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Original filing (PDF)20251013151704NAL0003434882001
BATON ROUGE ORTHOPAEDIC CLINIC, LLC
Form 5500
FILING_RECEIVED
BATON ROUGE ORTHOPAEDIC CLINIC, LLC PROFIT SHARING PLAN AND TRUST
401(k) retirement plan
Signals · 3
66% in single holdingNo recordkeeper disclosed9 service providers
Active participants
312
Accounts w/ balance
367
Plan assets (EOY)
$82.7M
Net assets (EOY)
$82.7M
How this plan invests
This plan
25 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
84
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "BROKERAGE Individual Brokerage Accounts" is 66% of plan.
- 62 bps in Schedule C fees — 287% above peer band of 16 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BATON ROUGE ORTHOPAEDIC CLINIC, LLC.
Plan sponsor
Name
BATON ROUGE ORTHOPAEDIC CLINIC, LLC
EIN
72-1460193
Address
8080 BLUEBONNET BLVD. · BATON ROUGE, LA · 70810
Phone
(225) 769-6200
Industry
Offices of Physicians· Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2R · Participant-directed brokerage (SDBA)
3B · Covers self-employed individuals
2A · Age/service weighted or new comparability
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Welfare benefit codes
4B · Life Insurance
Audit & trust (Schedule H)
Auditor
HANNIS T BOURGEOIS LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
9 rowsOther
9| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CHARLES SCHWAB | 94-1737782 | — | NONE | $207K | — |
| ONEAMERICA RETIREMENT SERVICES LLC | 46-5378846 | — | NONE | $97K | — |
| RAYMOND JAMES | 59-1237041 | — | NONE | $64K | — |
| PERSHING | 95-3845382 | — | NONE | $59K | — |
| FIDELITY | 04-2882358 | — | NONE | $31K | — |
| WELLS FARGO | 94-1347393 | — | NONE | $26K | — |
| MORGAN STANLEY | 26-4310844 | — | NONE | $22K | — |
| ASSETMARK TRUST COMPANY | — | BATON ROUGE, LA | NONE | $6K | — |
| MATRIX TRUST COMPANY | 75-3182674 | — | NONE | $0 | — |
Investments
25 direct securities· $79.6M(96% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| BROKERAGE Individual Brokerage Accounts | — | — | — | $52.8M | 63.9% | |
| AMERICAN FUNDS American Funds 2045 Trgt | — | — | — | $5.7M | 7.0% | |
| AMERICAN FUNDS American Funds 2035 Trgt | — | — | — | $5.0M | 6.1% | |
| AMERICAN FUNDS American Funds 2030 Trgt | — | — | — | $3.3M | 3.9% | |
| AMERICAN FUNDS American Funds 2050 Trgt | — | — | — | $3.1M | 3.8% | |
| AMERICAN FUNDS American Funds 2055 Trgt | — | — | — | $2.5M | 3.1% | |
| AMERICAN FUNDS American Funds 2040 Trgt | — | — | — | $1.4M | 1.7% | |
| AMERICAN FUNDS American Funds 2025 Trgt | — | — | — | $1.1M | 1.3% | |
| AMERICAN FUNDS American Funds 2060 Trgt | — | — | — | $1.0M | 1.2% | |
| FIDELITY FUNDS Fidelity® 500 Index | — | — | — | $982K | 1.2% | |
| JP MORGAN JPMorgan Large Cap Growth R6 | — | — | — | $865K | 1.0% | |
| AMERICAN FUNDS American Funds Europacific | — | — | — | $309K | 0.4% | |
| FIDELITY FUNDS Fidelity® Mid Cap Index Instl | — | — | — | $252K | 0.3% | |
| AMERICAN FUNDS American Funds 2020 Trgt | — | — | — | $206K | 0.2% | |
| FIDELITY FUNDS Fidelity® Small Cap Index Instl | — | — | — | $206K | 0.2% | |
| MFS FUNDS MFS® Mid Cap Value R6 | — | — | — | $164K | 0.2% | |
| R.W. BAIRD MidCap Inst | — | — | — | $139K | 0.2% | |
| VIRTUS KAR FUNDS Virtus KAR Small-Cap Growth I | — | — | — | $115K | 0.1% | |
| BARON FUNDS Baron Emerging Markets ** 0 DODGE & COX Dodge & Cox Income Cl l | — | — | — | $102K | 0.1% | |
| MFS FUNDS MFS® Value Fund R6 | — | — | — | $99K | 0.1% | |
| AMERICAN UNITED LIFE INSURANCE COMPANY AUL Stable Value Account Series A | — | — | — | $67K | <0.1% | |
| FIDELITY FUNDS Fidelity® International Index | — | — | — | $67K | <0.1% | |
| AMERICAN BEACON FUNDS American Beacon Small Cap Value Instil | — | — | — | $30K | <0.1% | |
| FIDELITY FUNDS Fidelity® US Bond Index Instl | — | — | — | $17K | <0.1% | |
| PGIM FUNDS PGIM High Yield R6 | — | — | — | $5K | <0.1% |