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Original filing (PDF)20250807120919NAL0010873602001
SAM HOUSTON ELECTRIC COOPERATIVE, INC.
Form 5500
FILING_RECEIVED
SAM HOUSTON ELECTRIC COOPERATIVE, INC. PENSION PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
169
Accounts w/ balance
182
Plan assets (EOY)
$36.3M
Net assets (EOY)
$36.3M
How this plan invests
This plan
15 pooled trusts
Schedule D
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SAM HOUSTON ELECTRIC COOPERATIVE, INC..
Plan sponsor
Name
SAM HOUSTON ELECTRIC COOPERATIVE, INC.
EIN
74-0695563
Address
1157 E. CHURCH STREET · LIVINGSTON, TX · 77351
Phone
(936) 328-1214
Industry
Utilitiessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-07
Pension benefit codes
2C · Money purchase (other than target benefit)
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
CARR, RIGGS & INGRAM, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsAdvisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CETERA ADVISORS LLC | 84-0858799 | — | INVESTMENT ADVISORY | $0 | — |
| CETERA ADVISORS LLC | 84-0858799 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $122K | — |
| ALLIANCE BENEFIT GROUP OF HOUSTON | 76-0500416 | — | CONTRACT ADMINISTRATOR | $0 | — |
Investments
21 direct securities · 15 pooled funds· $36.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$17.6M
12 holdings
Uncategorized
$16.3M
20 holdings
Pooled Separate Account
$2.5M
3 holdings
Real Estate
$1K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PRIN LIFETIME HYBR 2020 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 003 | Common Collective Trust | — | — | $3.6M | 9.9% | |
| PRINCIPAL STABLE VALUE Z FUND PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274328 / PN 001 | Common Collective Trust | — | — | $3.5M | 9.6% | |
| PRIN LIFETIME HYBR 2025 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 004 | Common Collective Trust | — | — | $3.4M | 9.5% | |
| Princpal Funds Inc Registered Investment Company Principal LargeCap Growth I Inst Fund | — | — | — | $2.5M | 6.9% | |
| PRIN LIFETIME HYBR 2050 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 009 | Common Collective Trust | — | — | $2.1M | 5.7% | |
| Dimensional Fund Advisors Registered Investment Company DFA US Large Cap Vlaue I Fund | — | — | — | $1.3M | 3.6% | |
| Principal Funds Inc Registered Investment Company Principal Equity Income Inst Fund | — | — | — | $1.2M | 3.4% | |
| PRIN LGCP S&P 500 INDEX SA-Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 42-0127290 / PN 016 | Pooled Separate Account | — | — | $1.2M | 3.3% | |
| PRIN LIFETIME HYBRD 2035 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 006 | Common Collective Trust | — | — | $1.1M | 3.1% | |
| PRIN LIFETIME HYBR 2030 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 005 | Common Collective Trust | — | — | $1.1M | 3.1% | |
| The American Funds Registered Investment Company American Funds New World R6 Fund | — | — | — | $1.1M | 2.9% | |
| Vanguard Group Registered Investment Company Vanguard International Growth ADM Fund | — | — | — | $996K | 2.7% | |
| Vanguard Group Registered Investment Company Vanguard Interim-Term Bond Index ADM Fund | — | — | — | $984K | 2.7% | |
| Delware Investments Registered Investment Company Delaware Small Cap Value R6 Fund ** - Dimensional Fund Advisors Registered Investment Company DFA International Core Equity I Fund | — | — | — | $977K | 2.7% | |
| PRIN LIFETIME HYBR 2040 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 007 | Common Collective Trust | — | — | $971K | 2.7% | |
| Vanguard Group Registered Investment Company Vanguard International Value Investor Fund | — | — | — | $961K | 2.6% | |
| Principal Funds Inc. Registered Investment Company Principal Core Fixed | — | — | — | $955K | 2.6% | |
| PGIM Investments Registered Investment Company PGIM Global Total Return R6 Fund | — | — | — | $942K | 2.6% | |
| balance with maturity value equal to the current value. | — | — | — | $856K | 2.4% | |
| JP Morgan Funds Registered Investment Company JP Morgan Mid Cap Growth R6 Fund | — | — | — | $815K | 2.2% | |
| Macquarie Small Cap Value R6 F Registered Investment Company Delaware Small Cap Value Fund | — | — | — | $798K | 2.2% | |
| Vanguard Group Registered Investment Company Vanguard Selected Value Investor Fund | — | — | — | $785K | 2.2% | |
| PRIN LIFETIME HYBR 2045 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 008 | Common Collective Trust | — | — | $762K | 2.1% | |
| Oppenheimer Registered Investment Company Invesco Global Opportunities R6 Fund ** - Janus International Holding, LLC Registered Investment Company JanusHenderson Triton N Fund | — | — | — | $639K | 1.8% | |
| PRIN SMCAP S&P 600 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $630K | 1.7% | |
| PRIN MIDCAP S&P 400 IDX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 023 | Pooled Separate Account | — | — | $623K | 1.7% | |
| PRIN LIFETIME HYBR 2060 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 012 | Common Collective Trust | — | — | $508K | 1.4% | |
| PRIN LIFETIME HYBR 2055 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 010 | Common Collective Trust | — | — | $347K | 1.0% | |
| The American Funds Registered Investment Company American Funds American Balanced R6 Fund ** $ | — | — | — | $218K | 0.6% | |
| Schwab Funds Brokerage Account Principal Self-Dir Brokerage Account | — | — | — | $218K | 0.6% | |
| PRIN LIFETIME HYBR 2065 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 013 | Common Collective Trust | — | — | $131K | 0.4% | |
| ASSETS HELD AT END OF YEAR (E) | — | — | — | $25K | <0.1% | |
| Principal Funds Inc. Registered Investment Company PRIN DIVERSIFIED REAL ASSET R6 | — | — | — | $25K | <0.1% | |
| ASSETS HELD AT END OF YEAR (E) | — | — | — | $1K | <0.1% | |
| Securities R6 Fund ++ Registered Investment Company Principal Real Estate Securities Fund | Real Estate | — | — | $1K | <0.1% | |
| PRIN LIFETIME HYBR 2010 CIT Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 26-6447574 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |
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