This is a pooled fund: many plans invest in it, and it holds the underlying securities.
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 11-3658445 | — | CONSULTING/MANAGEMENT FEE | $95K | — |
| FMP WEALTH ADVISORS | 74-2467408 | — | — | $23K | — |
| SALEM PARTNERS WEALTH MANAGEMENT | 43-2072219 | — | — | $20K | — |
| PRINCIPIA WEALTH ADVISORY, LLC | 27-1545452 | — | — | $8K | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Institutional Index Mutual Fund | — | — | $100.7M | $180.5M | 23.9% | |
| Prudential Jennison Growth Mutual Fund |
| — |
| — |
| $39.5M |
| $56.5M |
| 7.5% |
| * Self Directed Brokerage Account Self Directed Brokerage Account | OTHER | — | $47.6M | $47.6M | 6.3% |
| Vanguard Developed Markets Ind Mutual Fund | — | — | $40.6M | $44.2M | 5.9% |
| Vanguard Total Bond Market Ind Mutual Fund | — | — | $46.4M | $42.7M | 5.7% |
| Vanguard Growth Index Institut Mutual Fund | — | — | $18.6M | $37.4M | 5.0% |
| Vanguard Value Index I Mutual Fund | — | — | $20.6M | $29.6M | 3.9% |
| Vanguard Small Cap Index I Mutual Fund | — | — | $17.5M | $26.9M | 3.6% |
| MONEY MARKET FUNDS Invesco Premier US Govt Money Market Fund | — | — | $23.7M | $23.7M | 3.1% |
| Columbia Small Cap Growth Inst Mutual Fund | — | — | $16.8M | $20.2M | 2.7% |
| Vanguard Target 2045 Mutual Fund | — | — | $14.8M | $19.4M | 2.6% |
| MFS International Intrinsic Va Mutual Fund | — | — | $19.9M | $18.7M | 2.5% |
| Victory Core Plus Intermediate Bond Mutual Fund | — | — | $18.6M | $18.4M | 2.4% |
| Vanguard Target 2030 Mutual Fund | — | — | $14.9M | $18.0M | 2.4% |
| Vanguard Target 2050 Mutual Fund | — | — | $13.1M | $17.0M | 2.2% |
| JP Morgan Value Advantage Mutual Fund | — | — | $15.4M | $16.6M | 2.2% |
| Vanguard Target 2040 Mutual Fund | — | — | $12.7M | $16.1M | 2.1% |
| Vanguard Target 2035 Mutual Fund | — | — | $12.2M | $15.1M | 2.0% |
| Janus Balanced I Mutual Fund | — | — | $10.9M | $13.8M | 1.8% |
| GQG Partners Emerging Markets Equity Mutual Fund | — | — | $14.5M | $13.3M | 1.8% |
| Vanguard Target 2025 Mutual Fund | — | — | $12.0M | $13.0M | 1.7% |
| Vanguard Mid Cap Index Institu Mutual Fund | — | — | $9.9M | $11.9M | 1.6% |
| Baron Small Cap Instl Mutual Fund | — | — | $11.4M | $11.8M | 1.6% |
| Vanguard Target 2055 Mutual Fund | — | — | $8.3M | $10.4M | 1.4% |
| Vanguard Target 2060 Mutual Fund | — | — | $5.4M | $6.5M | 0.9% |
| MORLEY STABLE VALUE FUND PRINCIPAL GLOBAL INVESTORS TRUST COMPANY · EIN 93-6274329 / PN 001 | Common Collective Trust | — | $5.9M | $6.5M | 0.9% |
| REGISTERED INVESTMENT FUNDS Vanguard Target Retire Income Mutual Fund | — | — | $5.3M | $5.1M | 0.7% |
| Vanguard Target 2020 Mutual Fund | — | — | $4.1M | $4.1M | 0.5% |
| Vanguard REIT Index Fund Mutual Fund | — | — | $3.2M | $3.1M | 0.4% |
| BlackRock Floating Rate Income Mutual Fund | — | — | $2.4M | $2.4M | 0.3% |
| American Century Small Cap Val Mutual Fund | — | — | $2.2M | $2.2M | 0.3% |
| PIMCO International Bond Fund Mutual Fund | — | — | $2.6M | $2.0M | 0.3% |
| Vanguard Target 2065 Mutual Fund | — | — | $614K | $705K | <0.1% |
