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Original filing (PDF)20251009091303NAL0011132032001
ASTELLAS US LLC
Form 5500
FILING_RECEIVED
ASTELLAS US RETIREMENT AND SAVINGS PLAN
401(k) retirement plan
Active participants
3,459
Accounts w/ balance
5,532
Plan assets (EOY)
$1.9B
Net assets (EOY)
$1.9B
How this plan invests
This plan
21 pooled trusts
Schedule D
25 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (3 bps vs 5 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ASTELLAS US LLC.
Plan sponsor
Name
ASTELLAS US LLC
EIN
73-1726638
Address
1 ASTELLAS WAY · NORTHBROOK, IL · 60062
Phone
(224) 205-8800
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
CHERRY BEKAERT LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $37K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $553K | — |
| SAGEVIEW ADVISORY GROUP | 33-0818667 | — | CONSULTANT | $50K | — |
Investments
6 direct securities · 21 pooled funds· $2.0B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$1.8B
21 holdings
Uncategorized
$240.8M
6 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| STATE STREET S&P IDX SEC FD CL II STATE STREET BANK AND TRUST COMPANY · EIN 04-0025081 / PN 078 | Common Collective Trust | — | — | $335.1M | 17.9% | |
| AON HEWITT LARGE CAP EQ FD AON TRUST COMPANY LLC · EIN 37-6543784 / PN 002 | Common Collective Trust | — | — | $238.5M | 12.7% | |
| JPMCB SR PB 2040 JPMORGAN CHASE BANK, N.A. · EIN 84-2447445 / PN 001 | Common Collective Trust | — | — | $146.9M | 7.8% | |
| JPMCB SR PB 2035 JPMORGAN CHASE BANK, N.A. · EIN 84-2433553 / PN 001 | Common Collective Trust | — | — | $129.5M | 6.9% | |
| JPMCB SR PB 2045 JPMORGAN CHASE BANK, N.A. · EIN 84-2460155 / PN 001 | Common Collective Trust | — | — | $120.8M | 6.4% | |
| JPMCB SR PB 2030 JPMORGAN CHASE BANK, N.A. · EIN 84-2420474 / PN 001 | Common Collective Trust | — | — | $118.6M | 6.3% | |
| AON HEWITT NON-U.S. EQUITY FUND AON TRUST COMPANY LLC · EIN 37-6543784 / PN 005 | Common Collective Trust | — | — | $76.7M | 4.1% | |
| State Street Bank & Trust Company Small Mid Cap Equity Index Fund | — | — | — | $75.4M | 4.0% | |
| SSGA RUSSELL SM/MD CAP (R) FD STATE STREET BANK AND TRUST COMPANY · EIN 04-0025081 / PN 453 | Common Collective Trust | — | — | $75.4M | 4.0% | |
| AON HEWITT SM&MDCP EQ FD AON TRUST COMPANY LLC · EIN 37-6543784 / PN 003 | Common Collective Trust | — | — | $74.1M | 3.9% | |
| JPMCB SR PB 2050 JPMORGAN CHASE BANK, N.A. · EIN 84-2477816 / PN 001 | Common Collective Trust | — | — | $72.4M | 3.9% | |
| INVESCO STABLE VALUE TRUST INVESCO · EIN 46-3793325 / PN 001 | Common Collective Trust | — | — | $70.3M | 3.8% | |
| JPMCB SR PB 2025 JPMORGAN CHASE BANK, N.A. · EIN 84-2402523 / PN 001 | Common Collective Trust | — | — | $58.1M | 3.1% | |
| Fidelity BrokerageLink - Self-Directed Brokerage Account | — | — | — | $54.4M | 2.9% | |
| T. Rowe Price T. Rowe Price Health Sciences Fund | — | — | — | $50.1M | 2.7% | |
| State Street Bank & Trust Company International Equity Index Fund | — | — | — | $49.3M | 2.6% | |
| SSGA CAP EQ EX-U LDG SERIES CL II STATE STREET BANK AND TRUST COMPANY · EIN 32-6528132 / PN 019 | Common Collective Trust | — | — | $49.3M | 2.6% | |
| STATE STREET US BOND IDX SEC CL XIV STATE STREET BANK AND TRUST COMPANY · EIN 90-0337987 / PN 477 | Common Collective Trust | — | — | $47.9M | 2.6% | |
| AON HEWITT CORE PLUS BOND FUND AON TRUST COMPANY LLC · EIN 37-6543784 / PN 008 | Common Collective Trust | — | — | $41.6M | 2.2% | |
| JPMCB SR PB 2055 JPMORGAN CHASE BANK, N.A. · EIN 84-2492102 / PN 001 | Common Collective Trust | — | — | $34.3M | 1.8% | |
| STATE STREET REIT INDEX CLASS A STATE STREET BANK AND TRUST COMPANY · EIN 04-0025081 / PN 352 | Common Collective Trust | — | — | $16.8M | 0.9% | |
| JPMCB SR PB 2020 JPMORGAN CHASE BANK, N.A. · EIN 84-2388804 / PN 001 | Common Collective Trust | — | — | $15.9M | 0.8% | |
| JPMCB SR PB 2060 JPMORGAN CHASE BANK, N.A. · EIN 84-2507352 / PN 001 | Common Collective Trust | — | — | $15.2M | 0.8% | |
| AON TRUST INFLATION STGY FUND AON TRUST COMPANY LLC · EIN 37-6543784 / PN 001 | Common Collective Trust | — | — | $11.8M | 0.6% | |
| JPMCB SR PB INCOME JPMORGAN CHASE BANK, N.A. · EIN 84-2373652 / PN 001 | Common Collective Trust | — | — | $9.7M | 0.5% | |
| Notes Receivable from Participants Maturity dates through January 2034, Interest rates ranging from 4.25% to 9.50%. | — | — | — | $6.0M | 0.3% | |
| Vanguard Federal Money Market Fund | — | — | — | $5.7M | 0.3% |