How big is DOWD Brokerage, LLC's plan?

DOWD Brokerage, LLC's plan reported $3.2M in assets and 15 participants for 2025.

Original filing (PDF)20260213145321NAL0001613952001

DOWD Brokerage, LLC

Name: DOWD Brokerage, LLC — TUT of the DOWD Brokerage, LLC, Form 5500 (2025)
Creator: DOWD Brokerage, LLC
License: https://www.usa.gov/government-works

Form 5500-SF

FILING_RECEIVED

TUT of the DOWD Brokerage, LLC Retirement Plan

401(k) retirement plan · DOWD Brokerage, LLC's TUT of the DOWD Brokerage, LLC Retirement Plan held $3.2M in plan assets for 15 participants in 2025.

Active participants

Accounts w/ balance

Plan assets (EOY)

$3.2M

Net assets (EOY)

$3.2M

People on this filing

Wendi Newton signed DOWD Brokerage, LLC's 2025 Form 5500 as plan administrator.

Wendi Newton — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

DOWD Brokerage, LLC's EIN is 72-1431171.

EIN 72-1431171

Plan number 001

Plan year 2025

ACK ID 20260213145321NAL0001613952001

Official Form 5500 document

Download the official 2025 Form 5500 (PDF) for DOWD Brokerage, LLC from the U.S. Department of Labor's EFAST2 system.

Download the official 2025 Form 5500 (PDF)

Plan features

DOWD Brokerage, LLC's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a default investment (QDIA), life insurance.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for DOWD BROKERAGE, LLC.

Finding similar companies…

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 70% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

Vendor & structure

100

Knocking points off