Original filing (PDF)20231012134626NAL0031395265001

HARGROVE HOLDING COMPANY, INC.

Name: HARGROVE HOLDING COMPANY, INC. — HARGROVE HOLDING COMPANY, INC. TEAMMATE STOCK OWNERSHIP PLAN, Form 5500 (2022)
Creator: HARGROVE HOLDING COMPANY, INC.

Form 5500

FILING_RECEIVED

HARGROVE HOLDING COMPANY, INC. TEAMMATE STOCK OWNERSHIP PLAN

Defined-contribution retirement plan

Signals · 2

93% in single holding93% employer stock

Active participants

1,466

Accounts w/ balance

1,942

Plan assets (EOY)

$66.3M

Net assets (EOY)

$66.3M

How this plan invests

This plan

49 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Average plan with room to improve

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

88% of assets in employer securities (concentration risk).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for HARGROVE HOLDING COMPANY, INC..

Plan sponsor

Name

HARGROVE HOLDING COMPANY, INC.

EIN

72-1352530all filings

Address

20 SOUTH ROYAL STREET · MOBILE, AL · 36602

Phone

(251) 476-0605

Industry

Engineering Services· Professional & Technical Servicessee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

002

Plan year

2022

Plan year begin

2022-01-01

Tax period

2022-12-31

Filed

2023-10-12

Pension benefit codes

2I · Stock bonus

2O · ESOP (non-leveraged)

2Q · S-corporation ESOP

3H · Sponsor in controlled / affiliated group

3I · Requires investment in employer securities

Audit & trust (Schedule H)

Auditor

HARDING, SHYMANSKI & COMPANY, P.S.C

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

5 rows

Custodian

Name	EIN	Location	Relation	Direct comp	Indirect comp
CHARLES SCHWAB	94-1737782	—	CUSTODIAN	$19K	—

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
PRINCIPAL	42-0127290	—	RECORDKEEPER/BOOKKEEPER	$72K	—

Investments

49 direct securities· $62.4M(94% of reported assets)

Common Stocks

$58.2M

1 holding

Mutual Funds

$1.5M

14 holdings

Common Collective Trusts

$1.2M

14 holdings

Other securities

$912K

16 holdings

Cash / Money Market

$417K

1 holding

U.S. Treasuries

$169K

3 holdings

					% of plan
Hargrove Holding Company, Inc. 1,053,364 shares common stock allocated	Common Stocks	—	$11.0M	$58.2M	87.8%
Interest-bearing cash Interest-bearing cash	Cash / Money Market	—	$417K	$417K	0.6%
Columbia Dividend Income Fund Institutional 2 Class Mutual fund	Other securities	—	$281K	$361K	0.5%
Vanguard Short-Term Investment-Grade Fund Admiral Mutual fund	Mutual Funds	—	$328K	$307K	0.5%
Vanguard Mega Cap Index Fund ETF Shares Exchange-traded funds	Common Collective Trusts	—	$211K	$288K	0.4%
Vanguard Total Bond Market Index Fund ETF Shares Exchange-traded funds	Common Collective Trusts	—	$255K	$219K	0.3%
Schwab US Dividend Equity ETF Exchange-traded funds	Mutual Funds	—	$204K	$201K	0.3%
Vanguard FTSE Developed Markets Index Fund ETF Sha Exchange-traded funds	Common Collective Trusts	—	$216K	$190K	0.3%
Vanguard Mid-Cap ETF Exchange-traded funds	Mutual Funds	—	$114K	$147K	0.2%
Vanguard Mid-Cap Value ETF Exchange-traded funds	Mutual Funds	—	$113K	$131K	0.2%
Vanguard Core Bond Fund Admiral Shares Mutual fund	Mutual Funds	—	$149K	$123K	0.2%
Vanguard Mega Cap Growth Index Fund ETF Shares Exchange-traded funds	Common Collective Trusts	—	$97K	$121K	0.2%
Vanguard Ultra-Short-Term Bond Fund Admiral Mutual fund	Mutual Funds	—	$112K	$109K	0.2%
Invesco BulletShares 2024 Corporate Bond ETF Exchange-traded funds	Mutual Funds	—	$104K	$100K	0.2%
PIMCO Enhanced Short Maturity Active Exchange-Trad Exchange-traded funds	Mutual Funds	—	$101K	$98K	0.1%
iShares 1-5 Year Investment Grade Corporate Bd ETF Exchange-traded funds	Common Collective Trusts	—	$101K	$92K	0.1%
AB Large Cap Growth Fund Advisor Class Mutual fund	Other securities	—	$130K	$91K	0.1%
Vanguard Dividend Appreciation Index Fund ETF Exchange-traded funds	Common Collective Trusts	—	$79K	$82K	0.1%
Schwab Short Term US Treasury ETF Exchange-traded funds	U.S. Treasuries	—	$80K	$80K	0.1%
iShares iBonds Dec 2024 Term Treasury ETF Exchange-traded funds	Other securities	—	$78K	$78K	0.1%
iShares iBonds Dec 2023 Term Treasury ETF Exchange-traded funds	Other securities	—	$73K	$73K	0.1%
Vanguard Small-Cap Index Fund Exchange-traded funds	Common Collective Trusts	—	$64K	$71K	0.1%
Invesco BulletShares 2023 Corporate Bond ETF Exchange-traded funds	Mutual Funds	—	$72K	$70K	0.1%
Western Asset Core Bond Fund Class I Mutual fund	Other securities	—	$79K	$64K	<0.1%
iShares 3-7 YR Treasury Bond ETF Exchange-traded funds	U.S. Treasuries	—	$50K	$50K	<0.1%
Janus Henderson Enterprise Fund Class I Mutual fund	Mutual Funds	—	$55K	$49K	<0.1%
Vanguard International Value Fund Investor Shares Mutual fund	Mutual Funds	—	$52K	$42K	<0.1%
MFS International Intrinsic Value Fund Class R6 Mutual fund	Mutual Funds	—	$57K	$42K	<0.1%
iShares 7-10 YR Treasury Bond ETF Exchange-traded funds	U.S. Treasuries	—	$40K	$39K	<0.1%
Vanguard Emerging Markets Stock Index Fund ETF Exchange-traded funds	Common Collective Trusts	—	$36K	$35K	<0.1%
Invesco BulletShares 2023 High Yield Corp Bd ETF Exchange-traded funds	Mutual Funds	—	$38K	$35K	<0.1%
Columbia EM Core ex-China ETF Exchange-traded funds	Other securities	—	$42K	$33K	<0.1%
Invesco BulletShares 2024 High Yield Corp Bd ETF Exchange-traded funds	Mutual Funds	—	$37K	$33K	<0.1%
Aberdeen Bloomberg All Commodity Strat K-1 Free ET Exchange-traded funds	Other securities	—	$41K	$33K	<0.1%
iShares MSCI United Kingdom Trust Exchange-traded funds	Other securities	—	$34K	$31K	<0.1%
Driehaus Emerging Markets Growth Inv Mutual fund	Other securities	—	$40K	$30K	<0.1%
iShares iBonds Dec 2025 Term Treasury ETF Exchange-traded funds	Other securities	—	$30K	$30K	<0.1%
Vanguard International Dividend Appreciation Index Fund ETF Exchange-traded funds	Common Collective Trusts	—	$28K	$29K	<0.1%
iShares Global Energy ETF Exchange-traded funds	Other securities	—	$16K	$25K	<0.1%
SPDR Bloomberg Emerging Markets Local Bond ETF Exchange-traded funds	Other securities	—	$20K	$20K	<0.1%
iShares Silver Trust Exchange-traded funds	Other securities	—	$13K	$18K	<0.1%
Vanguard Utilities Index Fund ETF Exchange-traded funds	Common Collective Trusts	—	$14K	$15K	<0.1%
Vanguard Small-Cap Value Index Fund ETF Exchange-traded funds	Common Collective Trusts	—	$14K	$14K	<0.1%
Vanguard Small-Cap Growth Index Fund ETF Exchange-traded funds	Common Collective Trusts	—	$13K	$12K	<0.1%
Vanguard Consumer Staples Index Fund ETF Exchange-traded funds	Common Collective Trusts	—	$10K	$11K	<0.1%
iShares MSCI Frontier and Select EM 100 ETF Exchange-traded funds	Other securities	—	$10K	$10K	<0.1%
iShares North American Natural Resources ETF Exchange-traded funds	Other securities	—	$8K	$9K	<0.1%
Vanguard Mid-Cap Growth Index Fund ETF Exchange-traded funds	Common Collective Trusts	—	$9K	$9K	<0.1%
iShares MSCI Brazil ETF Exchange-traded funds	Other securities	—	$8K	$7K	<0.1%