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Original filing (PDF)20251014191045NAL0003546721001
WILLIAM MARSH RICE UNIVERSITY
Form 5500
FILING_RECEIVED
WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN
Defined-contribution retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
6,816
Accounts w/ balance
9,265
Plan assets (EOY)
$929.6M
Net assets (EOY)
$929.6M
How this plan invests
This plan
23 pooled trusts
Schedule D
40 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (2 bps vs 6 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for WILLIAM MARSH RICE UNIVERSITY.
Plan sponsor
Name
WILLIAM MARSH RICE UNIVERSITY
EIN
74-1109620
Address
P.O. BOX 1892, 600 MAIN ST., MS-92 · HOUSTON, TX · 77251
Phone
(713) 348-2514
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
009
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2A · Age/service weighted or new comparability
2C · Money purchase (other than target benefit)
2G · Total participant-directed accounts
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsOther
5| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPFINANCIAL PARTNERS LLC | 26-0058143 | — | NONE | $71K | — |
| FIDELITY INVESTMENTS | 04-3532603 | — | NONE | $49K | — |
| FIDELITY INVESTMENTS | 04-2647786 | — | NONE | $34K | — |
| TIAA | 13-1624203 | — | NONE | $23K | — |
| FORVIS MAZARS, LLP | 44-0160260 | — | NONE | $21K | — |
Investments
38 direct securities · 23 pooled funds· $1.1B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$888.6M
38 holdings
Common Collective Trust
$238.5M
22 holdings
Pooled Separate Account
$21.5M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Teachers Insuance and Annuity Association (TIAA) Traditional Annuities | — | — | — | $153.9M | 16.6% | |
| College Retirement Equities Fund (CREF) Stock | — | — | — | $137.4M | 14.8% | |
| Vanguard Institutional Index Plus | — | — | — | $79.7M | 8.6% | |
| Vanguard Target Retirement 2045 | — | — | — | $42.3M | 4.6% | |
| Vanguard Target Retirement 2040 | — | — | — | $39.3M | 4.2% | |
| CREF Growth | — | — | — | $34.3M | 3.7% | |
| Vanguard Target Retirement 2035 | — | — | — | $33.1M | 3.6% | |
| Vanguard Target Retirement 2050 | — | — | — | $31.8M | 3.4% | |
| Vanguard Target Retirement 2030 | — | — | — | $26.6M | 2.9% | |
| TARGET RETIREMENT 2045 TRUST II VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083972 / PN 001 | Common Collective Trust | — | — | $25.6M | 2.8% | |
| TARGET RETIREMENT 2040 TRUST II VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083974 / PN 001 | Common Collective Trust | — | — | $25.0M | 2.7% | |
| CREF Social Choice | — | — | — | $21.7M | 2.3% | |
| TIAA REAL ESTATE FUND TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $21.5M | 2.3% | |
| Prudential Jennison Mid Cap Growth | — | — | — | $21.1M | 2.3% | |
| Vanguard Target Retirement 2025 | — | — | — | $20.4M | 2.2% | |
| TARGET RETIREMENT 2050 TRUST II VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083970 / PN 001 | Common Collective Trust | — | — | $20.0M | 2.2% | |
| CREF Global Equities | — | — | — | $19.9M | 2.1% | |
| American Funds Europacific Growth | — | — | — | $19.7M | 2.1% | |
| TARGET RETIREMENT 2035 TRUST II VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083976 / PN 001 | Common Collective Trust | — | — | $19.4M | 2.1% | |
| Vanguard Total Bond Market Index | — | — | — | $18.9M | 2.0% | |
| Vanguard Total International Stock Index I | — | — | — | $18.4M | 2.0% | |
| Vanguard Federal Money Market Inv | — | — | — | $17.7M | 1.9% | |
| TARGET RETIREMENT 2030 TRUST II VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083978 / PN 001 | Common Collective Trust | — | — | $16.9M | 1.8% | |
| TARGET RETIREMENT 2045 FUND VANGUARD FIDUCIARY TRUST COMPANY · EIN 20-0147923 / PN 001 | Common Collective Trust | — | — | $16.7M | 1.8% | |
| CREF Equity Index | — | — | — | $16.7M | 1.8% | |
| Vanguard Small Cap Index Institutional | — | — | — | $15.5M | 1.7% | |
| John Hancock Disciplined Value | — | — | — | $15.1M | 1.6% | |
| Fidelity Brokeragelink | — | — | — | $14.9M | 1.6% | |
| TARGET RETIREMENT 2040 FUND VANGUARD FIDUCIARY TRUST COMPANY · EIN 20-4684039 / PN 001 | Common Collective Trust | — | — | $14.3M | 1.5% | |
| TARGET RETIREMENT 2035 FUND VANGUARD FIDUCIARY TRUST COMPANY · EIN 20-0147903 / PN 001 | Common Collective Trust | — | — | $13.7M | 1.5% | |
| TARGET RETIREMENT 2025 TRUST II VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083980 / PN 001 | Common Collective Trust | — | — | $12.5M | 1.3% | |
| TARGET RETIREMENT 2055 TRUST II VANGUARD FIDUCIARY TRUST COMPANY · EIN 27-6715091 / PN 001 | Common Collective Trust | — | — | $12.3M | 1.3% | |
| TARGET RETIREMENT 2050 FUND VANGUARD FIDUCIARY TRUST COMPANY · EIN 20-4684087 / PN 001 | Common Collective Trust | — | — | $11.7M | 1.3% | |
| Vanguard Target Retirement 2020 | — | — | — | $11.4M | 1.2% | |
| Dodge & Cox Income Fund | — | — | — | $11.1M | 1.2% | |
| Vanguard Mid Capitalization Index | — | — | — | $10.3M | 1.1% | |
| American Century Mid Cap Value Institutional | — | — | — | $10.0M | 1.1% | |
| TARGET RETIREMENT 2030 FUND VANGUARD FIDUCIARY TRUST COMPANY · EIN 20-4683985 / PN 001 | Common Collective Trust | — | — | $9.7M | 1.0% | |
| CREF Money Market | — | — | — | $8.8M | 0.9% | |
| TARGET RETIREMENT 2025 FUND VANGUARD FIDUCIARY TRUST COMPANY · EIN 20-0147884 / PN 001 | Common Collective Trust | — | — | $7.9M | 0.9% | |
| Fidelity Management Trust Company (Fidelity) Contrafund | — | — | — | $7.2M | 0.8% | |
| TARGET RETIREMENT 2055 FUND VANGUARD FIDUCIARY TRUST COMPANY · EIN 27-2826157 / PN 001 | Common Collective Trust | — | — | $7.1M | 0.8% | |
| Vanguard Target Retirement 2060 | — | — | — | $6.6M | 0.7% | |
| Vanguard Instl Target Retire Inc Instl | — | — | — | $6.4M | 0.7% | |
| TARGET RETIREMENT 2020 FUND VANGUARD FIDUCIARY TRUST COMPANY · EIN 20-4683964 / PN 001 | Common Collective Trust | — | — | $5.9M | 0.6% | |
| TARGET RETIREMENT 2020 TRUST II VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083982 / PN 001 | Common Collective Trust | — | — | $5.5M | 0.6% | |
| TARGET RETIREMENT INCOME TRUST II VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083967 / PN 001 | Common Collective Trust | — | — | $4.7M | 0.5% | |
| American Beacon Small Cap Value | — | — | — | $3.9M | 0.4% | |
| TIAA-CREF Self Directed | — | — | — | $3.6M | 0.4% | |
| TARGET RETIREMENT 2060 TRUST II VANGUARD FIDUCIARY TRUST COMPANY · EIN 45-3799419 / PN 001 | Common Collective Trust | — | — | $3.4M | 0.4% | |
| TARGET RETIREMENT 2060 FUND VANGUARD FIDUCIARY TRUST COMPANY · EIN 45-3799736 / PN 001 | Common Collective Trust | — | — | $3.2M | 0.3% | |
| CREF Bond Market | — | — | — | $2.7M | 0.3% | |
| MassMutual Select Mid Cap Growth | — | — | — | $2.7M | 0.3% | |
| TARGET RETIREMENT INCOME FUND VANGUARD FIDUCIARY TRUST COMPANY · EIN 20-0147814 / PN 001 | Common Collective Trust | — | — | $1.6M | 0.2% | |
| Vanguard FTSE Social Index Admiral | — | — | — | $1.6M | 0.2% | |
| CREF Inflation-Linked Bond | — | — | — | $1.4M | 0.2% | |
| Vanguard Target Retirement 2065 | — | — | — | $1.3M | 0.1% | |
| Loomis Sayles Small Cap Growth N | — | — | — | $1.1M | 0.1% | |
| TARGET RETIREMENT 2065 FUND VANGUARD FIDUCIARY TRUST COMPANY · EIN 82-6194314 / PN 001 | Common Collective Trust | — | — | $1.1M | 0.1% | |
| Cohen & Steers Institutional Realty Shares | — | — | — | $419K | <0.1% | |
| TARGET RETIREMENT 2065 TRUST II VANGUARD FIDUCIARY TRUST COMPANY · EIN 82-6194314 / PN 001 | Common Collective Trust | — | — | $146K | <0.1% |