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Original filing (PDF)20251014103752NAL0002649025001
BRIGGS MANAGEMENT, LLC.
Form 5500
FILING_RECEIVED
DAIQUIRIS/FAT TUESDAY RETIREMENT SAVINGS PLAN
401(k) retirement plan
Active participants
249
Accounts w/ balance
284
Plan assets (EOY)
$9.9M
Net assets (EOY)
$9.9M
How this plan invests
This plan
2 pooled trusts
Schedule D
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 74 bps in Schedule C fees — modestly above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BRIGGS MANAGEMENT, LLC..
Plan sponsor
Name
BRIGGS MANAGEMENT, LLC.
EIN
72-1312765
Address
2990 PONCE DE LEON, SUITE 400 · CORAL GABLES, FL · 33134
Phone
(786) 359-2352
Industry
Accommodation & Food Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2H · Partial participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
ERICKSEN KRENTEL LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $0 | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MMA SECURITIES LLC | — | NEW YORK, NY | INVESTMENT ADVISOR | $30K | — |
| WORLD INVESTMENT ADVISORS LLC | — | SANTA BARBARA, CA | INVESTMENT ADVISOR | $27K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ERICKSEN, KRENTEL & LAPORTE, LLP | — | NEW ORLEANS, LA | AUDITOR | $13K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $3K | — |
Investments
32 direct securities · 2 pooled funds· $9.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$8.7M
32 holdings
Common Collective Trust
$1.2M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX ADMIRAL Mutual Fund | — | — | — | $1.3M | 12.7% | |
| AB US LARGE CAP GROWTH CIT W SERIES GREAT GRAY · EIN 38-4116831 / PN 509 | Common Collective Trust | — | — | $898K | 9.1% | |
| AMERICAN FUNDS 2030 TRGT DATE RETIRE R6 Mutual Fund | — | — | — | $858K | 8.6% | |
| AMERICAN FUNDS 2035 TRGT DATE RETIRE R6 Mutual Fund | — | — | — | $612K | 6.2% | |
| VANGUARD SMALL CAP INDEX ADM Mutual Fund | — | — | — | $574K | 5.8% | |
| BLACKROCK MID-CAP GROWTH EQUITY K Mutual Fund | — | — | — | $554K | 5.6% | |
| EI FIXED ACCOUNT - SERIES CLASS VI Insurance General Account | — | — | — | $474K | 4.8% | |
| AMERICAN FUNDS AMERICAN BALANCED R6 Mutual Fund | — | — | — | $412K | 4.2% | |
| MFS MID CAP VALUE R6 Mutual Fund | — | — | — | $386K | 3.9% | |
| AMERICAN FUNDS 2045 TRGT DATE RETIRE R6 Mutual Fund | — | — | — | $382K | 3.9% | |
| AMERICAN FUNDS 2040 TRGT DATE RETIRE R6 Mutual Fund | — | — | — | $379K | 3.8% | |
| AMERICAN FUNDS NEW PERSPECTIVE R6 Mutual Fund | — | — | — | $376K | 3.8% | |
| PUTNAM LARGE CAP VALUE TRUST I PUTNAM INVESTMENTS CIT · EIN 82-3639536 / PN 275 | Common Collective Trust | — | — | $336K | 3.4% | |
| AMERICAN FUNDS 2055 TRGT DATE RETIRE R6 Mutual Fund | — | — | — | $318K | 3.2% | |
| FIDELITY ADVISOR TOTAL BOND Z Mutual Fund | — | — | — | $242K | 2.4% | |
| T. ROWE PRICE U.S. EQUITY RESEARCH I Mutual Fund | — | — | — | $203K | 2.0% | |
| AMERICAN FUNDS NEW WORLD R6 Mutual Fund | — | — | — | $187K | 1.9% | |
| AMERICAN FUNDS 2065 TRGT DATE RETIRE R6 Mutual Fund | — | — | — | $170K | 1.7% | |
| AMERICAN FUNDS 2050 TRGT DATE RETIRE R6 Mutual Fund | — | — | — | $153K | 1.5% | |
| PRINCIPAL REAL ESTATE SECURITIES FD R-6 Mutual Fund | — | — | — | $143K | 1.4% | |
| VANGUARD MID CAP INDEX FUND - ADMIRAL Mutual Fund | — | — | — | $141K | 1.4% | |
| VOYA SMALL CAP GROWTH FUND R6 Mutual Fund | — | — | — | $113K | 1.1% | |
| VANGUARD TOTAL WORLD STOCK INDEX ADMIRAL Mutual Fund | — | — | — | $110K | 1.1% | |
| AMERICAN FUNDS 2060 TRGT DATE RETIRE R6 Mutual Fund | — | — | — | $98K | 1.0% | |
| VANGUARD BALANCED INDEX ADM Mutual Fund | — | — | — | $93K | 0.9% | |
| FIDELITY INFLATION PROTECTED BOND INDEX Mutual Fund | — | — | — | $85K | 0.9% | |
| DFA INTERNATIONAL SMALL COMPANY I Mutual Fund | — | — | — | $85K | 0.9% | |
| Notes receivable from participants Bearing interest at 4.25%-9.50% | — | — | — | $67K | 0.7% | |
| AMERICAN FUNDS 2025 TRGT DATE RETIRE R6 Mutual Fund | — | — | — | $61K | 0.6% | |
| FIDELITY INTERNATIONAL INDEX Mutual Fund | — | — | — | $53K | 0.5% | |
| PIMCO INCOME INSTL Mutual Fund | — | — | — | $47K | 0.5% | |
| FIDELITY ADVISOR INTERNATIONAL CAP APP Z Mutual Fund | — | — | — | $33K | 0.3% | |
| PIMCO INT BOND (USD-HEDGED) INSTL Mutual Fund | — | — | — | $15K | 0.2% | |
| PIMCO RAE US SMALL INSTL Mutual Fund | — | — | — | $1K | <0.1% |
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