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Original filing (PDF)20260115101040NAL0018542784001
WHEELER BROTHERS GRAIN COMPANY, LLC
Form 5500
FILING_RECEIVED
SAVINGS INCENTIVE PLAN FOR EMPLOYEES OF WHEELER BROTHERS GRAIN COMPANY, LLC
401(k) retirement plan
Signals · 1
~78 bps in Sched C fees
Active participants
126
Accounts w/ balance
181
Plan assets (EOY)
$17.3M
Net assets (EOY)
$17.3M
How this plan invests
This plan
1 pooled trust
Schedule D
25 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 78 bps in Schedule C fees — 170% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for WHEELER BROTHERS GRAIN COMPANY, LLC.
Plan sponsor
Name
WHEELER BROTHERS GRAIN COMPANY, LLC
EIN
73-0564547
Address
PO BOX 29 · WATONGA, OK · 73772
Phone
(580) 623-7265
Industry
Agriculture, Forestry, Fishing, Huntingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-05-01
Tax period
2025-04-30
Filed
2026-01-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
HUTCHINS & HAAKE, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $72K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| COMMONWEALTH EQUITY SERVICES | — | WALTHAM, MA | INVESTMENT ADVISOR | $52K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPLOYEE BENEFITS GROUP LLC | 73-1559747 | — | TPA | $10K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $1K | — |
Investments
24 direct securities · 1 pooled fund· $16.9M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$16.4M
24 holdings
Common Collective Trust
$569K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| T. Rowe Price Dividend Growth I Mutual Funds - | — | — | — | $1.7M | 9.7% | |
| JPMorgan Large Cap Value R6 Mutual Funds - | — | — | — | $1.5M | 8.8% | |
| Neuberger Berman Large Cap Growth R6 Mutual Funds - | — | — | — | $1.3M | 7.4% | |
| Pimco Stocksplus Intl (USD-Hedged) Inst Mutual Funds - | — | — | — | $1.2M | 7.0% | |
| Allspring Special Mid Cap Value R6 Mutual Funds - | — | — | — | $1.1M | 6.3% | |
| Nuveen Lifecycle Index 2025 R6 Mutual Funds - | — | — | — | $1.1M | 6.2% | |
| Avantis U S Small Cap Value Instl Mutual Funds - | — | — | — | $1.0M | 5.8% | |
| MassMutual Guaranteed Interest Account $ - | — | — | — | $992K | 5.7% | |
| Nuveen Lifecycle Index 2045 R6 Mutual Funds - | — | — | — | $888K | 5.1% | |
| Nuveen Lifecycle Index 2035 R6 Mutual Funds - | — | — | — | $883K | 5.1% | |
| Nuveen Lifecycle Retirement Income R6 Mutual Funds - | — | — | — | $727K | 4.2% | |
| DFA US Small Cap Growth Instl Mutual Funds - | — | — | — | $716K | 4.1% | |
| American Funds Bond Fund Of Amer R6 Mutual Funds - | — | — | — | $613K | 3.6% | |
| MID CAP GROWTH FUND FEE CLASS R1 GREAT GRAY · EIN 38-4126247 / PN 222 | Common Collective Trust | — | — | $569K | 3.3% | |
| Nuveen Lifecycle Index 2055 R6 Mutual Funds - | — | — | — | $456K | 2.6% | |
| Nuveen Lifecycle Index 2030 R6 Mutual Funds - | — | — | — | $424K | 2.5% | |
| Pimco Income Instl Mutual Funds - | — | — | — | $376K | 2.2% | |
| Eaton Vance High Income Opportunities I Mutual Funds - | — | — | — | $336K | 1.9% | |
| Participant Loans Interest rates from 5.25%-10.5% - | — | — | — | $307K | 1.8% | |
| Nuveen Lifecycle Index 2065 R6 Mutual Funds - | — | — | — | $231K | 1.3% | |
| Nuveen Lifecycle Index 2020 R6 Mutual Funds - | — | — | — | $202K | 1.2% | |
| Nuveen Lifecycle Index 2040 R6 Mutual Funds - | — | — | — | $180K | 1.0% | |
| Nuveen Lifecycle Index 2050 R6 Mutual Funds - | — | — | — | $132K | 0.8% | |
| Nuveen Lifecycle Index 2060 R6 Mutual Funds - | — | — | — | $57K | 0.3% | |
| MassMutual Money Market - | — | — | — | $19K | 0.1% |