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Original filing (PDF)20251006094530NAL0001763987003
EASTERN SHAWNEE TRIBE
Form 5500
FILING_RECEIVED
EASTERN SHAWNEE TRIBE 401(K) PLAN
401(k) retirement plan
Signals · 2
41% in single holding~85 bps in Sched C fees
Active participants
725
Accounts w/ balance
401
Plan assets (EOY)
$8.5M
Net assets (EOY)
$8.5M
How this plan invests
This plan
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
84
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
80
Total plan cost
65
Vendor stack
100
Participation health
80
Knocking points off
- Top holding "Vanguard LifeStrategy Growth Fund" is 41% of plan.
- 85 bps in Schedule C fees — 63% above peer band of 52 bps.
- 55% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for EASTERN SHAWNEE TRIBE.
Plan sponsor
Name
EASTERN SHAWNEE TRIBE
EIN
73-1024490
Address
10080 S. BLUEJACKET RD. · WYANDOTTE, OK · 74370
Phone
(918) 666-5151
Industry
Other Services (ex. Public Admin)see all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-06
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
2S · Automatic enrollment
Audit & trust (Schedule H)
Auditor
HOGAN TAYLOR LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS | 13-3689044 | — | RECORDKEEPER | $72K | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| KESTRA INVESTMENT SERVICES, LLC | 74-2794194 | — | INVESTMENT BROKER | $0 | — |
Investments
27 direct securities· $8.4M(99% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard LifeStrategy Growth Fund | — | — | — | $3.5M | 40.9% | |
| Transamerica Life Insurance Company Stable Value Core Option | — | — | — | $1.1M | 12.9% | |
| Vanguard LifeStrategy Moderate Growth Fund | — | — | — | $711K | 8.4% | |
| Vanguard LifeStrategy Conservative Growth Fund | — | — | — | $481K | 5.7% | |
| Vanguard 500 Index Fund | — | — | — | $372K | 4.4% | |
| Vanguard Interm-Term Bond Index Fund | — | — | — | $338K | 4.0% | |
| Transamerica International Equity Fund | — | — | — | $190K | 2.2% | |
| Vanguard Developed Markets Index Fund | — | — | — | $181K | 2.1% | |
| Goldman Sachs Large Cap Growth Insights Fund | — | — | — | $155K | 1.8% | |
| Vanguard LifeStrategy Income Fund | — | — | — | $147K | 1.7% | |
| Vanguard Value Index Fund | — | — | — | $137K | 1.6% | |
| JPMorgan Large Cap Growth Fund | — | — | — | $134K | 1.6% | |
| Putnam Large Cap Value Fund | — | — | — | $126K | 1.5% | |
| BlackRock LifePath Index 2030 Fund | — | — | — | $121K | 1.4% | |
| BlackRock LifePath Index 2050 Fund | — | — | — | $112K | 1.3% | |
| Vanguard Small Cap Growth Index Fund | — | — | — | $111K | 1.3% | |
| BlackRock LifePath Index 2060 Fund | — | — | — | $103K | 1.2% | |
| Vanguard Mid Cap Index Fund | — | — | — | $96K | 1.1% | |
| Schwab Small Cap Index Fund | — | — | — | $66K | 0.8% | |
| American Century Mid Cap Value Fund | — | — | — | $63K | 0.7% | |
| PGIM Jennison Mid Cap Growth Fund | — | — | — | $59K | 0.7% | |
| Transamerica High Yield Bond Fund | — | — | — | $54K | 0.6% | |
| BlackRock LifePath Index 2040 Fund | — | — | — | $32K | 0.4% | |
| BlackRock LifePath Index 2055 Fund | — | — | — | $29K | 0.3% | |
| BlackRock LifePath Index 2045 Fund | — | — | — | $16K | 0.2% | |
| BlackRock LifePath Index 2065 Fund | — | — | — | $16K | 0.2% | |
| BlackRock Health Sciences Opportunities Fund | — | — | — | $2K | <0.1% |
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