Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $21K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RAYMOND JAMES | — | ST PETERSBURG, FL | INVESTMENT ADVISOR | $28K | — |
| Name | EIN | Location | Relation | Direct comp |
|---|
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Schwab Self-directed brokerage accounts | — | — | — | $4.7M | 28.7% | |
| Vanguard 500 Index Admiral | — | — | — | $1.8M | 10.9% | |
| Vanguard Target Retirement 2025 Inv | — | — | — |
| Indirect comp |
|---|
| NOVA 401(K) ASSOCIATES | — | HOUSTON, TX | CONTRACT ADMIN | $4K | — |
| $1.3M |
| 8.1% |
| Vanguard Target Retirement 2040 Inv | — | — | — | $1.1M | 6.9% |
| Vanguard Target Retirement 2045 Inv | — | — | — | $983K | 6.0% |
| Vanguard Target Retirement 2050 Inv | — | — | — | $918K | 5.6% |
| Vanguard Target Retirement 2035 Inv | — | — | — | $882K | 5.4% |
| Vanguard Target Retirement 2030 Inv | — | — | — | $677K | 4.2% |
| Vanguard Target Retirement 2020 Inv | — | — | — | $538K | 3.3% |
| Participant Loans Rate: 5.25%-10.50% - | Participant loans | — | — | $382K | 2.3% |
| Vanguard Target Retirement Income Inv | — | — | — | $353K | 2.2% |
| Vanguard Target Retirement 2055 Inv | — | — | — | $262K | 1.6% |
| Franklin Fidelity Adv. Balanced Z | — | — | — | $249K | 1.5% |
| Lord Abbett Lord Abbett Growth Leaders R6 | — | — | — | $247K | 1.5% |
| Hartford Dividend and Growth R6 | — | — | — | $219K | 1.3% |
| Fidelity Investments Franklin Small Cap Index Adm | — | — | — | $218K | 1.3% |
| Vanguard Small Cap Index Adm | — | — | — | $210K | 1.3% |
| American Funds American Funds New World R6 | — | — | — | $195K | 1.2% |
| Empower Key Guaranteed Portfolio Fund | — | — | — | $154K | 0.9% |
| Dodge & Cox Dodge & Cox Intl Stock | — | — | — | $138K | 0.8% |
| Loomis Sayles Loomis Sayles Investment Grade Bond Y | — | — | — | $128K | 0.8% |
| PIMCO Real Return Instl | — | — | — | $128K | 0.8% |
| Vanguard Mid-Cap Value Index Admiral | — | — | — | $126K | 0.8% |
| Vanguard Target Retirement 2060 Inv | — | — | — | $104K | 0.6% |
| Vanguard Mid Cap Index Fund - Admiral | — | — | — | $101K | 0.6% |
| Royce Opportunity Royce Small-Cap Opportunity Instl | — | — | — | $90K | 0.5% |
| BNY Mellon BNY Mellon Small/Mid Cap Growth Y | — | — | — | $67K | 0.4% |
| BlackRock High Yield Bond Instl | — | — | — | $13K | <0.1% |
| Vanguard Target Retirement 2065 Inv | — | — | — | $6K | <0.1% |
| Vanguard Target Retirement 2070 Inv ** 156 Vanguard Wellesley Income Adm | — | — | — | $5K | <0.1% |
