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Original filing (PDF)20251015095814NAL0008626050001
TULSA BONE AND JOINT ASSOCIATES, INC.
Form 5500
FILING_RECEIVED
TULSA BONE AND JOINT ASSOCIATES RETIREMENT PLAN
401(k) retirement plan
Active participants
319
Accounts w/ balance
406
Plan assets (EOY)
$45.3M
Net assets (EOY)
$45.3M
How this plan invests
This plan
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for TULSA BONE AND JOINT ASSOCIATES, INC..
Plan sponsor
Name
TULSA BONE AND JOINT ASSOCIATES, INC.
EIN
73-1551429
Address
4802 S 109TH EAST AVE · TULSA, OK · 741465822
Phone
(918) 392-1400
Industry
Offices of Physicians· Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
EIDE BAILLY LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $52K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CETERA ADVISOR NETWORKS LLC | — | EL SEGUNDO, CA | INVESTMENT ADVISOR | $54K | — |
| CETERA INVESTMENT ADVISERS LLC | — | EL SEGUNDO, CA | INVESTMENT ADVISOR | $12K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PASI, LLC | — | FARMINGTON, CT | CONTRACT ADMIN | $8K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $14K | — |
Investments
34 direct securities· $45.3M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Schwab SDB Self-Directed Brokerage Accounts N/A | — | — | — | $7.8M | 17.2% | |
| Vanguard Large Cap Index ADM Mutual Fund N/A | — | — | — | $6.2M | 13.6% | |
| Vanguard Target Retirement 2035 INV Mutual Fund N/A | — | — | — | $4.7M | 10.3% | |
| Vanguard Target Retirement 2030 INV Mutual Fund N/A | — | — | — | $4.6M | 10.2% | |
| Vanguard Target Retirement 2025 INV Mutual Fund N/A | — | — | — | $4.2M | 9.3% | |
| Vanguard Target Retirement 2040 INV Mutual Fund N/A | — | — | — | $3.4M | 7.6% | |
| Vanguard Target Retirement 2045 INV Mutual Fund N/A | — | — | — | $3.1M | 6.9% | |
| Vanguard Target Retirement 2050 INV Mutual Fund N/A | — | — | — | $1.4M | 3.0% | |
| Vanguard Target Retirement 2020 INV Mutual Fund N/A | — | — | — | $1.2M | 2.6% | |
| MFS Growth R6 Mutual Fund N/A | — | — | — | $981K | 2.2% | |
| Vanguard Target Retirement 2055 INV Mutual Fund N/A | — | — | — | $807K | 1.8% | |
| Hartford International Opportunities R6 Mutual Fund N/A 436 Invesco Core Bond R6 Mutual Fund N/A | — | — | — | $687K | 1.5% | |
| Nuveen International Equity Index R6 Mutual Fund N/A | — | — | — | $628K | 1.4% | |
| American Funds Capital World G/I R6 Mutual Fund N/A | — | — | — | $586K | 1.3% | |
| Key Guaranteed Portfolio Fund Guaranteed Annuity Contract N/A | — | — | — | $472K | 1.0% | |
| PGIM High-yield R6 Mutual Fund N/A | — | — | — | $469K | 1.0% | |
| JPMorgan Mid Cap Growth R6 Mutual Fund N/A | — | — | — | $401K | 0.9% | |
| American Funds Europacific GR R6 Mutual Fund N/A | — | — | — | $363K | 0.8% | |
| Vanguard Target Retirement 2060 INV Mutual Fund N/A | — | — | — | $349K | 0.8% | |
| Victory Sycamore Established Value R6 Mutual Fund N/A | — | — | — | $346K | 0.8% | |
| Investment in privately held entity Common Stock N/A | — | — | — | $343K | 0.8% | |
| Vanguard Strategic Small-Cap Equity Inv Mutual Fund N/A | — | — | — | $319K | 0.7% | |
| Principal Midcap S&P 400 Index Inst Mutual Fund N/A | — | — | — | $308K | 0.7% | |
| JPMorgan Equity Income R6 Mutual Fund N/A | — | — | — | $291K | 0.6% | |
| MFS Emerging Markets Debt R6 Mutual Fund N/A | — | — | — | $286K | 0.6% | |
| Maturing 2025-2047 at * Notes receivable from participants interest rates of 4.25% to 9.50% - | — | — | — | $248K | 0.5% | |
| Columbia Contrarian Core Y Mutual Fund N/A | — | — | — | $180K | 0.4% | |
| MacQuarie Smid Cap Core R6 Mutual Fund N/A | — | — | — | $164K | 0.4% | |
| John Hancock Income R6 Mutual Fund N/A | — | — | — | $137K | 0.3% | |
| American Century Focused Dynamic GR R6 Mutual Fund N/A | — | — | — | $115K | 0.3% | |
| PIMCO Real Return Inst Mutual Fund N/A | — | — | — | $76K | 0.2% | |
| Lord Abbett Developing Growth R6 Mutual Fund N/A | — | — | — | $70K | 0.2% | |
| Clearbridge Large Cap Value IS Mutual Fund N/A | — | — | — | $40K | <0.1% | |
| Vanguard Target Retirement Income Inv Mutual Fund N/A | — | — | — | $12K | <0.1% |