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Original filing (PDF)20251010153117NAL0007952097001
IMPERIAL, LLC
Form 5500
FILING_RECEIVED
IMPERIAL, LLC RETIREMENT SAVINGS PLAN
401(k) retirement plan
Signals · 1
~87 bps in Sched C fees
Active participants
629
Accounts w/ balance
694
Plan assets (EOY)
$14.9M
Net assets (EOY)
$14.9M
How this plan invests
This plan
18 pooled trusts
Schedule D
21 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 87 bps in Schedule C fees — 199% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for IMPERIAL, LLC.
Plan sponsor
Name
IMPERIAL, LLC
EIN
73-1310190
Address
2020 N. MINGO ROAD · TULSA, OK · 741161220
Phone
(918) 437-1300
Industry
Retail Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
HEATHERINGTON & FIELDS
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA LIFE INSURANCE COMPANY | 39-0989781 | — | RECORDKEEPER | $74K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EDWARD D JONES & COMPANY | 43-0345811 | — | INVESTMENT ADVISOR | $33K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| USI CONSULTING GROUP | 06-1053228 | — | TPA | $23K | — |
Investments
3 direct securities · 18 pooled funds· $14.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Pooled Separate Account
$14.1M
18 holdings
Uncategorized
$832K
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PRUDENTIAL TOTAL RETRN BD RET OPT TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 902 | Pooled Separate Account | — | — | $2.2M | 14.8% | |
| TA VANGUARD TOTAL STCK MRKT INDEX R TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 114 | Pooled Separate Account | — | — | $1.9M | 12.4% | |
| AMERICAN FUNDS EUROPACIFIC GR RET O TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 842 | Pooled Separate Account | — | — | $1.9M | 12.4% | |
| FRANKLIN GROWTH RET OPT TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 871 | Pooled Separate Account | — | — | $1.6M | 10.5% | |
| MFS VALUE RET OPT TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 904 | Pooled Separate Account | — | — | $1.5M | 10.0% | |
| COLUMBIA CONTRARIAN CORE RET OPT TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 864 | Pooled Separate Account | — | — | $826K | 5.5% | |
| MFS MID CAP VALUE RET OPT TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 911 | Pooled Separate Account | — | — | $707K | 4.7% | |
| TA VANGUARD REIT INDEX RET OPT TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 099 | Pooled Separate Account | — | — | $705K | 4.7% | |
| JPMORGAN U.S. SM COMP RET OPT TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 884 | Pooled Separate Account | — | — | $652K | 4.4% | |
| FRANKLIN SM-MD CAP GR RET OPT TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 197 | Pooled Separate Account | — | — | $616K | 4.1% | |
| AMERICAN FUNDS NEW WORLD RET OPT TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 628 | Pooled Separate Account | — | — | $568K | 3.8% | |
| Various Participants Loans with interest rate from 4.25% to 9.50% | — | — | — | $438K | 2.9% | |
| Transamerica Stable Value Core Option | — | — | — | $372K | 2.5% | |
| TRANSAMERICA HI YLD BD RET OPT TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 790 | Pooled Separate Account | — | — | $295K | 2.0% | |
| BRANDYWINEGLOBAL - GLO OPP BOND RET TRANSAMERICA LIFE INS CO · EIN 82-5217478 / PN 040 | Pooled Separate Account | — | — | $230K | 1.5% | |
| MFS LIFETIME 2030 RET OPT TRANSAMERICA LIFE INS CO · EIN 82-5217478 / PN 146 | Pooled Separate Account | — | — | $197K | 1.3% | |
| MFS LIFETIME 2040 RET OPT TRANSAMERICA LIFE INS CO · EIN 82-5217478 / PN 148 | Pooled Separate Account | — | — | $171K | 1.1% | |
| MFS LIFETIME 2060 RET OPT TRANSAMERICA LIFE INS CO · EIN 82-5217478 / PN 152 | Pooled Separate Account | — | — | $75K | 0.5% | |
| MFS LIFETIME INCOME RET OPT TRANSAMERICA LIFE INS CO · EIN 82-5217478 / PN 143 | Pooled Separate Account | — | — | $38K | 0.3% | |
| MFS LIFETIME 2050 RET OPT TRANSAMERICA LIFE INS CO · EIN 82-5217478 / PN 150 | Pooled Separate Account | — | — | $37K | 0.2% | |
| Transamerica Cash | — | — | — | $22K | 0.1% |