6 | Registered Investment Companies | — | — | $486K | 4.6% |
| AMERFUNDS AMER BALANCED - R6 | Registered Investment Companies | — | — | $482K | 4.5% |
| JPM SMARTRETIREMENT 2030 R6 | Registered Investment Companies | — | — | $329K | 3.1% |
| FIDELITY ADVISOR TOTAL BOND Z | Registered Investment Companies | — | — | $294K | 2.8% |
| JPM SMARTRETIREMENT 2040 R6 | Registered Investment Companies | — | — | $268K | 2.5% |
| VANG EQUITY INC ADM | Registered Investment Companies | — | — | $228K | 2.1% |
| ALLSPRING SPECIAL MC VAL R6 | Registered Investment Companies | — | — | $224K | 2.1% |
| FID 500 IND | Registered Investment Companies | — | — | $175K | 1.6% |
| ISHARES MSCI EAFE INTL INDEX K | Registered Investment Companies | — | — | $102K | 1.0% |
| JPM SMARTRETIREMENT 2020 R6 | Registered Investment Companies | — | — | $97K | 0.9% |
| FID SMALL CAP INDEX | Registered Investment Companies | — | — | $75K | 0.7% |
| FID MID CAP INDEX | Registered Investment Companies | — | — | $67K | 0.6% |
| AMERICAN FUNDS EUROPAC GRO- R6 | Registered Investment Companies | — | — | $65K | 0.6% |
| DFA INT GOVT FIXED INC INST | Registered Investment Companies | — | — | $51K | 0.5% |
| STATE STREET AGGREGATE BD ID K | Registered Investment Companies | — | — | $49K | 0.5% |
| JPM SMARTRETIREMENT 2065 R6 | Registered Investment Companies | — | — | $30K | 0.3% |
| PIMCO REAL RETURN FUND - INSTL | Registered Investment Companies | — | — | $13K | 0.1% |
| JPM SMARTRETIREMENT INCOME R6 | Registered Investment Companies | — | — | $10K | <0.1% |
| JPM SMARTRETIREMENT 2045 R6 | Registered Investment Companies | — | — | $10K | <0.1% |
| JPM SMARTRETIREMENT 2025 R6 | Registered Investment Companies | — | — | $8K | <0.1% |
| JPM SMARTRRT 2060 - R6 | Registered Investment Companies | — | — | $4K | <0.1% |
| VANGUARD FEDERAL MM INV | Registered Investment Companies | — | — | $4K | <0.1% |
| JPM SMARTRETIREMENT 2035 R6 197 REGISTERED INVESTMENT COMPANY JPM SMARTRETIREMENT 2055 R6 | Registered Investment Companies | — | — | $4K | <0.1% |
| (1) X This form is filed for a CCT, PSA, or MTIA. | — | — | — | $3K | <0.1% |
| (1) X DOL Regulation 2520.103-8 (2) X DOL Regulation 2520.103-12(d) (3) X neither DOL Regulation 2520.103-8 nor DOL Regulation 2520.103-12(d). | — | — | $3K | $3K | <0.1% |
| Yes No Amount a | — | — | — | $3K | <0.1% |
| SEPERATE ACCOUNT 401 TALCOTT RESOLUTION LIFE INSURANCE COMPANY · EIN 06-0974148 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% |
