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Original filing (PDF)20250916130936NAL0005123570001
ADVANTAGE CAPITAL MANAGEMENT CORPORATION
Form 5500
FILING_RECEIVED
ADVANTAGE CAPITAL 401(K) PLAN
401(k) retirement plan
Active participants
197
Accounts w/ balance
243
Plan assets (EOY)
$49.0M
Net assets (EOY)
$49.0M
How this plan invests
This plan
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ADVANTAGE CAPITAL MANAGEMENT CORPORATION.
Plan sponsor
Name
ADVANTAGE CAPITAL MANAGEMENT CORPORATION
EIN
72-1262990
Address
909 POYDRAS STREET SUITE 2230 · NEW ORLEANS, LA · 70112
Phone
(504) 522-4850
Industry
Real Estatesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-16
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
LAPORTE CPA & BUSINESS ADVISORS
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $44K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ONEDIGITAL INVESTMENT ADVISORS LLC | — | DALLAS, TX | INVESTMENT ADVISOR | $59K | — |
| HOYLECOHEN LLC | 20-4860430 | — | INVESTMENT ADVISOR | $10K | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | BROKERAGE SERVICES | $106 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $13K | — |
Investments
30 direct securities· $48.6M(99% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Party-in- Identity of Issue, Borrower, Current Interest Lessor, or Similar Party Description of Investment Cost Value Fidelity 500 Index Mutual Fund | — | — | — | $10.1M | 20.5% | |
| SCHWAB SDB Self Directed Brokerage Account | — | — | — | $9.9M | 20.1% | |
| Jensen Quality Growth Y Mutual Fund | — | — | — | $7.1M | 14.5% | |
| Vanguard Wellington Adm Mutual Fund | — | — | — | $3.5M | 7.2% | |
| Columbia Dividend Income Instl 3 Mutual Fund | — | — | — | $3.3M | 6.8% | |
| Fidelity International Index Mutual Fund | — | — | — | $2.3M | 4.7% | |
| Touchstone Mid Cap Fund Y Mutual Fund | — | — | — | $1.8M | 3.7% | |
| American Century Ultra(R) R6 Mutual Fund | — | — | — | $1.6M | 3.3% | |
| Vanguard Small Cap Growth Index Admiral Mutual Fund | — | — | — | $1.2M | 2.5% | |
| Vanguard Small Cap Index Fund - Admiral Mutual Fund | — | — | — | $1.1M | 2.2% | |
| Undiscovered MGRS Behavioral Value R6 Mutual Fund | — | — | — | $1.0M | 2.1% | |
| DFA Emerging Markets Core Equity I Mutual Fund | — | — | — | $965K | 2.0% | |
| J P MORGAN CORE BOND R6 Mutual Fund | — | — | — | $938K | 1.9% | |
| SCHWAB SDB ROTH Self Directed Brokerage Account | — | — | — | $776K | 1.6% | |
| Vanguard Mid-Cap Value Index Admiral Mutual Fund | — | — | — | $775K | 1.6% | |
| Vanguard Federal Money Market Inv Mutual Fund | — | — | — | $715K | 1.5% | |
| MFS Mid Cap Growth R6 Mutual Fund | — | — | — | $304K | 0.6% | |
| Vanguard GNMA Adm Mutual Fund | — | — | — | $289K | 0.6% | |
| PIMCO INT BOND (USD-HEDGED) INST Mutual Fund | — | — | — | $230K | 0.5% | |
| FIDELITY MID CAP INDEX Mutual Fund | — | — | — | $210K | 0.4% | |
| Dodge & Cox International Stock - I Mutual Fund | — | — | — | $121K | 0.2% | |
| MFS INTERNATIONAL GROWTH R6 Mutual Fund | — | — | — | $81K | 0.2% | |
| BLACKROCK LIFEPATH INDEX 2065 K Mutual Fund | — | — | — | $81K | 0.2% | |
| BLACKROCK LIFEPATH INDEX 2055 K Mutual Fund | — | — | — | $36K | <0.1% | |
| BLACKROCK LIFEPATH INDEX 2045 K Mutual Fund | — | — | — | $32K | <0.1% | |
| BLACKROCK LIFEPATH INDEX 2035 K Mutual Fund | — | — | — | $26K | <0.1% | |
| BLACKROCK LIFEPATH INDEX 2060 K Mutual Fund | — | — | — | $24K | <0.1% | |
| BLACKROCK LIFEPATH INDEX 2040 K Mutual Fund | — | — | — | $13K | <0.1% | |
| BLACKROCK LIFEPATH INDEX 2050 K Mutual Fund | — | — | — | $10K | <0.1% | |
| BLACKROCK LIFEPATH INDEX 2030 K Mutual Fund | — | — | — | $9K | <0.1% |