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Original filing (PDF)20250604190159NAL0008042819001
HOGAN ASSESSMENT SYSTEMS, INC.
Form 5500
FILING_RECEIVED
HOGAN ASSESSMENTS 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
126
Accounts w/ balance
150
Plan assets (EOY)
$15.3M
Net assets (EOY)
$15.3M
How this plan invests
This plan
2 pooled trusts
Schedule D
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 38 bps in Schedule C fees — modestly above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HOGAN ASSESSMENT SYSTEMS, INC..
Plan sponsor
Name
HOGAN ASSESSMENT SYSTEMS, INC.
EIN
73-1306889
Address
11 S GREENWOOD AVE · TULSA, OK · 741201400
Phone
(918) 749-0632
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-06-04
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | 13-5674085 | — | CONSULTANT | $26K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $31K | — |
Investments
26 direct securities · 2 pooled funds· $14.5M(95% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$9.7M
24 holdings
Guaranteed Income / GIC
$2.0M
1 holding
Mutual Funds
$1.8M
1 holding
Pooled Separate Account
$992K
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| * Principal Life Insurance Company Prin Fixed Income Guaranteed Option | Guaranteed Income / GIC | — | — | $2.0M | 13.2% | |
| Voya Intermediate Bond R6 Fund | Mutual Funds | — | — | $1.8M | 11.9% | |
| Vanguard Group Vanguard Equity- Inc Adm Fund | — | — | — | $1.5M | 9.7% | |
| Vanguard Group Vanguard Growth Index Adm Fund | — | — | — | $1.5M | 9.6% | |
| BlackRock iShares S& P 500 Index K Fund | — | — | — | $1.2M | 8.0% | |
| Vanguard Group Vanguard Intl Growth Adm Fund | — | — | — | $635K | 4.1% | |
| Vanguard Group Vanguard Dev Mkts Index Adm Fund | — | — | — | $624K | 4.1% | |
| The American Funds American Funds NewWorld R6 Fund | — | — | — | $610K | 4.0% | |
| Vanguard Group Vanguard Intl Value Inv Fund | — | — | — | $594K | 3.9% | |
| PRIN MIDCAP S&P 400 IDX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 023 | Pooled Separate Account | — | — | $507K | 3.3% | |
| PRIN SMCAP S&P 600 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $485K | 3.2% | |
| BlackRock Lfpth Indx 2050 K Fund | — | — | — | $471K | 3.1% | |
| JP Morgan Funds Undisc Mgrs Behay Value R6 Fund | — | — | — | $450K | 2.9% | |
| Vanguard Group Vanguard MidCap Val Idx Adm Fund | — | — | — | $433K | 2.8% | |
| Janus International Holding, LLC JanusHenderson Triton N Fund | — | — | — | $383K | 2.5% | |
| Vanguard Group Vanguard MidCp Grth Idx Adm Fund | — | — | — | $373K | 2.4% | |
| BlackRock Lfpth Indx 2045 K Fund | — | — | — | $273K | 1.8% | |
| maturing through July 2032 | — | — | — | $197K | 1.3% | |
| Vanguard Group Vanguard Value Index Adm Fund | — | — | — | $156K | 1.0% | |
| BlackRock Lfpth Indx 2040 K Fund | — | — | — | $135K | 0.9% | |
| BlackRock Lfpth Indx Rtrmt K Fund | — | — | — | $69K | 0.4% | |
| BlackRock Lfpth Indx 2035 K Fund | — | — | — | $48K | 0.3% | |
| Vanguard Group Vanguard Explorer Admiral Fund | — | — | — | $25K | 0.2% | |
| BlackRock Lfpth Indx 2060 K Fund | — | — | — | $20K | 0.1% | |
| BlackRock Lfpth Indx 2065 K Fund | — | — | — | $16K | 0.1% | |
| Vanguard Group Vad Infl- Prot Sec Adm Fund | — | — | — | $9K | <0.1% | |
| Vanguard Group Vanguard FTSE Soc Idx Adm Fund | — | — | — | $1K | <0.1% | |
| Calvert Funds Calvert Equity R6 Fund | — | — | — | $1K | <0.1% |
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