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Original filing (PDF)20251014171527NAL0004614960001
MIDSTATE BANCORP, INC.
Form 5500
FILING_RECEIVED
MIDSTATE BANCORP EMPLOYEE STOCK OWNERSHIP PLAN
Defined-contribution retirement plan
Signals · 1
100% in single holding
Active participants
132
Accounts w/ balance
158
Plan assets (EOY)
$7.2M
Net assets (EOY)
$7.2M
How this plan invests
This plan
1 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Midstate Bancorp, Inc." is 100% of plan.
Helping the score
- Below-peer total fees (20 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MIDSTATE BANCORP, INC..
Plan sponsor
Name
MIDSTATE BANCORP, INC.
EIN
73-0736860
Address
13859 QUAIL POINTE DR · OKLAHOMA CITY, OK · 73134
Phone
(405) 748-2535
Industry
Commercial Banking· Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
011
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2P · Leveraged ESOP
2Q · S-corporation ESOP
2I · Stock bonus
3I · Requires investment in employer securities
Audit & trust (Schedule H)
Auditor
KELLOGG & KELLOGG, PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSITION FINANCE | 13-4238973 | CHARLOTTESVILLE, VA | RECORDKEEPER | $15K | — |
Investments
1 direct security· $6.8M(94% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Midstate Bancorp, Inc. | — | — | $8.2M | $6.8M | 93.6% |
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