Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $16K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RAYMOND JAMES FSA INC. | — | ST PETERSBURG, FL | INVESTMENT ADVISOR | $33K | — |
| LPL FINANCIAL | — | SAN DIEGO, CA | INVESTMENT ADVISOR | $6K | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds 2040 Trgt Date Retire R6 Mutual Fund | — | — | — | $2.5M | 15.1% | |
| American Funds 2050 Trgt Date Retire R6 Mutual Fund | — | — | — | $2.3M | 13.9% |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NOVA 401(K) ASSOCIATES | — | HOUSTON, TX | CONTRACT ADMIN | $17K | — |
| American Funds 2035 Trgt Date Retire R6 Mutual Fund | — | — | — | $2.3M | 13.7% |
| American Funds 2030 Trgt Date Retire R6 Mutual Fund | — | — | — | $2.2M | 13.6% |
| American Funds 2025 Trgt Date Retire R6 Mutual Fund | — | — | — | $1.4M | 8.8% |
| American Funds 2045 Trgt Date Retire R6 Mutual Fund | — | — | — | $1.3M | 8.2% |
| American Funds 2055 Trgt Date Retire R6 Mutual Fund | — | — | — | $710K | 4.3% |
| Jpmorgan Large Cap Growth R6 Mutual Fund | — | — | — | $694K | 4.2% |
| American Funds 2020 Trgt Date Retire R6 Mutual Fund | — | — | — | $594K | 3.6% |
| American Funds 2015 Trgt Date Retire R6 Mutual Fund | — | — | — | $404K | 2.5% |
| American Funds 2060 Trgt Date Retire R6 Mutual Fund | — | — | — | $244K | 1.5% |
| Notes receivable from participants Bearing interest at 5.25%-10.50% - | — | — | — | $233K | 1.4% |
| Fidelity Mid Cap Index Mutual Fund | — | — | — | $202K | 1.2% |
| Putnam Large Cap Value R6 Mutual Fund | — | — | — | $200K | 1.2% |
| EI Fixed Account Series Class I Guaranteed Investment Contract | — | — | — | $188K | 1.1% |
| Clearbridge Select Is Mutual Fund | — | — | — | $152K | 0.9% |
| BLACKROCK EQUITY INDEX FUND R GREAT GRAY · EIN 20-3802168 / PN 001 | Common Collective Trust | — | — | $137K | 0.8% |
| BLACKROCK EAFE EQUITY INDEX FEE C1 GREAT GRAY · EIN 20-3802495 / PN 007 | Common Collective Trust | — | — | $125K | 0.8% |
| American Funds American Balanced R6 Mutual Fund | — | — | — | $123K | 0.7% |
| Exhibit B – Schedule of Delinquent Participant Contributions Participant Total that Constitute Nonexempt Prohibited Transactions Total Fully Contributions Corrected Under Transferred Late VFCP and PTE to Plan | — | — | — | $108K | 0.7% |
| American Funds 2065 Trgt Date Retire R6 Mutual Fund | — | — | — | $89K | 0.5% |
| Fidelity Advisor Capital & Income Z Mutual Fund | — | — | — | $74K | 0.4% |
| Janus Henderson Global Equity Income N Mutual Fund | — | — | — | $64K | 0.4% |
| Late/Missed Year Contributions Loan Repayments Total 2024 | — | — | $5K | $56K | 0.3% |
| American Funds 2010 Trgt Date Retire R6 Mutual Fund | — | — | — | $50K | 0.3% |
| Fidelity Small Cap Index Mutual Fund | — | — | — | $36K | 0.2% |
| Pimco Rae Us Small Instl Mutual Fund | — | — | — | $28K | 0.2% |
| Blackrock Mid-Cap Value Class K Mutual Fund | — | — | — | $12K | <0.1% |
| American Funds Strategic Bond R6 Mutual Fund | — | — | — | $10K | <0.1% |
| Fidelity Advisor International Growth Z Mutual Fund | — | — | — | $6K | <0.1% |
| American Century Small Cap Growth R6 Mutual Fund | — | — | — | $3K | <0.1% |
