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Original filing (PDF)20251015101846NAL0005776816001
SOUTHWEST ELECTRIC CO.
Form 5500
FILING_RECEIVED
SOUTHWEST ELECTRIC CO. CORPORATE 401(K) PLAN
401(k) retirement plan
Active participants
196
Accounts w/ balance
239
Plan assets (EOY)
$11.4M
Net assets (EOY)
$11.4M
How this plan invests
This plan
2 pooled trusts
Schedule D
36 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 69 bps in Schedule C fees — 137% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SOUTHWEST ELECTRIC CO..
Plan sponsor
Name
SOUTHWEST ELECTRIC CO.
EIN
73-0558653
Address
6503 SE 74TH STREET · OKLAHOMA CITY, OK · 73135
Phone
(405) 622-8917
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
FINLEY & COOK, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $14K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CETERA ADVISOR NETWORKS LLC | — | EL SEGUNDO, CA | INVESTMENT ADVISOR | $27K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PASI, LLC | — | FARMINGTON, CT | CONTRACT ADMIN | $11K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $27K | — |
Investments
34 direct securities · 2 pooled funds· $11.3M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$11.1M
34 holdings
Pooled Separate Account
$186K
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Nuveen S&P 500 Index R6 | — | — | — | $1.4M | 12.4% | |
| American Funds Bond Fund of America R6 | — | — | — | $1.3M | 11.6% | |
| Vanguard Investments Target Retirement 2030 Inv. | — | — | — | $767K | 6.7% | |
| Nuveen International Equity Index R6 | — | — | — | $629K | 5.5% | |
| American Funds New World R6 | — | — | — | $570K | 5.0% | |
| Vanguard Investments Target Retirement 2035 Inv. | — | — | — | $425K | 3.7% | |
| Vanguard Investments Target Retirement 2055 Inv. | — | — | — | $412K | 3.6% | |
| Nuveen Inflation Link Bond R6 | — | — | — | $400K | 3.5% | |
| Vanguard Investments Target Retirement Income Inv. | — | — | — | $386K | 3.4% | |
| Vanguard Investments Vanguard Mid-Cap Index Fund Admiral | — | — | — | $378K | 3.3% | |
| Nuveen Small-Cap Blend Index R6 | — | — | — | $374K | 3.3% | |
| Vanguard Investments Target Retirement 2050 Inv. | — | — | — | $349K | 3.1% | |
| Notes receivable from participants | — | — | — | $340K | 3.0% | |
| American Funds American Balanced R6 | — | — | — | $286K | 2.5% | |
| Empower Annuity Insurance Company of America Key Guaranteed Portfolio Fund | — | — | — | $265K | 2.3% | |
| Vanguard Investments Target Retirement 2045 Inv. | — | — | — | $246K | 2.2% | |
| American Funds New Perspective R6 | — | — | — | $237K | 2.1% | |
| Vanguard Investments Target Retirement 2040 Inv. | — | — | — | $232K | 2.0% | |
| JPMorgan Funds Equity Income R6 | — | — | — | $219K | 1.9% | |
| Empower Retirement International Value Inst. | — | — | — | $218K | 1.9% | |
| Columbia Threadneedle US Contrarian Core Inst. 3 | — | — | — | $214K | 1.9% | |
| Vanguard Investments Target Retirement 2025 Inv. | — | — | — | $189K | 1.7% | |
| Victory Capital Management Sycamore Established Value R6 | — | — | — | $187K | 1.6% | |
| Macquarie Small Cap Value R6 | — | — | — | $181K | 1.6% | |
| Massachusetts Financial Services MFS Value R6 | — | — | — | $146K | 1.3% | |
| Vanguard Investments Target Retirement 2020 Inv. | — | — | — | $131K | 1.1% | |
| Empower Retirement Multi-Sector Bond Inst. | — | — | — | $128K | 1.1% | |
| CORE PLUS BOND / PGIM FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 299 | Pooled Separate Account | — | — | $126K | 1.1% | |
| Neuberger Berman Real Estate R6 | — | — | — | $92K | 0.8% | |
| Empower Retirement T. Rowe Price Mid Cap Growth | — | — | — | $76K | 0.7% | |
| PIMCO Investments Commodity Real Return Strategy Inst. | — | — | — | $74K | 0.6% | |
| Vanguard Investments Target Retirement 2060 Inv. | — | — | — | $72K | 0.6% | |
| LARGE CAP GROWTH / MFS FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 350 | Pooled Separate Account | — | — | $60K | 0.5% | |
| AllianceBernstein Large Cap Growth Z | — | — | — | $50K | 0.4% | |
| Principal High Yield R6 | — | — | — | $45K | 0.4% | |
| AllianceBernstein Small Cap Growth Z | — | — | — | $36K | 0.3% |