Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA FINANCIAL LIFE | 36-6071399 | — | RECORDKEEPER | $19K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RAYMOND JAMES AND ASSOCIATES INC | 59-1237041 | — | INVESTMENT ADVISORY - PL | $13K | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SEPARATE ACCOUNT 401 TALCOTT RESOLUTION LIFE INSURANCE COMPANY · EIN 06-0974148 / PN 000 | Pooled Separate Account | — | — | $10.4M | 100.0% | |
| Party Identity of Issue, -in- Borrower, Lessor, Description of Investment Current Interest or Similar Party Including Share Balance Cost Value Pooled Separate Accounts * TransamericaRetOnTrk 2030 with Amer Fds RetOpt |
| — |
| — |
| — |
| $2.4M |
| 23.5% |
| TransamericaRetOnTrk 2050 with Amer Fds RetOpt | — | — | — | $999K | 9.6% |
| TransamericaRetOnTrk 2045 with Amer Fds RetOpt | — | — | — | $810K | 7.8% |
| Transamerica Partners Stck Index Ret Opt | — | — | — | $781K | 7.5% |
| TransamericaRetOnTrk 2035 with Amer Fds RetOpt | — | — | — | $758K | 7.3% |
| TransamericaRetOnTrk 2040 with Amer Fds RetOpt | — | — | — | $727K | 7.0% |
| AEGON Cash Resrv Ret Acct | — | — | — | $710K | 6.9% |
| TransamericaRetOnTrk 2055 with Amer Fds RetOpt | — | — | — | $521K | 5.0% |
| TransamericaRetOnTrk 2025 with Amer Fds RetOpt | — | — | — | $477K | 4.6% |
| State Street Internatnl Index Ret Opt | — | — | — | $351K | 3.4% |
| State Street Russell Lg Cap Gr Index Ret Acct | — | — | — | $337K | 3.3% |
| TransamericaRetOnTrk 2060 with Amer Fds RetOpt | — | — | — | $249K | 2.4% |
| State Street S&P Mid Cap Index Ret Opt | — | — | — | $199K | 1.9% |
| State Street U.S. Bd Index Ret Opt | — | — | — | $163K | 1.6% |
| State Street Russell Lg Cap Val Indx Ret Acct | — | — | — | $161K | 1.6% |
| TA Vanguard REIT Index Ret Opt | — | — | — | $157K | 1.5% |
| State Street Russell Sm Cap Val Index Ret Opt | — | — | — | $97K | 0.9% |
| State Street Russell Sm Cap Val Index Ret Acct | — | — | — | $65K | 0.6% |
| State Street Russell Sm Cap Gr Index Ret Acct | — | — | — | $62K | 0.6% |
| DFA Inflation-Protected Securities Port Ret Opt | — | — | — | $48K | 0.5% |
| JPMorgan U.S. Equity Ret Opt | — | — | — | $37K | 0.4% |
| American Funds New World Ret Opt | — | — | — | $34K | 0.3% |
| TransamericaRetOnTrk 2020 with Amer Fds RetOpt | — | — | — | $33K | 0.3% |
| MFS Massachusetts Invstrs Growth Stock Ret Opt | — | — | — | $31K | 0.3% |
| Transamerica RetireOnTrk 2065 with Amer Fds RetOpt | — | — | — | $29K | 0.3% |
| BlackRock High Yield Portfolio Ret Opt | — | — | — | $25K | 0.2% |
| Neuberger Berman Real Estate Ret Opt | — | — | — | $19K | 0.2% |
| JPMorgan U.S. Sm Comp Ret Opt | — | — | — | $17K | 0.2% |
| MFS Mid Cap Value Ret Opt | — | — | — | $13K | 0.1% |
| American Funds EuroPacific Gr Ret Opt | — | — | — | $7K | <0.1% |
| American Funds Blncd Ret Opt | — | — | — | $5K | <0.1% |
| MFS Mid Cap Growth Ret Opt | — | — | — | $4K | <0.1% |
| JPMorgan SMID Cap Equity Ret Opt | — | — | — | $2K | <0.1% |
